Vault-13

AXON ENTERPRISE INC AXON 0.5 12.15.27

NOTE 0.500%12/1 · US DOMESTIC · CUSIP 05464CAB7

64 institutional holders -5 vs Q1 2024
58,059,69658.1m shares reported held*
$894.9mreported value*
8 new 23 added 22 reduced 12 sold out net sold ≈ $59.3m (+9.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $15.57.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q4 23: 48Q1 24: 69Q2 24: 6464Q4 23Q1 24Q2 24
Numbers
QuarterHolders
Q4 202348
Q1 202469
Q2 202464

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q1 24: 42 bought or addedQ1 24: 24 cut or sold outQ1 24Q2 24: 31 bought or addedQ2 24: 34 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q1 20244224
Q2 20243134

Biggest buyers

CITADEL ADVISORS LLC Added +30,500,000+30.5m
CSS LLC/IL Added +20,750,000+20.8m
Calamos Advisors LLC Added +10,103,000+10.1m
Sculptor Capital LP Added +10,015,000+10.0m
LORD, ABBETT & CO. LLC Added +8,006,000+8.0m
GLAZER CAPITAL, LLC New +7,000,000+7.0m
FMR LLC Added +6,310,000+6.3m
BARCLAYS PLC Added +5,565,000+5.6m
Alberta Investment Management Corp Added +5,000,000+5.0m
SHENKMAN CAPITAL MANAGEMENT INC Added +4,590,000+4.6m

Biggest sellers

VOYA INVESTMENT MANAGEMENT LLC Reduced -74,600,000-74.6m
TWO SIGMA INVESTMENTS, LP Reduced -26,740,000-26.7m
BlackRock Inc. Reduced -9,770,000-9.8m
MORGAN STANLEY Reduced -9,533,000-9.5m
Daiwa Securities Group Inc. Sold out -6,000,000-6.0m
BlueCrest Capital Management Ltd Sold out -5,500,000-5.5m
BANK OF AMERICA CORP /DE/ Reduced -4,559,100-4.6m
WELLINGTON MANAGEMENT GROUP LLP Reduced -4,364,000-4.4m
JPMORGAN CHASE & CO Reduced -4,124,000-4.1m
DeepCurrents Investment Group LLC Reduced -3,000,000-3.0m

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FRANKLIN RESOURCES INC 0.03% of their portfolio San Mateo, CA 65,311,00065.3m $89.9m $89.9m 0.03% Reduced -61.0k -61,000
2 Sculptor Capital LP 1.44% of their portfolio New York, NY 50,500,00050.5m $69.5m $69.5m 1.44% Added +10.0m +10,015,000
3 Polar Asset Management Partners Inc. 1.76% of their portfolio TORONTO, A6 50,000,00050.0m $68.8m $68.8m 1.76% Unchanged
4 CITADEL ADVISORS LLC 0.05% of their portfolio MIAMI, FL 40,000,00040.0m $55.1m $55.1m 0.05% Added +30.5m +30,500,000
5 Calamos Advisors LLC 0.25% of their portfolio NAPERVILLE, IL 38,168,00038.2m $52.5m $52.5m 0.25% Added +10.1m +10,103,000
6 LORD, ABBETT & CO. LLC 0.08% of their portfolio JERSEY CITY, NJ 34,002,00034.0m $46.8m $46.8m 0.08% Added +8.0m +8,006,000
7 CSS LLC/IL 3.37% of their portfolio CHICAGO, IL 33,250,00033.2m $45.8m $45.8m 3.37% Added +20.8m +20,750,000
8 FMR LLC 0.00% of their portfolio BOSTON, MA 28,060,00028.1m $38.5m $38.5m 0.00% Added +6.3m +6,310,000
9 DeepCurrents Investment Group LLC 1.16% of their portfolio NEW YORK, NY 21,000,00021.0m $28.9m $28.9m 1.16% Reduced -3.0m -3,000,000
10 Parallax Volatility Advisers, L.P. 0.71% of their portfolio San Francisco, CA 20,358,00020.4m $27.9m $27.9m 0.71% Added +350.0k +350,000
11 Alberta Investment Management Corp 0.25% of their portfolio EDMONTON, A0 17,500,00017.5m $24.1m $24.1m 0.25% Added +5.0m +5,000,000
12 VOYA INVESTMENT MANAGEMENT LLC 0.02% of their portfolio ATLANTA, GA 14,880,00014.9m $20.5m $20.5m 0.02% Reduced -74.6m -74,600,000
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 14,350,00014.3m $19.7m $19.7m 0.00% Reduced -500.0k -500,000
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 13,205,00013.2m $18.2m $18.2m 0.00% Added +2.9m +2,885,000
15 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 11,261,00011.3m $15.5m $15.5m 0.01% Added +5.6m +5,565,000
16 ABSOLUTE INVESTMENT ADVISERS, LLC 2.14% of their portfolio ROSEMARY BEACH, FL 10,500,00010.5m $14.4m $14.4m 2.14% Unchanged
17 SILVERBACK ASSET MANAGEMENT LLC 1.69% of their portfolio DURHAM, NC 10,000,00010.0m $13.8m $13.8m 1.69% Unchanged
18 BlackRock Inc. 0.00% of their portfolio New York, NY 9,578,0009.6m $13.1m $13.1m 0.00% Reduced -9.8m -9,770,000
19 SHENKMAN CAPITAL MANAGEMENT INC 1.14% of their portfolio NEW YORK, NY 9,442,0009.4m $13.3m $13.3m 1.14% Added +4.6m +4,590,000
20 SSI INVESTMENT MANAGEMENT LLC 0.77% of their portfolio Los Angeles, CA 7,294,0007.3m $10.0m $10.0m 0.77% Reduced -107.0k -107,000
21 Man Group plc 0.03% of their portfolio LONDON, X0 7,291,0007.3m $10.1m $10.1m 0.03% Added +2.1m +2,071,000
22 GLAZER CAPITAL, LLC 0.75% of their portfolio New York, NY 7,000,0007.0m $9.6m $9.6m 0.75% New
23 Verition Fund Management LLC 0.07% of their portfolio GREENWICH, CT 6,616,0006.6m $9.1m $9.1m 0.07% Reduced -946.0k -946,000
24 Warberg Asset Management LLC 2.38% of their portfolio WINNETKA, IL 6,502,0006.5m $9.0m $9.0m 2.38% Added +2.0k +2,000
25 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 6,000,0006.0m $8.2m $8.2m 0.00% Reduced -1.0m -1,032,000
26 Kohlberg Kravis Roberts & Co. L.P. 0.25% of their portfolio NEW YORK, NY 6,000,0006.0m $8.2m $8.2m 0.25% Unchanged
27 OFI INVEST ASSET MANAGEMENT 0.19% of their portfolio ISSY LES MOULINEAUX, I0 5,600,0005.6m $7.2m $7.2m 0.19% Reduced -5.6k -5,600
28 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 5,395,0005.4m $7.5m $7.5m 0.00% Added +1.6m +1,635,000
29 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 5,000,0005.0m $6.9m $6.9m 0.01% Reduced -1.7m -1,709,000
30 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,729,0004.7m $6.5m $6.5m 0.00% Reduced -9.5m -9,533,000
31 AXA S.A. 0.01% of their portfolio PARIS, I0 4,600,0004.6m $6.4m $6.4m 0.01% Added +1.9m +1,900,000
32 Amundi 0.00% of their portfolio Paris, I0 4,500,0004.5m $6.2m $6.2m 0.00% Unchanged
33 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3,733,9003.7m $5.1m $5.1m 0.00% Reduced -4.6m -4,559,100
34 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 3,400,0003.4m $4.7m $4.7m 0.01% Unchanged
35 TORONTO DOMINION BANK 0.01% of their portfolio TORONTO, ONTARIO, A6 3,302,0003.3m $4.6m $4.6m 0.01% New
36 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 2,801,0002.8m $3.8m $3.8m 0.00% Reduced -4.4m -4,364,000
37 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 2,650,0002.6m $3.6m $3.6m 0.00% Added +2.5m +2,516,000
38 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 2,255,0002.3m $3.1m $3.1m 0.00% Reduced -1.0m -1,000,000
39 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 2,250,0002.2m $3.1m $3.1m 0.00% Reduced -2.0m -2,000,000
40 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,380,0001.4m $1.9m $1.9m 0.00% Reduced -4.1m -4,124,000
41 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 1,350,0001.4m $1.9m $1.9m 0.01% Added +550.0k +550,000
42 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 1,304,0001.3m $1.8m $1.8m 0.00% Reduced -26.7m -26,740,000
43 EDMOND DE ROTHSCHILD HOLDING S.A. 0.02% of their portfolio CHAMBESY, V8 930,000930.0k $1.3m $1.3m 0.02% Reduced -35.0k -35,000
44 Quaero Capital S.A. 1.50% of their portfolio GENEVE, V8 800,000800.0k $1.1m $1.1m 1.50% Reduced -500.0k -500,000
45 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 704,000704.0k $965.9k $965.9k 0.00% New
46 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 700,000700.0k $945.3k $945.3k 0.00% Added +400.0k +400,000
47 PALISADE CAPITAL MANAGEMENT, LP 0.02% of their portfolio FORT LEE, NJ 630,000630.0k $867.0k $867.0k 0.02% Unchanged
48 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 435,000435.0k $599.0k $599.0k 0.00% Unchanged
49 Central Pacific Bank - Trust Division 0.06% of their portfolio HONOLULU, HI 393,000393.0k $539.2k $539.2k 0.06% Unchanged
50 Calamos Wealth Management LLC 0.03% of their portfolio NAPERVILLE, IL 342,000342.0k $470.2k $470.2k 0.03% Reduced -29.0k -29,000
51 Liberty Mutual Group Asset Management Inc. 0.05% of their portfolio Boston, MA 250,000250.0k $343.0k $343.0k 0.05% Reduced -1.1m -1,100,000
52 FIRST HAWAIIAN BANK 0.01% of their portfolio HONOLULU, HI 194,000194.0k $266.2k $266.2k 0.01% Reduced -44.0k -44,000
53 NOMURA HOLDINGS INC 0.26% of their portfolio TOKYO, M0 137,502137.5k $40.5m $40.5m 0.26% Added +110.9k +110,886
54 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 100,000100.0k $138.0k $138.0k 0.00% New
55 Jefferies Financial Group Inc. 0.00% of their portfolio NEW YORK, NY 82,00082.0k $112.9k $112.9k 0.00% New
56 Virtus Investment Advisers, LLC 0.07% of their portfolio HARTFORD, CT 58,00058.0k $79.6k $79.6k 0.07% Added +16.0k +16,000
57 LOOMIS SAYLES & CO L P 0.01% of their portfolio BOSTON, MA 32,04332.0k $9.4m $9.4m 0.01% Added +24.0k +24,047
58 Boussard & Gavaudan Investment Management LLP 4.96% of their portfolio London, X0 22,15122.2k $30.9m $30.9m 4.96% Added +8.0k +8,000
59 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 13,00013.0k $17.8k $17.8k 0.00% New
60 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 13,00013.0k $17.8k $17.8k 0.00% Added +3.0k +3,000
61 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 1,0001.0k $1.4k $1.4k 0.00% New
62 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,0001.0k $1.4k $1.4k 0.00% New
63 Candriam S.C.A. 0.01% of their portfolio STRASSEN, N4 600600 $826.4k $826.4k 0.01% Unchanged
64 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged