Vault-13

AVID BIOSERVICES INC PPHM

COM · Common Stock · CUSIP 05368M106 · ISIN US05368M1062

172 institutional holders +1 vs Q1 2023
64,528,69064.5m shares reported held*
$901.8mreported value*
17 new 65 added 58 reduced 16 sold out net sold ≈ $26.9m (-1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $13.98. Options: 5 managers hold calls ($833.4k notional), 6 hold puts ($918.0k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 183Q4 22: 169Q1 23: 171Q2 23: 172172Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022183
Q4 2022169
Q1 2023171
Q2 2023172

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 79 bought or addedQ4 22: 80 cut or sold outQ4 22Q1 23: 85 bought or addedQ1 23: 79 cut or sold outQ1 23Q2 23: 82 bought or addedQ2 23: 74 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227980
Q1 20238579
Q2 20238274

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $899.0kQ3 22 puts: $468.0kQ3 22P/C 0.52Q4 22 calls: $471.5kQ4 22 puts: $546.0kQ4 22P/C 1.16Q1 23 calls: $1.2mQ1 23 puts: $1.2mQ1 23P/C 1.00Q2 23 calls: $833.4kQ2 23 puts: $918.0kQ2 23P/C 1.10
Numbers
QuarterCallsPutsP/C
Q3 2022$899.0k$468.0k0.52
Q4 2022$471.5k$546.0k1.16
Q1 2023$1.2m$1.2m1.00
Q2 2023$833.4k$918.0k1.10

Biggest buyers

ROYAL BANK OF CANADA Added +473,731+473.7k
SNYDER CAPITAL MANAGEMENT L P Added +425,092+425.1k
AMERICAN CENTURY COMPANIES INC Added +391,365+391.4k
RICE HALL JAMES & ASSOCIATES, LLC New +252,723+252.7k
Legato Capital Management LLC Added +237,809+237.8k
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Added +211,681+211.7k
Balyasny Asset Management L.P. New +192,679+192.7k
KENNEDY CAPITAL MANAGEMENT LLC Added +186,850+186.8k
T. Rowe Price Investment Management, Inc. Added +177,981+178.0k
JENNISON ASSOCIATES LLC Added +149,268+149.3k

Biggest sellers

FMR LLC Reduced -3,059,297-3.1m
Redwood Investments, LLC Sold out -491,123-491.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -314,051-314.1k
Invesco Ltd. Reduced -300,348-300.3k
Parkman Healthcare Partners LLC Reduced -276,052-276.1k
Schonfeld Strategic Advisors LLC Reduced -257,483-257.5k
BANK OF AMERICA CORP /DE/ Reduced -183,271-183.3k
ESSEX INVESTMENT MANAGEMENT CO LLC Sold out -119,112-119.1k
JANE STREET GROUP, LLC Reduced -98,701-98.7k
Ergoteles LLC Sold out -93,400-93.4k

Biggest calls

GROUP ONE TRADING LLC Added $454.0k32.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $219.3k15.7k shares
CITADEL ADVISORS LLC Reduced $81.0k5.8k shares
SIMPLEX TRADING, LLC Added $79.0k5.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

WOLVERINE TRADING, LLC New $350.0k26.2k shares
CITADEL ADVISORS LLC Reduced $258.4k18.5k shares
SIMPLEX TRADING, LLC Added $255.0k18.3k shares
GROUP ONE TRADING LLC Reduced $54.5k3.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
FNY Investment Advisers, LLC New $050 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
AltraVue Capital, LLC 13G · institution filed 2025-01-14 5.9% 3.8m 2025-01-14

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 9,815,0509.8m $137.1m $137.1m 0.00% Added +102.5k +102,467
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 4,413,8324.4m $61.7m $61.7m 0.00% Added +19.8k +19,830
3 T. Rowe Price Investment Management, Inc. 0.04% of their portfolio BALTIMORE, MD 3,915,8673.9m $54.7m $54.7m 0.04% Added +178.0k +177,981
4 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 3,883,8193.9m $54.3m $54.3m 0.00% Added +142.4k +142,442
5 AltraVue Capital, LLC 6.13% of their portfolio BELLEVUE, WA 3,730,9713.7m $52.1m $52.1m 6.13% Added +15.1k +15,090
6 JENNISON ASSOCIATES LLC 0.04% of their portfolio NEW YORK, NY 3,091,8443.1m $43.2m $43.2m 0.04% Added +149.3k +149,268
7 Ranger Investment Management, L.P. 2.00% of their portfolio DALLAS, TX 2,376,5572.4m $33.2m $33.2m 2.00% Added +104.4k +104,363
8 GENEVA CAPITAL MANAGEMENT LLC 0.64% of their portfolio MILWAUKEE, WI 2,319,9702.3m $32.4m $32.4m 0.64% Reduced -5.9k -5,939
9 SNYDER CAPITAL MANAGEMENT L P 0.64% of their portfolio San Francisco, CA 2,154,3802.2m $30.1m $30.1m 0.64% Added +425.1k +425,092
10 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 2,120,0002.1m $29.6m $29.6m 0.01% Added +473.7k +473,731
11 Artisan Partners Limited Partnership 0.03% of their portfolio Milwaukee, WI 1,487,3721.5m $20.8m $20.8m 0.03% Reduced -20.7k -20,683
12 FMR LLC 0.00% of their portfolio BOSTON, MA 1,445,7471.4m $20.2m $20.2m 0.00% Reduced -3.1m -3,059,297
13 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,263,4731.3m $17.7m $17.7m 0.00% Added +51.5k +51,546
14 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,260,6341.3m $17.6m $17.6m 0.00% Reduced -300.3k -300,348
15 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 1,181,6611.2m $16.5m $16.5m 0.01% Added +102.4k +102,416
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,052,7091.1m $14.7m $14.7m 0.00% Reduced -23.4k -23,351
17 PALISADE CAPITAL MANAGEMENT, LP 0.39% of their portfolio FORT LEE, NJ 1,045,6771.0m $14.6m $14.6m 0.39% Added +43.4k +43,402
18 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.88% of their portfolio EDINA, MN 1,030,8221.0m $14.4m $14.4m 0.88% Added +211.7k +211,681
19 AWM Investment Company, Inc. 1.86% of their portfolio NEW YORK, NY 982,826982.8k $13.7m $13.7m 1.86% Unchanged
20 NEW YORK STATE COMMON RETIREMENT FUND 0.02% of their portfolio ALBANY, NY 849,910849.9k $11.9m $11.9m 0.02% Added +8.6k +8,624
21 KORNITZER CAPITAL MANAGEMENT INC /KS 0.21% of their portfolio SHAWNEE MISSION, KS 780,455780.5k $10.9m $10.9m 0.21% Added +97.9k +97,945
22 Sargent Investment Group, LLC 2.49% of their portfolio BETHESDA, MD 732,861732.9k $10.2m $10.2m 2.49% Reduced -12.9k -12,944
23 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 690,740690.7k $9.6m $9.6m 0.00% Added +23.4k +23,363
24 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 672,673672.7k $9.4m $9.4m 0.00% Reduced -16.6k -16,559
25 Aristotle Capital Boston, LLC 0.28% of their portfolio BOSTON, MA 660,985661.0k $9.2m $9.2m 0.28% Reduced -6.2k -6,178
26 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 609,685609.7k $8.5m $8.5m 0.01% Added +391.4k +391,365
27 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 560,519560.5k $7.8m $7.8m 0.00% Reduced -33.1k -33,083
28 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 539,516539.5k $7.5m $7.5m 0.01% Added +19.1k +19,092
29 SEGALL BRYANT & HAMILL, LLC 0.07% of their portfolio CHICAGO, IL 484,007484.0k $6.8m $6.8m 0.07% Added +2.4k +2,438
30 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 478,453478.5k $6.7m $6.7m 0.00% Added +7.7k +7,714
31 PEREGRINE CAPITAL MANAGEMENT LLC 0.16% of their portfolio MINNEAPOLIS, MN 408,086408.1k $5.7m $5.7m 0.16% Reduced -140 -140
32 KENNEDY CAPITAL MANAGEMENT LLC 0.12% of their portfolio ST LOUIS, MO 381,279381.3k $5.3m $5.3m 0.12% Added +186.8k +186,850
