Vault-13

AXONICS INC AXNX

COM · Common Stock · CUSIP 05465P101 · ISIN US05465P1012

222 institutional holders -14 vs Q2 2023
51,499,83251.5m shares reported held*
$2.9bnreported value*
35 new 80 added 77 reduced 53 sold out net sold ≈ $14.6m (-260.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $56.06. Options: 6 managers hold calls ($4.7m notional), 7 hold puts ($3.3m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 230Q4 22: 235Q1 23: 237Q2 23: 236Q3 23: 222222Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022230
Q4 2022235
Q1 2023237
Q2 2023236
Q3 2023222

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 117 bought or addedQ4 22: 112 cut or sold outQ4 22Q1 23: 137 bought or addedQ1 23: 91 cut or sold outQ1 23Q2 23: 123 bought or addedQ2 23: 121 cut or sold outQ2 23Q3 23: 115 bought or addedQ3 23: 130 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022117112
Q1 202313791
Q2 2023123121
Q3 2023115130

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ4 22 calls: $2.0mQ4 22 puts: $1.9mQ4 22P/C 0.92Q1 23 calls: $6.4mQ1 23 puts: $9.3mQ1 23P/C 1.45Q2 23 calls: $1.0mQ2 23 puts: $1.4mQ2 23P/C 1.36Q3 23 calls: $4.7mQ3 23 puts: $3.3mQ3 23P/C 0.69
Numbers
QuarterCallsPutsP/C
Q4 2022$2.0m$1.9m0.92
Q1 2023$6.4m$9.3m1.45
Q2 2023$1.0m$1.4m1.36
Q3 2023$4.7m$3.3m0.69

Biggest buyers

FMR LLC Added +1,904,955+1.9m
MACKENZIE FINANCIAL CORP New +1,239,133+1.2m
Artisan Partners Limited Partnership New +636,931+636.9k
Point72 Asset Management, L.P. Added +600,821+600.8k
Capital World Investors New +488,000+488.0k
CITADEL ADVISORS LLC Added +348,006+348.0k
Champlain Investment Partners, LLC Added +272,006+272.0k
Driehaus Capital Management LLC New +219,781+219.8k
BANK OF AMERICA CORP /DE/ Added +206,179+206.2k
DIMENSIONAL FUND ADVISORS LP Added +178,029+178.0k

Biggest sellers

MARSHALL WACE, LLP Reduced -725,279-725.3k
LORD, ABBETT & CO. LLC Reduced -694,674-694.7k
FRED ALGER MANAGEMENT, LLC Sold out -594,870-594.9k
RTW INVESTMENTS, LP Reduced -442,487-442.5k
Avidity Partners Management LP Sold out -379,700-379.7k
MILLENNIUM MANAGEMENT LLC Reduced -367,552-367.6k
Magnetar Financial LLC Reduced -340,419-340.4k
Man Group plc Sold out -310,803-310.8k
RENAISSANCE TECHNOLOGIES LLC Reduced -303,800-303.8k
CREDIT SUISSE AG/ Reduced -263,329-263.3k

Biggest calls

CITADEL ADVISORS LLC Added $1.7m30.8k shares
PEAK6 Investments LLC New $1.5m26.7k shares
SIMPLEX TRADING, LLC New $864.0k15.4k shares
MILLENNIUM MANAGEMENT LLC New $566.8k10.1k shares
GROUP ONE TRADING LLC New $67.3k1.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.9m33.8k shares
CITADEL ADVISORS LLC Added $819.4k14.6k shares
WOLVERINE TRADING, LLC New $297.4k5.3k shares
PEAK6 Investments LLC New $145.9k2.6k shares
GROUP ONE TRADING LLC New $95.4k1.7k shares
SIMPLEX TRADING, LLC Reduced $5.0k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 5,262,3145.3m $295.3m $295.3m 0.01% Reduced -72.0k -72,029
2 FMR LLC 0.02% of their portfolio BOSTON, MA 4,558,4444.6m $255.8m $255.8m 0.02% Added +1.9m +1,904,955
3 BlackRock Inc. 0.01% of their portfolio New York, NY 3,914,1103.9m $219.7m $219.7m 0.01% Added +150.5k +150,483
4 Bellevue Group AG 2.04% of their portfolio ZURICH, V8 2,252,8512.3m $126.4m $126.4m 2.04% Added +29.4k +29,433
5 Champlain Investment Partners, LLC 0.73% of their portfolio BURLINGTON, VT 2,013,4012.0m $113.0m $113.0m 0.73% Added +272.0k +272,006
6 BAMCO INC /NY/ 0.29% of their portfolio NEW YORK, NY 1,799,7311.8m $101.0m $101.0m 0.29% Reduced -2.6k -2,600
7 AXA S.A. 0.34% of their portfolio PARIS, I0 1,728,1111.7m $97.0m $97.0m 0.34% Added +67.3k +67,305
8 Invesco Ltd. 0.02% of their portfolio ATLANTA, GA 1,634,9841.6m $91.8m $91.8m 0.02% Added +90.1k +90,132
9 Hood River Capital Management LLC 2.44% of their portfolio PALM BEACH GARDENS, FL 1,353,1001.4m $75.9m $75.9m 2.44% Added +23.4k +23,393
10 NORGES BANK 0.01% of their portfolio OSLO, Q8 1,296,0971.3m $72.7m $72.7m 0.01% Reduced -18.6k -18,603
11 LOOMIS SAYLES & CO L P 0.12% of their portfolio BOSTON, MA 1,252,6341.3m $70.3m $70.3m 0.12% Reduced -21.1k -21,133
12 MACKENZIE FINANCIAL CORP 0.12% of their portfolio TORONTO ONTARIO, A6 1,239,1331.2m $68.5m $68.5m 0.12% New
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,156,5721.2m $64.9m $64.9m 0.00% Reduced -49.5k -49,495
14 CREDIT SUISSE AG/ 0.06% of their portfolio ZURICH, V8 1,086,3721.1m $61.0m $61.0m 0.06% Reduced -263.3k -263,329
15 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 1,041,5921.0m $58.5m $58.5m 0.01% Added +32.2k +32,160
16 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 865,877865.9k $48.6m $48.6m 0.02% Added +178.0k +178,029
17 CITADEL ADVISORS LLC 0.05% of their portfolio MIAMI, FL 750,126750.1k $42.1m $42.1m 0.05% Added +348.0k +348,006
18 Amundi 0.02% of their portfolio Paris, I0 699,917699.9k $37.1m $37.1m 0.02% Added +6.1k +6,137
19 WASATCH ADVISORS LP 0.25% of their portfolio SALT LAKE CITY, UT 699,475699.5k $39.3m $39.3m 0.25% Added +2.6k +2,609
20 Point72 Asset Management, L.P. 0.13% of their portfolio STAMFORD, CT 658,695658.7k $37.0m $37.0m 0.13% Added +600.8k +600,821
21 Artisan Partners Limited Partnership 0.06% of their portfolio Milwaukee, WI 636,931636.9k $35.7m $35.7m 0.06% New
22 Magnetar Financial LLC 0.90% of their portfolio EVANSTON, IL 627,693627.7k $35.2m $35.2m 0.90% Reduced -340.4k -340,419
23 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 611,149611.1k $34.3m $34.3m 0.01% Reduced -45.6k -45,578
24 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 594,783594.8k $33.4m $33.4m 0.01% Reduced -24.0k -24,015
25 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 581,264581.3k $32.6m $32.6m 0.01% Added +76.2k +76,185
26 NEUBERGER BERMAN GROUP LLC 0.03% of their portfolio NEW YORK, NY 534,636534.6k $30.0m $30.0m 0.03% Reduced -137.9k -137,898
27 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.09% of their portfolio Paris, I0 526,141526.1k $29.5m $29.5m 0.09% Added +13.3k +13,307
28 MACQUARIE GROUP LTD 0.04% of their portfolio Sydney, NSW 2000, C3 517,876517.9k $29.1m $29.1m 0.04% Added +88.9k +88,914
29 NEXT CENTURY GROWTH INVESTORS LLC 3.14% of their portfolio PLYMOUTH, MN 513,956514.0k $28.8m $28.8m 3.14% Added +42.8k +42,770
30 Capital World Investors 0.01% of their portfolio LOS ANGELES, CA 488,000488.0k $27.4m $27.4m 0.01% New
31 RTW INVESTMENTS, LP 0.52% of their portfolio NEW YORK, NY 442,487442.5k $24.8m $24.8m 0.52% Reduced -442.5k -442,487
32 KENNEDY CAPITAL MANAGEMENT LLC 0.55% of their portfolio ST LOUIS, MO 399,970400.0k $22.4m $22.4m 0.55% Added +170.1k +170,068
33 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 394,868394.9k $22.2m $22.2m 0.01% Added +12.9k +12,864
34 BRAIDWELL LP 0.63% of their portfolio STAMFORD, CT 354,527354.5k $19.9m $19.9m 0.63% Reduced -219.3k -219,264
35 Granite Investment Partners, LLC 0.77% of their portfolio EL SEGUNDO, CA 328,666328.7k $18.4m $18.4m 0.77% Reduced -118.4k -118,422
36 First Light Asset Management, LLC 1.71% of their portfolio Edina, MN 321,173321.2k $18.0m $18.0m 1.71% Added +8.4k +8,387
37 C WorldWide Group Holding A/S 0.25% of their portfolio COPENHAGEN, G7 320,400320.4k $18.0m $18.0m 0.25% Unchanged
38 VOYA INVESTMENT MANAGEMENT LLC 0.02% of their portfolio ATLANTA, GA 319,241319.2k $17.9m $17.9m 0.02% Added +57.3k +57,260
39 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 304,577304.6k $17.1m $17.1m 0.00% Added +206.2k +206,179
40 Jefferies Financial Group Inc. 0.41% of their portfolio NEW YORK, NY 291,066291.1k $16.3m $16.3m 0.41% Reduced -728 -728
41 FRONTIER CAPITAL MANAGEMENT CO LLC 0.17% of their portfolio Boston, MA 270,747270.7k $15.2m $15.2m 0.17% Added +56.0k +56,005
42 Cormorant Asset Management, LP 0.82% of their portfolio BOSTON, MA 250,000250.0k $14.0m $14.0m 0.82% Reduced -72.2k -72,240
43 Rhenman & Partners Asset Management AB 1.39% of their portfolio Stockholm, V7 230,000230.0k $12.9m $12.9m 1.39% Unchanged
44 JENNISON ASSOCIATES LLC 0.01% of their portfolio NEW YORK, NY 225,957226.0k $12.7m $12.7m 0.01% Added +24.6k +24,631
45 Driehaus Capital Management LLC 0.16% of their portfolio Chicago, IL 219,781219.8k $12.3m $12.3m 0.16% New
46 Impax Asset Management Group plc 0.05% of their portfolio LONDON, X0 214,525214.5k $12.0m $12.0m 0.05% Unchanged
47 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 213,958214.0k $12.0m $12.0m 0.00% Added +303 +303
48 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 212,655212.7k $11.9m $11.9m 0.00% Reduced -141.2k -141,207
49 PEREGRINE CAPITAL MANAGEMENT LLC 0.33% of their portfolio MINNEAPOLIS, MN 198,863198.9k $11.2m $11.2m 0.33% Reduced -36.1k -36,110
50 INTRINSIC EDGE CAPITAL MANAGEMENT LLC 1.33% of their portfolio CHICAGO, IL 191,354191.4k $10.7m $10.7m 1.33% Reduced -20.8k -20,800
51 LORD, ABBETT & CO. LLC 0.02% of their portfolio JERSEY CITY, NJ 187,446187.4k $10.5m $10.5m 0.02% Reduced -694.7k -694,674
52 PUTNAM INVESTMENTS LLC 0.02% of their portfolio BOSTON, MA 176,691176.7k $9.9m $9.9m 0.02% Added +40.0k +39,964
53 SECTORAL ASSET MANAGEMENT INC 1.89% of their portfolio MONTREAL, A8 172,950172.9k $9.7m $9.7m 1.89% Added +45.0k +45,000
54 Ziegler Capital Management, LLC 0.37% of their portfolio CHICAGO, IL 166,140166.1k $9.3m $9.3m 0.37% Added +7.8k +7,836
55 OBERWEIS ASSET MANAGEMENT INC/ 0.96% of their portfolio LISLE, IL 161,620161.6k $9.1m $9.1m 0.96% Added +36.2k +36,180
56 EAGLE ASSET MANAGEMENT INC 0.05% of their portfolio ST PETERSBURG, FL 157,188157.2k $8.8m $8.8m 0.05% Reduced -217.2k -217,157
57 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 152,686152.7k $8.6m $8.6m 0.02% Reduced -725.3k -725,279
58 Balyasny Asset Management L.P. 0.02% of their portfolio Chicago, IL 148,033148.0k $8.3m $8.3m 0.02% Added +95.2k +95,244
59 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 141,295141.3k $7.9m $7.9m 0.00% Reduced -50.4k -50,414
60 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 123,668123.7k $6.9m $6.9m 0.01% Added +50.5k +50,464
61 Aquatic Capital Management LLC 0.27% of their portfolio CHICAGO, IL 116,400116.4k $6.5m $6.5m 0.27% Added +68.0k +68,000
62 STATE OF WISCONSIN INVESTMENT BOARD 0.02% of their portfolio MADISON, WI 114,519114.5k $6.4m $6.4m 0.02% Reduced -7.7k -7,680
63 BOOTHBAY FUND MANAGEMENT, LLC 0.20% of their portfolio NEW YORK, NY 110,738110.7k $6.2m $6.2m 0.20% Reduced -52.3k -52,347
64 Swiss National Bank 0.00% of their portfolio ZURICH, V8 110,700110.7k $6.2m $6.2m 0.00% Added +2.0k +2,000
65 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.05% of their portfolio NEW YORK, NY 109,760109.8k $6.2m $6.2m 0.05% New
66 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 90,45890.5k $5.1m $5.1m 0.00% Reduced -48.7k -48,747
67 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 85,66985.7k $4.8m $4.8m 0.01% Reduced -7.1k -7,111
68 CANADA PENSION PLAN INVESTMENT BOARD 0.01% of their portfolio TORONTO ONTARIO, A6 84,70084.7k $4.8m $4.8m 0.01% Reduced -22.7k -22,700
69 Lisanti Capital Growth, LLC 0.67% of their portfolio NEW YORK, NY 75,55075.5k $4.2m $4.2m 0.67% Added +59.1k +59,090
70 Swedbank AB 0.01% of their portfolio STOCKHOLM, V7 70,60070.6k $4.0m $4.0m 0.01% Unchanged
71 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 69,58269.6k $3.9m $3.9m 0.00% Added +1.0k +1,026
72 Connor, Clark & Lunn Investment Management Ltd. 0.02% of their portfolio VANCOUVER, A1 67,45267.5k $3.8m $3.8m 0.02% Reduced -14.5k -14,504
73 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 66,38466.4k $3.7m $3.7m 0.00% Added +47.6k +47,585
74 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 63,03663.0k $3.5m $3.5m 0.03% Added +10.5k +10,537
75 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 61,23561.2k $3.4m $3.4m 0.01% Added +9.6k +9,557
76 OSTERWEIS CAPITAL MANAGEMENT INC 0.25% of their portfolio SAN FRANCISCO, CA 61,17561.2k $3.4m $3.4m 0.25% New
77 Bridgewater Associates, LP 0.02% of their portfolio Westport, CT 60,29960.3k $3.4m $3.4m 0.02% Added +5.5k +5,528
78 SEGALL BRYANT & HAMILL, LLC 0.04% of their portfolio CHICAGO, IL 57,75157.8k $3.2m $3.2m 0.04% New
79 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 56,20056.2k $3.2m $3.2m 0.01% Reduced -303.8k -303,800
80 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 55,36455.4k $3.1m $3.1m 0.00% Reduced -4.9k -4,923
81 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 55,20055.2k $3.1m $3.1m 0.00% Unchanged
82 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 52,70352.7k $3.0m $3.0m 0.00% Added +6.0k +5,951
83 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 51,76051.8k $2.9m $2.9m 0.00% Added +2.3k +2,272
84 Polar Asset Management Partners Inc. 0.07% of their portfolio TORONTO, A6 51,51351.5k $2.9m $2.9m 0.07% Reduced -208.3k -208,287
85 OAK RIDGE INVESTMENTS LLC 0.37% of their portfolio Chicago, IL 51,47151.5k $2.9m $2.9m 0.37% Reduced -1.8k -1,759
86 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.05% of their portfolio CHICAGO, IL 50,67650.7k $2.8m $2.8m 0.05% Reduced -3.0k -3,000
87 Legal & General Group Plc 0.00% of their portfolio London, X0 50,59550.6k $2.8m $2.8m 0.00% Added +2.4k +2,415
88 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 47,97548.0k $2.7m $2.7m 0.01% Added +3.5k +3,525
89 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 46,09046.1k $2.6m $2.6m 0.00% Reduced -108.1k -108,106
90 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 44,03444.0k $2.5m $2.5m 0.00% Reduced -5.9k -5,899
91 State of New Jersey Common Pension Fund D 0.01% of their portfolio TRENTON, NJ 43,03143.0k $2.4m $2.4m 0.01% Reduced -6.5k -6,480
92 Bullseye Asset Management LLC 1.30% of their portfolio DENVER, CO 41,42541.4k $2.3m $2.3m 1.30% Unchanged
93 Cinctive Capital Management LP 0.12% of their portfolio New York, NY 39,86139.9k $2.2m $2.2m 0.12% New
94 iA Global Asset Management Inc. 0.06% of their portfolio QUEBEC, A8 37,67037.7k $2.1m $2.1m 0.06% Reduced -70 -70
95 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.01% of their portfolio COLUMBUS, OH 36,09036.1k $2.0m $2.0m 0.01% Unchanged
96 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 36,04536.0k $2.1m $2.1m 0.00% Reduced -672 -672
97 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 35,81535.8k $2.0m $2.0m 0.00% Added +13.5k +13,508
98 EFG Asset Management (North America) Corp. 0.47% of their portfolio Portland, OR 35,15435.2k $2.0m $2.0m 0.47% Added +5.7k +5,719
99 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.01% of their portfolio TORONTO, A6 32,50032.5k $1.8m $1.8m 0.01% Reduced -67.4k -67,400
100 VIRGINIA RETIREMENT SYSTEMS ET Al 0.02% of their portfolio RICHMOND, VA 31,80031.8k $1.8m $1.8m 0.02% Added +7.5k +7,500