Vault-13

AXON ENTERPRISE INC AXON 0.5 12.15.27

NOTE 0.500%12/1 · US DOMESTIC · CUSIP 05464CAB7

58 institutional holders +2 vs Q3 2024
12,657,86112.7m shares reported held*
$1.8bnreported value*
6 new 10 added 32 reduced 6 sold out net bought ≈ $123.0m (-22.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $139.05.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q4 23: 48Q1 24: 69Q2 24: 64Q3 24: 56Q4 24: 5858Q4 23Q1 24Q2 24Q3 24Q4 24
Numbers
QuarterHolders
Q4 202348
Q1 202469
Q2 202464
Q3 202456
Q4 202458

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q1 24: 42 bought or addedQ1 24: 24 cut or sold outQ1 24Q2 24: 31 bought or addedQ2 24: 34 cut or sold outQ2 24Q3 24: 14 bought or addedQ3 24: 36 cut or sold outQ3 24Q4 24: 16 bought or addedQ4 24: 38 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20244224
Q2 20243134
Q3 20241436
Q4 20241638

Biggest buyers

TENOR CAPITAL MANAGEMENT Co., L.P. New +45,847,000+45.8m
Polar Asset Management Partners Inc. Added +41,000,000+41.0m
Opti Capital Management, LP Added +23,500,000+23.5m
D. E. Shaw & Co., Inc. New +23,376,000+23.4m
Point72 Asset Management, L.P. New +20,000,000+20.0m
DeepCurrents Investment Group LLC Added +12,500,000+12.5m
LORD, ABBETT & CO. LLC New +10,681,000+10.7m
BANK OF AMERICA CORP /DE/ Added +8,745,700+8.7m
Calamos Advisors LLC Added +4,918,000+4.9m
WELLS FARGO & COMPANY/MN Added +4,182,000+4.2m

Biggest sellers

Sculptor Capital LP Reduced -27,000,000-27.0m
LORD, ABBETT & CO. LLC Sold out -18,140,000-18.1m
FRANKLIN RESOURCES INC Reduced -14,816,000-14.8m
VOYA INVESTMENT MANAGEMENT LLC Reduced -11,715,000-11.7m
FMR LLC Reduced -10,448,000-10.4m
BlackRock, Inc. Reduced -10,190,000-10.2m
CITADEL ADVISORS LLC Sold out -10,000,000-10.0m
Verition Fund Management LLC Sold out -6,616,000-6.6m
SHENKMAN CAPITAL MANAGEMENT INC Reduced -5,365,000-5.4m
Parallax Volatility Advisers, L.P. Reduced -4,500,000-4.5m

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Polar Asset Management Partners Inc. 4.08% of their portfolio TORONTO, A6 106,000,000106.0m $276.6m $276.6m 4.08% Added +41.0m +41,000,000
2 Opti Capital Management, LP 6.69% of their portfolio New York, NY 57,230,00057.2m $149.5m $149.5m 6.69% Added +23.5m +23,500,000
3 TENOR CAPITAL MANAGEMENT Co., L.P. 1.68% of their portfolio NEW YORK, NY 45,847,00045.8m $119.7m $119.7m 1.68% New
4 Calamos Advisors LLC 0.52% of their portfolio NAPERVILLE, IL 43,043,00043.0m $112.1m $112.1m 0.52% Added +4.9m +4,918,000
5 FRANKLIN RESOURCES INC 0.03% of their portfolio San Mateo, CA 37,440,00037.4m $97.7m $97.7m 0.03% Reduced -14.8m -14,816,000
6 DeepCurrents Investment Group LLC 2.90% of their portfolio NEW YORK, NY 33,500,00033.5m $87.4m $87.4m 2.90% Added +12.5m +12,500,000
7 CSS LLC/IL 4.78% of their portfolio CHICAGO, IL 30,750,00030.8m $80.3m $80.3m 4.78% Reduced -4.0m -4,000,000
8 D. E. Shaw & Co., Inc. 0.07% of their portfolio New York, NY 23,376,00023.4m $61.0m $61.0m 0.07% New
9 FMR LLC 0.00% of their portfolio BOSTON, MA 22,785,00022.8m $59.4m $59.4m 0.00% Reduced -10.4m -10,448,000
10 Alberta Investment Management Corp 0.39% of their portfolio EDMONTON, A0 22,500,00022.5m $58.6m $58.6m 0.39% Added +2.5m +2,500,000
11 BlackRock, Inc. 0.00% of their portfolio New York, NY 21,993,00022.0m $57.3m $57.3m 0.00% Reduced -10.2m -10,190,000
12 Sculptor Capital LP 0.83% of their portfolio New York, NY 20,000,00020.0m $52.1m $52.1m 0.83% Reduced -27.0m -27,000,000
13 Point72 Asset Management, L.P. 0.14% of their portfolio STAMFORD, CT 20,000,00020.0m $52.2m $52.2m 0.14% New
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 15,900,00015.9m $41.4m $41.4m 0.00% Added +2.1m +2,100,000
15 VOYA INVESTMENT MANAGEMENT LLC 0.04% of their portfolio ATLANTA, GA 15,050,00015.1m $39.3m $39.3m 0.04% Reduced -11.7m -11,715,000
16 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 12,485,00012.5m $32.7m $32.7m 0.01% Added +4.2m +4,182,000
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 10,989,60011.0m $28.6m $28.6m 0.00% Added +8.7m +8,745,700
18 LORD, ABBETT & CO. LLC 0.09% of their portfolio JERSEY CITY, NJ 10,681,00010.7m $27.9m $27.9m 0.09% New
19 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 9,669,0009.7m $25.2m $25.2m 0.02% Reduced -196.0k -196,000
20 Warberg Asset Management LLC 4.87% of their portfolio WINNETKA, IL 6,758,0006.8m $17.6m $17.6m 4.87% Added +230.0k +230,000
21 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 5,599,0005.6m $14.7m $14.7m 0.01% Reduced -3.1m -3,076,000
22 ABSOLUTE INVESTMENT ADVISERS, LLC 1.68% of their portfolio ROSEMARY BEACH, FL 5,000,0005.0m $13.0m $13.0m 1.68% Reduced -4.0m -4,000,000
23 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 3,804,0003.8m $9.9m $9.9m 0.02% Reduced -2.5m -2,500,000
24 OFI INVEST ASSET MANAGEMENT 0.20% of their portfolio ISSY LES MOULINEAUX, I0 3,400,0003.4m $8.6m $8.6m 0.20% First filing
25 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.02% of their portfolio Paris, I0 3,400,0003.4m $8.9m $8.9m 0.02% Unchanged
26 SSI INVESTMENT MANAGEMENT LLC 0.65% of their portfolio Los Angeles, CA 3,346,0003.3m $8.7m $8.7m 0.65% Reduced -3.8m -3,822,000
27 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 3,200,0003.2m $8.3m $8.3m 0.00% Reduced -2.1m -2,100,000
28 Man Group plc 0.02% of their portfolio LONDON, X0 2,996,0003.0m $7.8m $7.8m 0.02% Reduced -2.3m -2,295,000
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,709,0002.7m $7.4m $7.4m 0.00% Added +363.0k +363,000
30 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 2,000,0002.0m $5.2m $5.2m 0.00% Unchanged
31 AXA S.A. 0.01% of their portfolio PARIS, I0 1,770,0001.8m $4.6m $4.6m 0.01% Reduced -530.0k -530,000
32 AGF MANAGEMENT LTD 0.02% of their portfolio TORONTO, A6 1,175,0001.2m $3.1m $3.1m 0.02% Unchanged
33 Amundi 0.00% of their portfolio Paris, I0 1,150,0001.1m $2.9m $2.9m 0.00% Reduced -1.8m -1,750,000
34 SHENKMAN CAPITAL MANAGEMENT INC 0.25% of their portfolio NEW YORK, NY 1,052,0001.1m $2.8m $2.8m 0.25% Reduced -5.4m -5,365,000
35 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 808,000808.0k $2.1m $2.1m 0.00% Reduced -1.3m -1,258,000
36 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 700,000700.0k $1.9m $1.9m 0.00% Unchanged
37 Linden Advisors LP 0.01% of their portfolio New York, NY 505,000505.0k $1.3m $1.3m 0.01% New
38 Parallax Volatility Advisers, L.P. 0.03% of their portfolio San Francisco, CA 500,000500.0k $1.3m $1.3m 0.03% Reduced -4.5m -4,500,000
39 Quaero Capital S.A. 1.67% of their portfolio GENEVE, V8 500,000500.0k $1.3m $1.3m 1.67% Reduced -300.0k -300,000
40 PALISADE CAPITAL MANAGEMENT, LP 0.03% of their portfolio FORT LEE, NJ 380,000380.0k $990.9k $990.9k 0.03% Reduced -250.0k -250,000
41 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 371,000371.0k $966.5k $966.5k 0.00% Reduced -2.1m -2,096,000
42 Calamos Wealth Management LLC 0.04% of their portfolio NAPERVILLE, IL 318,000318.0k $828.4k $828.4k 0.04% Reduced -24.0k -24,000
43 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 297,000297.0k $775.2k $775.2k 0.00% Reduced -6.0k -6,000
44 Union Bancaire Privee, UBP SA 0.01% of their portfolio GENEVA 1, V8 260,000260.0k $670.7k $670.7k 0.01% First filing
45 Central Pacific Bank - Trust Division 0.08% of their portfolio HONOLULU, HI 234,000234.0k $609.6k $609.6k 0.08% Reduced -159.0k -159,000
46 NOMURA HOLDINGS INC 0.31% of their portfolio TOKYO, M0 100,330100.3k $59.6m $59.6m 0.31% Reduced -30.8k -30,835
47 FIRST HAWAIIAN BANK 0.01% of their portfolio HONOLULU, HI 90,00090.0k $234.5k $234.5k 0.01% Reduced -104.0k -104,000
48 Boussard & Gavaudan Investment Management LLP 8.21% of their portfolio London, X0 37,00037.0k $98.2m $98.2m 8.21% Reduced -2.5k -2,500
49 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 17,00017.0k $44.3k $44.3k 0.00% First filing
50 Virtus Investment Advisers, LLC 0.02% of their portfolio HARTFORD, CT 10,00010.0k $26.1k $26.1k 0.02% Reduced -16.0k -16,000
51 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 10,00010.0k $26.1k $26.1k 0.00% Reduced -3.0k -3,000
52 LOOMIS SAYLES & CO L P 0.01% of their portfolio BOSTON, MA 9,5319.5k $5.7m $5.7m 0.01% Reduced -682 -682
53 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 3,0003.0k $7.9k $7.9k 0.00% Reduced -3.5m -3,476,000
54 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,5001.5k $3.9k $3.9k 0.00% Unchanged
55 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 1,0001.0k $2.6k $2.6k 0.00% Unchanged
56 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,0001.0k $260.5k $260.5k 0.00% New
57 Candriam S.C.A. 0.00% of their portfolio STRASSEN, N4 300300 $785.7k $785.7k 0.00% Reduced -300 -300
58 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged