Vault-13

AXONICS INC AXNX

COM · Common Stock · CUSIP 05465P101 · ISIN US05465P1012

235 institutional holders +5 vs Q3 2022
51,977,64652.0m shares reported held*
$3.2bnreported value*
31 new 86 added 81 reduced 31 sold out net bought ≈ $65.4m (+1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $62.50. Options: 5 managers hold calls ($2.0m notional), 6 hold puts ($1.9m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 230Q4 22: 235235Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022230
Q4 2022235

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $1.9mQ3 22 puts: $1.6mQ3 22P/C 0.81Q4 22 calls: $2.0mQ4 22 puts: $1.9mQ4 22P/C 0.92
Numbers
QuarterCallsPutsP/C
Q3 2022$1.9m$1.6m0.81
Q4 2022$2.0m$1.9m0.92

Biggest buyers

LORD, ABBETT & CO. LLC Added +1,466,110+1.5m
VANGUARD GROUP INC Added +789,810+789.8k
MILLENNIUM MANAGEMENT LLC Added +573,536+573.5k
Invesco Ltd. Added +547,886+547.9k
WASATCH ADVISORS LP New +461,471+461.5k
Magnetar Financial LLC New +412,796+412.8k
Champlain Investment Partners, LLC Added +204,660+204.7k
CITADEL ADVISORS LLC Added +186,650+186.7k
RENAISSANCE TECHNOLOGIES LLC New +180,200+180.2k
Amundi Added +175,387+175.4k

Biggest sellers

AXA S.A. Reduced -1,502,504-1.5m
AMERIPRISE FINANCIAL INC Reduced -952,821-952.8k
Driehaus Capital Management LLC Reduced -361,738-361.7k
Bellevue Group AG Reduced -286,739-286.7k
NEUBERGER BERMAN GROUP LLC Reduced -263,890-263.9k
Thrivent Financial for Lutherans Reduced -219,730-219.7k
MARSHALL WACE, LLP Reduced -207,946-207.9k
VICTORY CAPITAL MANAGEMENT INC Reduced -200,874-200.9k
MACQUARIE GROUP LTD Reduced -185,075-185.1k
FMR LLC Reduced -174,330-174.3k

Biggest calls

CITADEL ADVISORS LLC Added $781.6k12.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $762.9k12.2k shares
WOLVERINE TRADING, LLC New $463.0k7.4k shares
SIMPLEX TRADING, LLC Reduced $12.0k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

MILLENNIUM MANAGEMENT LLC New $1.3m20.0k shares
WOLVERINE TRADING, LLC New $225.0k3.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $212.6k3.4k shares
GROUP ONE TRADING LLC Unchanged $93.8k1.5k shares
CITADEL ADVISORS LLC New $81.3k1.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 4,863,2834.9m $304.1m $304.1m 0.01% Added +789.8k +789,810
2 BlackRock Inc. 0.01% of their portfolio New York, NY 3,630,8433.6m $227.0m $227.0m 0.01% Added +125.9k +125,901
3 LORD, ABBETT & CO. LLC 0.37% of their portfolio JERSEY CITY, NJ 3,337,9843.3m $208.7m $208.7m 0.37% Added +1.5m +1,466,110
4 FMR LLC 0.02% of their portfolio BOSTON, MA 2,718,7932.7m $170.0m $170.0m 0.02% Reduced -174.3k -174,330
5 Invesco Ltd. 0.04% of their portfolio ATLANTA, GA 1,929,5671.9m $120.7m $120.7m 0.04% Added +547.9k +547,886
6 Bellevue Group AG 1.58% of their portfolio ZURICH, V8 1,906,4611.9m $119.2m $119.2m 1.58% Reduced -286.7k -286,739
7 BAMCO INC /NY/ 0.37% of their portfolio NEW YORK, NY 1,773,0141.8m $110.9m $110.9m 0.37% Reduced -70.1k -70,100
8 AXA S.A. 0.36% of their portfolio PARIS, I0 1,583,3861.6m $99.0m $99.0m 0.36% Reduced -1.5m -1,502,504
9 LOOMIS SAYLES & CO L P 0.19% of their portfolio BOSTON, MA 1,492,5461.5m $93.3m $93.3m 0.19% Reduced -19.8k -19,822
10 Hood River Capital Management LLC 2.87% of their portfolio PALM BEACH GARDENS, FL 1,263,9701.3m $79.0m $79.0m 2.87% Added +33.5k +33,529
11 NORGES BANK 0.02% of their portfolio OSLO, Q8 1,222,4501.2m $76.4m $76.4m 0.02% Added +107.5k +107,523
12 Champlain Investment Partners, LLC 0.44% of their portfolio BURLINGTON, VT 1,087,2501.1m $68.0m $68.0m 0.44% Added +204.7k +204,660
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,066,7991.1m $66.7m $66.7m 0.00% Added +52.1k +52,124
14 CREDIT SUISSE AG/ 0.06% of their portfolio ZURICH, V8 962,982963.0k $60.2m $60.2m 0.06% Reduced -160.0k -160,044
15 FRED ALGER MANAGEMENT, LLC 0.31% of their portfolio NEW YORK, NY 923,608923.6k $57.8m $57.8m 0.31% Reduced -38.6k -38,555
16 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 917,667917.7k $57.4m $57.4m 0.01% Added +31.5k +31,494
17 RTW INVESTMENTS, LP 1.13% of their portfolio NEW YORK, NY 884,974885.0k $55.3m $55.3m 1.13% Unchanged
18 MILLENNIUM MANAGEMENT LLC 0.06% of their portfolio NEW YORK, NY 810,219810.2k $50.7m $50.7m 0.06% Added +573.5k +573,536
19 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 731,408731.4k $45.7m $45.7m 0.01% Reduced -73.8k -73,756
20 Nuveen Asset Management, LLC 0.02% of their portfolio CHICAGO, IL 728,619728.6k $45.6m $45.6m 0.02% Reduced -806 -806
21 Polar Capital Holdings Plc 0.35% of their portfolio London, X0 710,336710.3k $44.4m $44.4m 0.35% Unchanged
22 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 650,690650.7k $40.7m $40.7m 0.01% Added +2.8k +2,782
23 MARSHALL WACE, LLP 0.10% of their portfolio LONDON, X0 626,135626.1k $39.2m $39.2m 0.10% Reduced -207.9k -207,946
24 NEUBERGER BERMAN GROUP LLC 0.03% of their portfolio NEW YORK, NY 555,787555.8k $34.8m $34.8m 0.03% Reduced -263.9k -263,890
25 Amundi 0.02% of their portfolio Paris, I0 549,587549.6k $33.9m $33.9m 0.02% Added +175.4k +175,387
26 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 528,305528.3k $33.0m $33.0m 0.01% Reduced -952.8k -952,821
27 CITADEL ADVISORS LLC 0.04% of their portfolio MIAMI, FL 525,352525.4k $32.9m $32.9m 0.04% Added +186.7k +186,650
28 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.11% of their portfolio Paris, I0 475,601475.6k $29.7m $29.7m 0.11% Added +50.4k +50,382
29 Allspring Global Investments Holdings, LLC 0.05% of their portfolio CHARLOTTE, NC 467,016467.0k $29.2m $29.2m 0.05% Added +88.0k +87,989
30 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 461,659461.7k $28.9m $28.9m 0.01% Reduced -57.1k -57,131
31 WASATCH ADVISORS LP 0.19% of their portfolio SALT LAKE CITY, UT 461,471461.5k $28.9m $28.9m 0.19% New
32 Granite Investment Partners, LLC 1.20% of their portfolio EL SEGUNDO, CA 461,114461.1k $28.8m $28.8m 1.20% Reduced -7.0k -6,958
33 MACQUARIE GROUP LTD 0.03% of their portfolio Sydney, NSW 2000, C3 458,002458.0k $28.6m $28.6m 0.03% Reduced -185.1k -185,075
34 Magnetar Financial LLC 0.44% of their portfolio EVANSTON, IL 412,796412.8k $25.8m $25.8m 0.44% New
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 385,681385.7k $24.1m $24.1m 0.01% Added +9.1k +9,068
36 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 383,153383.2k $24.0m $24.0m 0.00% Reduced -21.5k -21,541
37 EAGLE ASSET MANAGEMENT INC 0.13% of their portfolio ST PETERSBURG, FL 363,681363.7k $21.7m $21.7m 0.13% Added +9.0k +8,958
38 VICTORY CAPITAL MANAGEMENT INC 0.03% of their portfolio San Antonio, TX 359,298359.3k $22.5m $22.5m 0.03% Reduced -200.9k -200,874
39 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 356,023356.0k $22.3m $22.3m 0.00% Added +90.3k +90,287
40 NEXT CENTURY GROWTH INVESTORS LLC 2.57% of their portfolio PLYMOUTH, MN 342,976343.0k $21.4m $21.4m 2.57% Added +7.1k +7,101
41 Cormorant Asset Management, LP 1.35% of their portfolio BOSTON, MA 322,240322.2k $20.1m $20.1m 1.35% Unchanged
42 C WorldWide Group Holding A/S 0.27% of their portfolio COPENHAGEN, G7 320,400320.4k $20.0m $20.0m 0.27% Unchanged
43 First Light Asset Management, LLC 1.80% of their portfolio Edina, MN 310,449310.4k $19.4m $19.4m 1.80% Reduced -6.4k -6,360
44 VOYA INVESTMENT MANAGEMENT LLC 0.02% of their portfolio ATLANTA, GA 309,957310.0k $19.4m $19.4m 0.02% Reduced -69.4k -69,441
45 Driehaus Capital Management LLC 0.27% of their portfolio Chicago, IL 287,238287.2k $18.0m $18.0m 0.27% Reduced -361.7k -361,738
46 Man Group plc 0.06% of their portfolio LONDON, X0 263,478263.5k $16.5m $16.5m 0.06% Added +54.3k +54,346
47 TWO SIGMA ADVISERS, LP 0.04% of their portfolio NEW YORK, NY 252,500252.5k $15.8m $15.8m 0.04% Added +97.2k +97,200
48 Rhenman & Partners Asset Management AB 1.50% of their portfolio Stockholm, V7 230,000230.0k $14.4m $14.4m 1.50% Added +20.0k +20,000
49 FIRST TRUST ADVISORS LP 0.02% of their portfolio Wheaton, IL 226,859226.9k $14.2m $14.2m 0.02% Added +97.9k +97,887
50 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 222,601222.6k $13.9m $13.9m 0.00% Reduced -12.7k -12,675
51 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 221,337221.3k $13.8m $13.8m 0.04% Reduced -219.7k -219,730
52 Cubist Systematic Strategies, LLC 0.11% of their portfolio STAMFORD, CT 212,340212.3k $13.3m $13.3m 0.11% Added +40.5k +40,453
53 PEREGRINE CAPITAL MANAGEMENT LLC 0.41% of their portfolio MINNEAPOLIS, MN 207,083207.1k $12.9m $12.9m 0.41% Added +23.4k +23,393
54 Ziegler Capital Management, LLC 0.54% of their portfolio CHICAGO, IL 204,367204.4k $12.8m $12.8m 0.54% Reduced -3.7k -3,684
55 JENNISON ASSOCIATES LLC 0.01% of their portfolio NEW YORK, NY 200,083200.1k $12.5m $12.5m 0.01% Reduced -128.5k -128,460
56 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 183,859183.9k $11.5m $11.5m 0.02% Added +86.8k +86,788
57 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 180,200180.2k $11.3m $11.3m 0.02% New
58 FRONTIER CAPITAL MANAGEMENT CO LLC 0.12% of their portfolio Boston, MA 176,573176.6k $11.0m $11.0m 0.12% Added +47.4k +47,408
59 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 161,278161.3k $10.1m $10.1m 0.00% Added +51.5k +51,464
60 Lisanti Capital Growth, LLC 1.23% of their portfolio NEW YORK, NY 144,297144.3k $9.0m $9.0m 1.23% Added +37.0k +37,025
61 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 129,992130.0k $8.1m $8.1m 0.00% Added +12.6k +12,608
62 PUTNAM INVESTMENTS LLC 0.01% of their portfolio BOSTON, MA 129,534129.5k $8.1m $8.1m 0.01% Added +706 +706
63 CASTLEARK MANAGEMENT LLC 0.41% of their portfolio CHICAGO, IL 124,520124.5k $7.8m $7.8m 0.41% Added +1.9k +1,950
64 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 118,145118.1k $7.4m $7.4m 0.01% Added +48.8k +48,794
65 KENNEDY CAPITAL MANAGEMENT LLC 0.21% of their portfolio ST LOUIS, MO 116,287116.3k $7.3m $7.3m 0.21% Reduced -4.1k -4,068
66 STATE OF WISCONSIN INVESTMENT BOARD 0.02% of their portfolio MADISON, WI 103,373103.4k $6.5m $6.5m 0.02% Reduced -2.2k -2,155
67 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 100,033100.0k $6.3m $6.3m 0.00% Added +80.1k +80,124
68 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 98,99599.0k $6.2m $6.2m 0.01% Reduced -20.3k -20,301
69 Swiss National Bank 0.00% of their portfolio ZURICH, V8 94,40094.4k $5.9m $5.9m 0.00% Added +5.1k +5,100
70 SECTORAL ASSET MANAGEMENT INC 1.06% of their portfolio MONTREAL, A8 87,64687.6k $5.5m $5.5m 1.06% Reduced -26.6k -26,650
71 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 86,95987.0k $5.4m $5.4m 0.01% Added +16.4k +16,387
72 ROYCE & ASSOCIATES LP 0.06% of their portfolio New York, NY 85,00085.0k $5.3m $5.3m 0.06% Reduced -4.0k -4,000
73 Moody Aldrich Partners LLC 0.98% of their portfolio MARBLEHEAD, MA 77,66277.7k $4.9m $4.9m 0.98% Reduced -1.9k -1,935
74 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 75,18775.2k $4.7m $4.7m 0.01% Reduced -84.5k -84,477
75 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 73,21073.2k $4.6m $4.6m 0.01% Reduced -66.0k -65,985
76 BOOTHBAY FUND MANAGEMENT, LLC 0.14% of their portfolio NEW YORK, NY 71,54371.5k $4.5m $4.5m 0.14% New
77 RHUMBLINE ADVISERS 0.01% of their portfolio BOSTON, MA 65,45565.5k $4.1m $4.1m 0.01% Added +4.6k +4,551
78 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 64,12064.1k $4.0m $4.0m 0.02% Reduced -10.5k -10,542
79 Swedbank AB 0.01% of their portfolio STOCKHOLM, V7 63,60063.6k $4.0m $4.0m 0.01% Unchanged
80 Graham Capital Management, L.P. 0.15% of their portfolio ROWAYTON, CT 62,36362.4k $3.9m $3.9m 0.15% Added +13.1k +13,144
81 Connor, Clark & Lunn Investment Management Ltd. 0.02% of their portfolio VANCOUVER, A1 61,01661.0k $3.8m $3.8m 0.02% Added +25.6k +25,596
82 OAK RIDGE INVESTMENTS LLC 0.54% of their portfolio Chicago, IL 58,45958.5k $3.7m $3.7m 0.54% Reduced -1.3k -1,263
83 Calamos Advisors LLC 0.02% of their portfolio NAPERVILLE, IL 58,28258.3k $3.6m $3.6m 0.02% Reduced -27.1k -27,053
84 Bridgewater Associates, LP 0.02% of their portfolio Westport, CT 57,92457.9k $3.6m $3.6m 0.02% Reduced -17.8k -17,798
85 Schonfeld Strategic Advisors LLC 0.03% of their portfolio NEW YORK, NY 55,00055.0k $3.4m $3.4m 0.03% Added +2.1k +2,100
86 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 54,40054.4k $3.4m $3.4m 0.00% Added +4.5k +4,500
87 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio WEST SACRAMENTO, CA 53,58653.6k $3.4m $3.4m 0.01% Added +1.8k +1,827
88 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 50,32350.3k $3.1m $3.1m 0.00% Added +1.4k +1,375
89 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.02% of their portfolio TORONTO, A6 50,00050.0k $3.1m $3.1m 0.02% New
90 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 47,46447.5k $3.0m $3.0m 0.00% Reduced -9.3k -9,322
91 Trexquant Investment LP 0.08% of their portfolio STAMFORD, CT 43,70343.7k $2.7m $2.7m 0.08% Added +33.8k +33,758
92 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 43,06843.1k $2.7m $2.7m 0.02% Reduced -1.7k -1,662
93 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 41,32441.3k $2.6m $2.6m 0.00% Added +653 +653
94 M&G INVESTMENT MANAGEMENT LTD 0.02% of their portfolio London, X0 40,09440.1k $2.5m $2.5m 0.02% Added +18.4k +18,355
95 Legal & General Group Plc 0.00% of their portfolio London, X0 39,64039.6k $2.5m $2.5m 0.00% Reduced -261 -261
96 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 39,59939.6k $2.5m $2.5m 0.01% Added +14.1k +14,074
97 Aquatic Capital Management LLC 0.18% of their portfolio CHICAGO, IL 38,90038.9k $2.4m $2.4m 0.18% New
98 Millrace Asset Group, Inc. 2.72% of their portfolio BERWYN, PA 38,27138.3k $2.4m $2.4m 2.72% New
99 Bullseye Asset Management LLC 1.29% of their portfolio DENVER, CO 37,99438.0k $2.4m $2.4m 1.29% Unchanged
100 ExodusPoint Capital Management, LP 0.04% of their portfolio NEW YORK, NY 37,43837.4k $2.3m $2.3m 0.04% Added +27.8k +27,836