Vault-13

AXON ENTERPRISE INC AXON 0.5 12.15.27

NOTE 0.500%12/1 · US DOMESTIC · CUSIP 05464CAB7

56 institutional holders -8 vs Q2 2024
31,434,87831.4m shares reported held*
$1.1bnreported value*
1 new 13 added 28 reduced 8 sold out net sold ≈ $97.4m (-21.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($11.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $36.41.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q4 23: 48Q1 24: 69Q2 24: 64Q3 24: 5656Q4 23Q1 24Q2 24Q3 24
Numbers
QuarterHolders
Q4 202348
Q1 202469
Q2 202464
Q3 202456

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q1 24: 42 bought or addedQ1 24: 24 cut or sold outQ1 24Q2 24: 31 bought or addedQ2 24: 34 cut or sold outQ2 24Q3 24: 14 bought or addedQ3 24: 36 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q1 20244224
Q2 20243134
Q3 20241436

Biggest buyers

Opti Capital Management, LP New +33,730,000+33.7m
Polar Asset Management Partners Inc. Added +15,000,000+15.0m
VOYA INVESTMENT MANAGEMENT LLC Added +11,885,000+11.9m
FMR LLC Added +5,173,000+5.2m
TWO SIGMA INVESTMENTS, LP Added +5,000,000+5.0m
BNP PARIBAS FINANCIAL MARKETS Added +4,865,000+4.9m
Alberta Investment Management Corp Added +2,500,000+2.5m
CSS LLC/IL Added +1,500,000+1.5m
JPMORGAN CHASE & CO Added +966,000+966.0k
Jefferies Financial Group Inc. Added +183,000+183.0k

Biggest sellers

CITADEL ADVISORS LLC Reduced -30,000,000-30.0m
LORD, ABBETT & CO. LLC Reduced -15,862,000-15.9m
Parallax Volatility Advisers, L.P. Reduced -15,358,000-15.4m
FRANKLIN RESOURCES INC Reduced -13,055,000-13.1m
SILVERBACK ASSET MANAGEMENT LLC Sold out -10,000,000-10.0m
GLAZER CAPITAL, LLC Sold out -7,000,000-7.0m
WELLS FARGO & COMPANY/MN Reduced -4,902,000-4.9m
Kohlberg Kravis Roberts & Co. L.P. Reduced -4,000,000-4.0m
Sculptor Capital LP Reduced -3,500,000-3.5m
TORONTO DOMINION BANK Sold out -3,302,000-3.3m

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Polar Asset Management Partners Inc. 2.80% of their portfolio TORONTO, A6 65,000,00065.0m $116.9m $116.9m 2.80% Added +15.0m +15,000,000
2 FRANKLIN RESOURCES INC 0.03% of their portfolio San Mateo, CA 52,256,00052.3m $102.1m $102.1m 0.03% Reduced -13.1m -13,055,000
3 Sculptor Capital LP 1.67% of their portfolio New York, NY 47,000,00047.0m $84.5m $84.5m 1.67% Reduced -3.5m -3,500,000
4 Calamos Advisors LLC 0.32% of their portfolio NAPERVILLE, IL 38,125,00038.1m $68.5m $68.5m 0.32% Reduced -43.0k -43,000
5 CSS LLC/IL 3.64% of their portfolio CHICAGO, IL 34,750,00034.8m $62.5m $62.5m 3.64% Added +1.5m +1,500,000
6 Opti Capital Management, LP 3.55% of their portfolio New York, NY 33,730,00033.7m $60.6m $60.6m 3.55% New
7 FMR LLC 0.00% of their portfolio BOSTON, MA 33,233,00033.2m $59.6m $59.6m 0.00% Added +5.2m +5,173,000
8 BlackRock, Inc. 0.00% of their portfolio New York, NY 32,183,00032.2m $57.7m $57.7m 0.00% First filing
9 VOYA INVESTMENT MANAGEMENT LLC 0.05% of their portfolio ATLANTA, GA 26,765,00026.8m $48.1m $48.1m 0.05% Added +11.9m +11,885,000
10 DeepCurrents Investment Group LLC 1.21% of their portfolio NEW YORK, NY 21,000,00021.0m $37.7m $37.7m 1.21% Unchanged
11 Alberta Investment Management Corp 0.31% of their portfolio EDMONTON, A0 20,000,00020.0m $36.0m $36.0m 0.31% Added +2.5m +2,500,000
12 LORD, ABBETT & CO. LLC 0.10% of their portfolio JERSEY CITY, NJ 18,140,00018.1m $32.6m $32.6m 0.10% Reduced -15.9m -15,862,000
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 13,800,00013.8m $24.8m $24.8m 0.00% Reduced -550.0k -550,000
14 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 10,000,00010.0m $18.0m $18.0m 0.02% Reduced -30.0m -30,000,000
15 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 9,865,0009.9m $17.7m $17.7m 0.02% Added +4.9m +4,865,000
16 ABSOLUTE INVESTMENT ADVISERS, LLC 2.21% of their portfolio ROSEMARY BEACH, FL 9,000,0009.0m $16.2m $16.2m 2.21% Reduced -1.5m -1,500,000
17 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 8,675,0008.7m $15.6m $15.6m 0.01% Reduced -2.6m -2,586,000
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 8,303,0008.3m $14.9m $14.9m 0.00% Reduced -4.9m -4,902,000
19 SSI INVESTMENT MANAGEMENT LLC 0.95% of their portfolio Los Angeles, CA 7,168,0007.2m $12.9m $12.9m 0.95% Reduced -126.0k -126,000
20 Verition Fund Management LLC 0.08% of their portfolio GREENWICH, CT 6,616,0006.6m $11.9m $11.9m 0.08% Unchanged
21 Warberg Asset Management LLC 3.21% of their portfolio WINNETKA, IL 6,528,0006.5m $11.7m $11.7m 3.21% Added +26.0k +26,000
22 SHENKMAN CAPITAL MANAGEMENT INC 0.91% of their portfolio NEW YORK, NY 6,417,0006.4m $11.8m $11.8m 0.91% Reduced -3.0m -3,025,000
23 TWO SIGMA INVESTMENTS, LP 0.03% of their portfolio NEW YORK, NY 6,304,0006.3m $11.3m $11.3m 0.03% Added +5.0m +5,000,000
24 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 5,300,0005.3m $9.5m $9.5m 0.00% Reduced -700.0k -700,000
25 Man Group plc 0.03% of their portfolio LONDON, X0 5,291,0005.3m $9.5m $9.5m 0.03% Reduced -2.0m -2,000,000
26 Parallax Volatility Advisers, L.P. 0.23% of their portfolio San Francisco, CA 5,000,0005.0m $9.0m $9.0m 0.23% Reduced -15.4m -15,358,000
27 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 3,479,0003.5m $6.2m $6.2m 0.00% Reduced -1.9m -1,916,000
28 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.02% of their portfolio Paris, I0 3,400,0003.4m $6.1m $6.1m 0.02% Unchanged
29 Amundi 0.00% of their portfolio Paris, I0 2,900,0002.9m $5.5m $5.5m 0.00% Reduced -1.6m -1,600,000
30 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,467,0002.5m $4.4m $4.4m 0.00% Reduced -2.3m -2,262,000
31 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,346,0002.3m $4.2m $4.2m 0.00% Added +966.0k +966,000
32 AXA S.A. 0.01% of their portfolio PARIS, I0 2,300,0002.3m $4.1m $4.1m 0.01% Reduced -2.3m -2,300,000
33 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,243,9002.2m $4.0m $4.0m 0.00% Reduced -1.5m -1,490,000
34 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 2,066,0002.1m $3.7m $3.7m 0.00% Reduced -735.0k -735,000
35 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 2,000,0002.0m $3.6m $3.6m 0.00% Reduced -255.0k -255,000
36 Kohlberg Kravis Roberts & Co. L.P. 0.05% of their portfolio NEW YORK, NY 2,000,0002.0m $3.6m $3.6m 0.05% Reduced -4.0m -4,000,000
37 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 1,175,0001.2m $2.1m $2.1m 0.01% Reduced -175.0k -175,000
38 Quaero Capital S.A. 1.72% of their portfolio GENEVE, V8 800,000800.0k $1.4m $1.4m 1.72% Unchanged
39 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 700,000700.0k $1.3m $1.3m 0.00% Unchanged
40 PALISADE CAPITAL MANAGEMENT, LP 0.03% of their portfolio FORT LEE, NJ 630,000630.0k $1.1m $1.1m 0.03% Unchanged
41 Central Pacific Bank - Trust Division 0.09% of their portfolio HONOLULU, HI 393,000393.0k $704.8k $704.8k 0.09% Unchanged
42 Calamos Wealth Management LLC 0.03% of their portfolio NAPERVILLE, IL 342,000342.0k $614.8k $614.8k 0.03% Unchanged
43 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 303,000303.0k $544.9k $544.9k 0.00% Reduced -132.0k -132,000
44 Jefferies Financial Group Inc. 0.01% of their portfolio NEW YORK, NY 265,000265.0k $475.1k $475.1k 0.01% Added +183.0k +183,000
45 EDMOND DE ROTHSCHILD HOLDING S.A. 0.01% of their portfolio CHAMBESY, V8 210,000210.0k $377.5k $377.5k 0.01% Reduced -720.0k -720,000
46 FIRST HAWAIIAN BANK 0.01% of their portfolio HONOLULU, HI 194,000194.0k $347.9k $347.9k 0.01% Unchanged
47 NOMURA HOLDINGS INC 0.39% of their portfolio TOKYO, M0 131,165131.2k $52.4m $52.4m 0.39% Reduced -6.3k -6,337
48 Boussard & Gavaudan Investment Management LLP 6.49% of their portfolio London, X0 39,50039.5k $70.9m $70.9m 6.49% Added +17.3k +17,349
49 Virtus Investment Advisers, LLC 0.04% of their portfolio HARTFORD, CT 26,00026.0k $46.6k $46.6k 0.04% Reduced -32.0k -32,000
50 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 20,00020.0k $35.9k $35.9k 0.00% Added +7.0k +7,000
51 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 13,00013.0k $23.3k $23.3k 0.00% Unchanged
52 LOOMIS SAYLES & CO L P 0.01% of their portfolio BOSTON, MA 10,21310.2k $4.1m $4.1m 0.01% Reduced -21.8k -21,830
53 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,5001.5k $2.7k $2.7k 0.00% Added +500 +500
54 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 1,0001.0k $1.8k $1.8k 0.00% Unchanged
55 Candriam S.C.A. 0.01% of their portfolio STRASSEN, N4 600600 $1.1m $1.1m 0.01% Unchanged
56 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged