Vault-13

AXON ENTERPRISE INC AXON 0.5 12.15.27

NOTE 0.500%12/1 · US DOMESTIC · CUSIP 05464CAB7

49 institutional holders -9 vs Q4 2024
7,105,5347.1m shares reported held*
$581.4mreported value*
9 new 4 added 21 reduced 18 sold out net sold ≈ $935.9m (-5.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $81.82.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q4 23: 48Q1 24: 69Q2 24: 64Q3 24: 56Q4 24: 58Q1 25: 4949Q4 23Q1 24Q2 24Q3 24Q4 24Q1 25
Numbers
QuarterHolders
Q4 202348
Q1 202469
Q2 202464
Q3 202456
Q4 202458
Q1 202549

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q1 24: 42 bought or addedQ1 24: 24 cut or sold outQ1 24Q2 24: 31 bought or addedQ2 24: 34 cut or sold outQ2 24Q3 24: 14 bought or addedQ3 24: 36 cut or sold outQ3 24Q4 24: 16 bought or addedQ4 24: 38 cut or sold outQ4 24Q1 25: 13 bought or addedQ1 25: 39 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q1 20244224
Q2 20243134
Q3 20241436
Q4 20241638
Q1 20251339

Biggest buyers

TWO SIGMA INVESTMENTS, LP Added +9,000,000+9.0m
BANK OF NOVA SCOTIA New +4,565,271+4.6m
LORD, ABBETT & CO. LLC Added +4,551,000+4.6m
Mint Tower Capital Management B.V. New +2,700,000+2.7m
Universal- Beteiligungs- und Servicegesellschaft mbH New +1,307,000+1.3m
ADVENT CAPITAL MANAGEMENT /DE/ New +1,209,000+1.2m
CITIGROUP INC New +503,000+503.0k
WELLINGTON MANAGEMENT GROUP LLP Added +323,000+323.0k
MORGAN STANLEY Added +160,000+160.0k
GOLDMAN SACHS GROUP INC New +110,000+110.0k

Biggest sellers

Polar Asset Management Partners Inc. Reduced -80,883,000-80.9m
Opti Capital Management, LP Sold out -57,230,000-57.2m
TENOR CAPITAL MANAGEMENT Co., L.P. Sold out -45,847,000-45.8m
DeepCurrents Investment Group LLC Sold out -33,500,000-33.5m
CSS LLC/IL Sold out -30,750,000-30.8m
D. E. Shaw & Co., Inc. Sold out -23,376,000-23.4m
Alberta Investment Management Corp Sold out -22,500,000-22.5m
Point72 Asset Management, L.P. Sold out -20,000,000-20.0m
BlackRock, Inc. Reduced -18,835,000-18.8m
Sculptor Capital LP Reduced -15,000,000-15.0m

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Calamos Advisors LLC 0.44% of their portfolio NAPERVILLE, IL 39,728,00039.7m $92.7m $92.7m 0.44% Reduced -3.3m -3,315,000
2 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 30,151,00030.2m $70.8m $70.8m 0.02% Reduced -7.3m -7,289,000
3 Polar Asset Management Partners Inc. 1.95% of their portfolio TORONTO, A6 25,117,00025.1m $59.0m $59.0m 1.95% Reduced -80.9m -80,883,000
4 LORD, ABBETT & CO. LLC 0.13% of their portfolio JERSEY CITY, NJ 15,232,00015.2m $35.7m $35.7m 0.13% Added +4.6m +4,551,000
5 VOYA INVESTMENT MANAGEMENT LLC 0.02% of their portfolio ATLANTA, GA 14,820,00014.8m $34.8m $34.8m 0.02% Reduced -230.0k -230,000
6 FMR LLC 0.00% of their portfolio BOSTON, MA 13,625,00013.6m $31.9m $31.9m 0.00% Reduced -9.2m -9,160,000
7 TWO SIGMA INVESTMENTS, LP 0.07% of their portfolio NEW YORK, NY 12,804,00012.8m $30.0m $30.0m 0.07% Added +9.0m +9,000,000
8 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 11,129,00011.1m $26.1m $26.1m 0.02% First filing
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 5,750,0005.8m $13.4m $13.4m 0.00% Reduced -10.2m -10,150,000
10 Warberg Asset Management LLC 3.30% of their portfolio WINNETKA, IL 5,131,0005.1m $12.0m $12.0m 3.30% Reduced -1.6m -1,627,000
11 Sculptor Capital LP 0.26% of their portfolio New York, NY 5,000,0005.0m $11.7m $11.7m 0.26% Reduced -15.0m -15,000,000
12 BANK OF NOVA SCOTIA 0.02% of their portfolio TORONTO, A6 4,565,2714.6m $10.6m $10.6m 0.02% New
13 OFI INVEST ASSET MANAGEMENT 0.19% of their portfolio ISSY LES MOULINEAUX, I0 3,400,0003.4m $7.3m $7.3m 0.19% Unchanged
14 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.02% of their portfolio Paris, I0 3,400,0003.4m $7.9m $7.9m 0.02% Unchanged
15 BlackRock, Inc. 0.00% of their portfolio New York, NY 3,158,0003.2m $7.4m $7.4m 0.00% Reduced -18.8m -18,835,000
16 Man Group plc 0.02% of their portfolio LONDON, X0 2,996,0003.0m $7.0m $7.0m 0.02% Unchanged
17 Mint Tower Capital Management B.V. 2.35% of their portfolio AMSTERDAM, P7 2,700,0002.7m $6.3m $6.3m 2.35% New
18 SSI INVESTMENT MANAGEMENT LLC 0.42% of their portfolio Los Angeles, CA 2,285,0002.3m $5.4m $5.4m 0.42% Reduced -1.1m -1,061,000
19 AXA S.A. 0.01% of their portfolio PARIS, I0 1,600,0001.6m $3.8m $3.8m 0.01% Reduced -170.0k -170,000
20 Universal- Beteiligungs- und Servicegesellschaft mbH 0.01% of their portfolio FRANKFURT AM MAIN, 2M 1,307,0001.3m $3.1m $3.1m 0.01% New
21 ADVENT CAPITAL MANAGEMENT /DE/ 0.06% of their portfolio NEW YORK, NY 1,209,0001.2m $2.8m $2.8m 0.06% New
22 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 1,175,0001.2m $2.8m $2.8m 0.01% Unchanged
23 Amundi 0.00% of their portfolio Paris, I0 1,150,0001.1m $2.8m $2.8m 0.00% Unchanged
24 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 1,131,0001.1m $2.6m $2.6m 0.00% Added +323.0k +323,000
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,022,0001.0m $2.4m $2.4m 0.00% Reduced -1.7m -1,687,000
26 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 531,000531.0k $1.2m $1.2m 0.00% Added +160.0k +160,000
27 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 524,000524.0k $1.2m $1.2m 0.00% Reduced -12.0m -11,961,000
28 Linden Advisors LP 0.01% of their portfolio New York, NY 505,000505.0k $1.2m $1.2m 0.01% Unchanged
29 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 503,000503.0k $1.2m $1.2m 0.00% New
30 Quaero Capital S.A. 1.66% of their portfolio GENEVE, V8 500,000500.0k $1.2m $1.2m 1.66% Unchanged
31 PALISADE CAPITAL MANAGEMENT, LP 0.03% of their portfolio FORT LEE, NJ 380,000380.0k $891.6k $891.6k 0.03% Unchanged
32 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 294,000294.0k $690.1k $690.1k 0.00% Reduced -3.0k -3,000
33 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 225,000225.0k $528.4k $528.4k 0.00% Reduced -5.4m -5,374,000
34 Calamos Wealth Management LLC 0.03% of their portfolio NAPERVILLE, IL 215,000215.0k $501.4k $501.4k 0.03% Reduced -103.0k -103,000
35 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 200,000200.0k $466.4k $466.4k 0.00% Reduced -500.0k -500,000
36 Central Pacific Bank - Trust Division 0.04% of their portfolio HONOLULU, HI 127,000127.0k $297.6k $297.6k 0.04% Reduced -107.0k -107,000
37 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 110,000110.0k $257.8k $257.8k 0.00% New
38 NOMURA HOLDINGS INC 0.23% of their portfolio TOKYO, M0 80,29380.3k $42.2m $42.2m 0.23% Reduced -20.0k -20,037
39 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 33,00033.0k $77.0k $77.0k 0.00% New
40 Boussard & Gavaudan Investment Management LLP 5.35% of their portfolio London, X0 14,71014.7k $33.9m $33.9m 5.35% Reduced -22.3k -22,290
41 VIRTUS ADVISERS, LLC 0.02% of their portfolio HARTFORD, CT 10,00010.0k $23.4k $23.4k 0.02% New
42 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 10,00010.0k $23.4k $23.4k 0.00% New
43 LOOMIS SAYLES & CO L P 0.01% of their portfolio BOSTON, MA 9,5319.5k $5.0m $5.0m 0.01% Unchanged
44 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 7,6007.6k $17.8k $17.8k 0.00% Reduced -11.0m -10,982,000
45 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 3,0003.0k $7.0k $7.0k 0.00% Unchanged
46 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,5001.5k $3.5k $3.5k 0.00% Unchanged
47 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 1,0001.0k $2.3k $2.3k 0.00% Unchanged
48 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,0001.0k $234.3k $234.3k 0.00% Unchanged
49 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged