Vault-13

AXONICS INC AXNX

COM · Common Stock · CUSIP 05465P101 · ISIN US05465P1012

231 institutional holders +9 vs Q3 2023
52,896,07552.9m shares reported held*
$3.3bnreported value*
31 new 103 added 67 reduced 24 sold out net bought ≈ $89.6m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $62.32. Options: 9 managers hold calls ($9.1m notional), 8 hold puts ($4.0m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 230Q4 22: 235Q1 23: 237Q2 23: 236Q3 23: 222Q4 23: 231231Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022230
Q4 2022235
Q1 2023237
Q2 2023236
Q3 2023222
Q4 2023231

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 117 bought or addedQ4 22: 112 cut or sold outQ4 22Q1 23: 137 bought or addedQ1 23: 91 cut or sold outQ1 23Q2 23: 123 bought or addedQ2 23: 121 cut or sold outQ2 23Q3 23: 115 bought or addedQ3 23: 130 cut or sold outQ3 23Q4 23: 134 bought or addedQ4 23: 91 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022117112
Q1 202313791
Q2 2023123121
Q3 2023115130
Q4 202313491

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ1 23 calls: $6.4mQ1 23 puts: $9.3mQ1 23P/C 1.45Q2 23 calls: $1.0mQ2 23 puts: $1.4mQ2 23P/C 1.36Q3 23 calls: $4.7mQ3 23 puts: $3.3mQ3 23P/C 0.69Q4 23 calls: $9.1mQ4 23 puts: $4.0mQ4 23P/C 0.44
Numbers
QuarterCallsPutsP/C
Q1 2023$6.4m$9.3m1.45
Q2 2023$1.0m$1.4m1.36
Q3 2023$4.7m$3.3m0.69
Q4 2023$9.1m$4.0m0.44

Biggest buyers

AXA S.A. Added +1,410,821+1.4m
FMR LLC Added +867,563+867.6k
Artisan Partners Limited Partnership Added +583,958+584.0k
MORGAN STANLEY Added +361,295+361.3k
BlackRock Inc. Added +275,707+275.7k
Balyasny Asset Management L.P. Added +224,876+224.9k
Driehaus Capital Management LLC Added +208,180+208.2k
Invesco Ltd. Added +189,862+189.9k
INTRINSIC EDGE CAPITAL MANAGEMENT LLC Added +189,716+189.7k
JPMORGAN CHASE & CO Added +150,297+150.3k

Biggest sellers

NORGES BANK Reduced -691,166-691.2k
CITADEL ADVISORS LLC Reduced -665,408-665.4k
Point72 Asset Management, L.P. Sold out -658,695-658.7k
RTW INVESTMENTS, LP Sold out -442,487-442.5k
Bellevue Group AG Reduced -419,686-419.7k
BRAIDWELL LP Sold out -354,527-354.5k
Jefferies Financial Group Inc. Reduced -286,856-286.9k
Magnetar Financial LLC Reduced -267,655-267.7k
BANK OF AMERICA CORP /DE/ Reduced -185,145-185.1k
MARSHALL WACE, LLP Sold out -152,686-152.7k

Biggest calls

TORNO CAPITAL, LLC First filing $2.8m44.3k shares
PEAK6 Investments LLC Added $2.7m43.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $1.9m29.9k shares
MILLENNIUM MANAGEMENT LLC Reduced $622.3k10.0k shares
CITADEL ADVISORS LLC Reduced $622.3k10.0k shares
SIMPLEX TRADING, LLC Reduced $273.0k4.4k shares
JANE STREET GROUP, LLC New $255.1k4.1k shares
GROUP ONE TRADING LLC Reduced $6.2k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $1.1m17.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.1m17.3k shares
Crawford Fund Management, LLC First filing $622.3k10.0k shares
JANE STREET GROUP, LLC New $616.1k9.9k shares
SIMPLEX TRADING, LLC Added $360.0k5.8k shares
PEAK6 Investments LLC Unchanged $161.8k2.6k shares
GROUP ONE TRADING LLC Reduced $93.3k1.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.03% of their portfolio BOSTON, MA 5,426,0075.4m $337.7m $337.7m 0.03% Added +867.6k +867,563
2 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 5,260,8305.3m $327.4m $327.4m 0.01% Reduced -1.5k -1,484
3 BlackRock Inc. 0.01% of their portfolio New York, NY 4,189,8174.2m $260.7m $260.7m 0.01% Added +275.7k +275,707
4 AXA S.A. 0.31% of their portfolio PARIS, I0 3,138,9323.1m $195.3m $195.3m 0.31% Added +1.4m +1,410,821
5 Champlain Investment Partners, LLC 0.71% of their portfolio BURLINGTON, VT 1,917,1331.9m $119.3m $119.3m 0.71% Reduced -96.3k -96,268
6 Bellevue Group AG 1.74% of their portfolio ZURICH, V8 1,833,1651.8m $114.1m $114.1m 1.74% Reduced -419.7k -419,686
7 Invesco Ltd. 0.03% of their portfolio ATLANTA, GA 1,824,8461.8m $113.6m $113.6m 0.03% Added +189.9k +189,862
8 BAMCO INC /NY/ 0.30% of their portfolio NEW YORK, NY 1,797,9631.8m $111.9m $111.9m 0.30% Reduced -1.8k -1,768
9 LOOMIS SAYLES & CO L P 0.12% of their portfolio BOSTON, MA 1,301,3601.3m $81.0m $81.0m 0.12% Added +48.7k +48,726
10 Hood River Capital Management LLC 2.22% of their portfolio PALM BEACH GARDENS, FL 1,298,2851.3m $80.8m $80.8m 2.22% Reduced -54.8k -54,815
11 MACKENZIE FINANCIAL CORP 0.12% of their portfolio TORONTO ONTARIO, A6 1,250,0051.3m $77.8m $77.8m 0.12% Added +10.9k +10,872
12 Artisan Partners Limited Partnership 0.12% of their portfolio Milwaukee, WI 1,220,8891.2m $76.0m $76.0m 0.12% Added +584.0k +583,958
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,203,8581.2m $74.9m $74.9m 0.00% Added +47.3k +47,286
14 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 1,101,9001.1m $68.6m $68.6m 0.01% Added +60.3k +60,308
15 CREDIT SUISSE AG/ 0.06% of their portfolio ZURICH, V8 984,060984.1k $61.2m $61.2m 0.06% Reduced -102.3k -102,312
16 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 922,295922.3k $57.4m $57.4m 0.02% Added +56.4k +56,418
17 WASATCH ADVISORS LP 0.24% of their portfolio SALT LAKE CITY, UT 704,521704.5k $43.8m $43.8m 0.24% Added +5.0k +5,046
18 Amundi 0.02% of their portfolio Paris, I0 685,325685.3k $47.3m $47.3m 0.02% Reduced -14.6k -14,592
19 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 641,829641.8k $39.9m $39.9m 0.01% Added +30.7k +30,680
20 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 621,570621.6k $38.7m $38.7m 0.01% Added +40.3k +40,306
21 NORGES BANK 0.01% of their portfolio OSLO, Q8 604,931604.9k $37.6m $37.6m 0.01% Reduced -691.2k -691,166
22 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 594,161594.2k $37.0m $37.0m 0.01% Reduced -622 -622
23 MACQUARIE GROUP LTD 0.04% of their portfolio Sydney, NSW 2000, C3 582,961583.0k $36.3m $36.3m 0.04% Added +65.1k +65,085
24 NEUBERGER BERMAN GROUP LLC 0.03% of their portfolio NEW YORK, NY 580,591580.6k $36.1m $36.1m 0.03% Added +46.0k +45,955
25 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 573,950574.0k $35.7m $35.7m 0.00% Added +361.3k +361,295
26 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.10% of their portfolio Paris, I0 572,437572.4k $35.6m $35.6m 0.10% Added +46.3k +46,296
27 Capital World Investors 0.01% of their portfolio LOS ANGELES, CA 488,000488.0k $30.4m $30.4m 0.01% Unchanged
28 NEXT CENTURY GROWTH INVESTORS LLC 2.81% of their portfolio PLYMOUTH, MN 464,589464.6k $28.9m $28.9m 2.81% Reduced -49.4k -49,367
29 Driehaus Capital Management LLC 0.32% of their portfolio Chicago, IL 427,961428.0k $26.6m $26.6m 0.32% Added +208.2k +208,180
30 KENNEDY CAPITAL MANAGEMENT LLC 0.56% of their portfolio ST LOUIS, MO 413,827413.8k $25.8m $25.8m 0.56% Added +13.9k +13,857
31 Granite Investment Partners, LLC 0.98% of their portfolio EL SEGUNDO, CA 404,672404.7k $25.2m $25.2m 0.98% Added +76.0k +76,006
32 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 403,253403.3k $25.1m $25.1m 0.01% Added +8.4k +8,385
33 INTRINSIC EDGE CAPITAL MANAGEMENT LLC 2.53% of their portfolio CHICAGO, IL 381,070381.1k $23.7m $23.7m 2.53% Added +189.7k +189,716
34 Balyasny Asset Management L.P. 0.06% of their portfolio Chicago, IL 372,909372.9k $23.2m $23.2m 0.06% Added +224.9k +224,876
35 Magnetar Financial LLC 0.57% of their portfolio EVANSTON, IL 360,038360.0k $22.4m $22.4m 0.57% Reduced -267.7k -267,655
36 JENNISON ASSOCIATES LLC 0.02% of their portfolio NEW YORK, NY 354,331354.3k $22.1m $22.1m 0.02% Added +128.4k +128,374
37 LORD, ABBETT & CO. LLC 0.04% of their portfolio JERSEY CITY, NJ 325,452325.5k $20.3m $20.3m 0.04% Added +138.0k +138,006
38 VOYA INVESTMENT MANAGEMENT LLC 0.02% of their portfolio ATLANTA, GA 321,410321.4k $20.0m $20.0m 0.02% Added +2.2k +2,169
39 C WorldWide Group Holding A/S 0.27% of their portfolio COPENHAGEN, G7 320,400320.4k $19.9m $19.9m 0.27% Unchanged
40 First Light Asset Management, LLC 1.60% of their portfolio Edina, MN 318,668318.7k $19.8m $19.8m 1.60% Reduced -2.5k -2,505
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 291,592291.6k $18.1m $18.1m 0.00% Added +150.3k +150,297
42 FRONTIER CAPITAL MANAGEMENT CO LLC 0.18% of their portfolio Boston, MA 289,627289.6k $18.0m $18.0m 0.18% Added +18.9k +18,880
43 Cormorant Asset Management, LP 0.74% of their portfolio BOSTON, MA 250,000250.0k $15.6m $15.6m 0.74% Unchanged
44 Impax Asset Management Group plc 0.06% of their portfolio LONDON, X0 244,525244.5k $15.2m $15.2m 0.06% Added +30.0k +30,000
45 PUTNAM INVESTMENTS LLC 0.02% of their portfolio BOSTON, MA 239,360239.4k $14.9m $14.9m 0.02% Added +62.7k +62,669
46 Rhenman & Partners Asset Management AB 1.37% of their portfolio Stockholm, V7 220,000220.0k $13.7m $13.7m 1.37% Reduced -10.0k -10,000
47 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 218,216218.2k $13.6m $13.6m 0.00% Added +4.3k +4,258
48 OBERWEIS ASSET MANAGEMENT INC/ 1.03% of their portfolio LISLE, IL 178,470178.5k $11.1m $11.1m 1.03% Added +16.9k +16,850
49 PEREGRINE CAPITAL MANAGEMENT LLC 0.32% of their portfolio MINNEAPOLIS, MN 169,629169.6k $10.6m $10.6m 0.32% Reduced -29.2k -29,234
50 STATE OF WISCONSIN INVESTMENT BOARD 0.03% of their portfolio MADISON, WI 159,324159.3k $9.9m $9.9m 0.03% Added +44.8k +44,805
51 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 158,657158.7k $9.9m $9.9m 0.01% Added +35.0k +34,989
52 EAGLE ASSET MANAGEMENT INC 0.05% of their portfolio ST PETERSBURG, FL 151,268151.3k $9.4m $9.4m 0.05% Reduced -5.9k -5,920
53 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.06% of their portfolio NEW YORK, NY 135,910135.9k $8.5m $8.5m 0.06% Added +26.1k +26,150
54 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 122,840122.8k $7.6m $7.6m 0.00% Added +32.4k +32,382
55 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 119,432119.4k $7.4m $7.4m 0.00% Reduced -185.1k -185,145
56 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 117,765117.8k $7.3m $7.3m 0.00% Added +51.4k +51,381
57 CASTLEARK MANAGEMENT LLC 0.31% of their portfolio CHICAGO, IL 113,200113.2k $7.0m $7.0m 0.31% New
58 Lisanti Capital Growth, LLC 1.57% of their portfolio NEW YORK, NY 106,950107.0k $6.7m $6.7m 1.57% Added +31.4k +31,400
59 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 105,589105.6k $6.6m $6.6m 0.01% Added +19.9k +19,920
60 OSTERWEIS CAPITAL MANAGEMENT INC 0.41% of their portfolio SAN FRANCISCO, CA 103,614103.6k $6.4m $6.4m 0.41% Added +42.4k +42,439
61 Swiss National Bank 0.00% of their portfolio ZURICH, V8 99,40099.4k $6.2m $6.2m 0.00% Reduced -11.3k -11,300
62 OAK RIDGE INVESTMENTS LLC 0.71% of their portfolio Chicago, IL 98,72398.7k $6.1m $6.1m 0.71% Added +47.3k +47,252
63 SCOUT INVESTMENTS, INC. 0.15% of their portfolio KANSAS CITY, MO 94,12794.1k $5.9m $5.9m 0.15% New
64 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 91,56891.6k $5.7m $5.7m 0.01% Added +91.6k +91,560
65 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 89,50089.5k $5.6m $5.6m 0.01% Added +33.3k +33,300
66 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 84,71884.7k $5.3m $5.3m 0.01% Reduced -665.4k -665,408
67 CANADA PENSION PLAN INVESTMENT BOARD 0.01% of their portfolio TORONTO ONTARIO, A6 77,20077.2k $4.8m $4.8m 0.01% Reduced -7.5k -7,500
68 Swedbank AB 0.01% of their portfolio STOCKHOLM, V7 70,60070.6k $4.4m $4.4m 0.01% Unchanged
69 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 69,53769.5k $4.3m $4.3m 0.00% Reduced -45 -45
70 SEGALL BRYANT & HAMILL, LLC 0.08% of their portfolio CHICAGO, IL 67,08067.1k $4.2m $4.2m 0.08% Added +9.3k +9,329
71 Aquatic Capital Management LLC 0.11% of their portfolio CHICAGO, IL 66,50066.5k $4.1m $4.1m 0.11% Reduced -49.9k -49,900
72 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 65,66865.7k $4.1m $4.1m 0.00% Added +54.0k +53,965
73 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 65,49465.5k $4.1m $4.1m 0.00% Added +13.7k +13,734
74 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 62,74862.7k $3.9m $3.9m 0.03% Reduced -288 -288
75 BOOTHBAY FUND MANAGEMENT, LLC 0.13% of their portfolio NEW YORK, NY 61,43061.4k $3.8m $3.8m 0.13% Reduced -49.3k -49,308
76 Ziegler Capital Management, LLC 0.17% of their portfolio CHICAGO, IL 61,29261.3k $3.8m $3.8m 0.17% Reduced -104.8k -104,848
77 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 60,95261.0k $3.8m $3.8m 0.00% Added +8.2k +8,249
78 Calamos Advisors LLC 0.02% of their portfolio NAPERVILLE, IL 60,69460.7k $3.8m $3.8m 0.02% New
79 UBS Group AG 0.00% of their portfolio ZURICH, V8 57,54857.5k $3.6m $3.6m 0.00% Added +30.6k +30,603
80 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 55,90055.9k $3.5m $3.5m 0.00% Added +700 +700
81 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 54,56354.6k $3.4m $3.4m 0.00% Added +50.1k +50,057
82 Bridgewater Associates, LP 0.02% of their portfolio Westport, CT 54,15654.2k $3.4m $3.4m 0.02% Reduced -6.1k -6,143
83 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 53,13653.1k $3.3m $3.3m 0.00% Reduced -2.2k -2,228
84 Legal & General Group Plc 0.00% of their portfolio London, X0 50,87750.9k $3.2m $3.2m 0.00% Added +282 +282
85 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 49,27249.3k $3.1m $3.1m 0.01% Added +3.2k +3,182
86 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.10% of their portfolio CHICAGO, IL 48,30648.3k $3.0m $3.0m 0.10% Reduced -2.4k -2,370
87 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 47,36347.4k $2.9m $2.9m 0.00% Added +3.3k +3,329
88 TWINBEECH CAPITAL LP 0.04% of their portfolio PURCHASE, NY 44,45544.5k $2.8m $2.8m 0.04% Added +20.4k +20,365
89 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 44,11544.1k $2.7m $2.7m 0.01% Reduced -3.9k -3,860
90 State of New Jersey Common Pension Fund D 0.01% of their portfolio TRENTON, NJ 43,03143.0k $2.7m $2.7m 0.01% Unchanged
91 Bullseye Asset Management LLC 1.23% of their portfolio DENVER, CO 41,42541.4k $2.6m $2.6m 1.23% Unchanged
92 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 39,95740.0k $2.5m $2.5m 0.00% Reduced -21.3k -21,278
93 ROYCE & ASSOCIATES LP 0.02% of their portfolio New York, NY 37,00037.0k $2.3m $2.3m 0.02% Added +9.0k +9,000
94 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 36,36236.4k $2.3m $2.3m 0.00% Added +6.1k +6,097
95 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 36,33236.3k $2.3m $2.3m 0.00% New
96 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 36,15536.2k $2.2m $2.2m 0.00% Added +110 +110
97 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.01% of their portfolio COLUMBUS, OH 36,09036.1k $2.2m $2.2m 0.01% Unchanged
98 EFG Asset Management (North America) Corp. 0.40% of their portfolio Portland, OR 34,30234.3k $2.1m $2.1m 0.40% Reduced -852 -852
99 Connor, Clark & Lunn Investment Management Ltd. 0.01% of their portfolio VANCOUVER, A1 33,52933.5k $2.1m $2.1m 0.01% Reduced -33.9k -33,923
100 SECTORAL ASSET MANAGEMENT INC 0.88% of their portfolio MONTREAL, A8 32,80032.8k $2.0m $2.0m 0.88% Reduced -140.2k -140,150