33 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 378,371378.4k $5.3m $5.3m 0.00% Reduced -36.6k -36,611
34 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 360,606360.6k $5.0m $5.0m 0.00% Reduced -27.0k -27,003
35 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 323,831323.8k $4.5m $4.5m 0.00% Reduced -11.4k -11,352
36 ROYCE & ASSOCIATES LP 0.04% of their portfolio New York, NY 303,000303.0k $4.2m $4.2m 0.04% Unchanged
37 Legato Capital Management LLC 0.52% of their portfolio San Francisco, CA 275,809275.8k $3.9m $3.9m 0.52% Added +237.8k +237,809
38 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 269,722269.7k $3.8m $3.8m 0.00% Reduced -26.8k -26,752
39 RICE HALL JAMES & ASSOCIATES, LLC 0.20% of their portfolio San Diego, CA 252,723252.7k $3.5m $3.5m 0.20% New
40 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 252,402252.4k $3.5m $3.5m 0.00% Reduced -183.3k -183,271
41 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 238,327238.3k $3.3m $3.3m 0.01% Reduced -4.7k -4,728
42 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 204,574204.6k $2.9m $2.9m 0.01% Reduced -68.8k -68,772
43 Rafferty Asset Management, LLC 0.02% of their portfolio New York, NY 204,423204.4k $2.9m $2.9m 0.02% Added +27.6k +27,602
44 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 192,679192.7k $2.7m $2.7m 0.01% New
45 Legal & General Group Plc 0.00% of their portfolio London, X0 178,139178.1k $2.5m $2.5m 0.00% Added +21.6k +21,558
46 Parkman Healthcare Partners LLC 0.43% of their portfolio STAMFORD, CT 177,900177.9k $2.5m $2.5m 0.43% Reduced -276.1k -276,052
47 Phocas Financial Corp. 0.33% of their portfolio ALAMEDA, CA 174,232174.2k $2.4m $2.4m 0.33% Reduced -1.1k -1,124
48 GREAT LAKES ADVISORS, LLC 0.02% of their portfolio CHICAGO, IL 172,762172.8k $2.4m $2.4m 0.02% Reduced -22.6k -22,650
49 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 167,022167.0k $2.3m $2.3m 0.00% Added +4.4k +4,430
50 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 162,598162.6k $2.3m $2.3m 0.00% Reduced -7.7k -7,742
51 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 160,936160.9k $2.2m $2.2m 0.00% Added +33.9k +33,928
52 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 147,468147.5k $2.1m $2.1m 0.00% Reduced -35.0k -34,962
53 Swiss National Bank 0.00% of their portfolio ZURICH, V8 136,200136.2k $1.9m $1.9m 0.00% Added +2.0k +2,000
54 GLOBEFLEX CAPITAL L P 0.21% of their portfolio SAN DIEGO, CA 134,160134.2k $1.9m $1.9m 0.21% New
55 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 128,993129.0k $1.8m $1.8m 0.03% Reduced -27.4k -27,373
56 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 119,539119.5k $1.7m $1.7m 0.00% Added +33.6k +33,579
57 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 112,418112.4k $1.6m $1.6m 0.00% Added +71.1k +71,135
58 Public Sector Pension Investment Board 0.01% of their portfolio MONTREAL, A8 111,022111.0k $1.6m $1.6m 0.01% Added +1.4k +1,435
59 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 108,430108.4k $1.5m $1.5m 0.00% Added +200 +200
60 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 100,691100.7k $1.4m $1.4m 0.00% Added +15.4k +15,380
61 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 98,38798.4k $1.4m $1.4m 0.00% Added +23.8k +23,773
62 Alberta Investment Management Corp 0.01% of their portfolio EDMONTON, A0 97,50997.5k $1.4m $1.4m 0.01% Added +68.4k +68,449
63 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio ALBANY, NY 96,68996.7k $1.4m $1.4m 0.00% Reduced -500 -500
64 Cinctive Capital Management LP 0.05% of their portfolio New York, NY 93,45693.5k $1.3m $1.3m 0.05% Reduced -68.8k -68,829
65 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 87,52287.5k $1.2m $1.2m 0.00% Added +9.4k +9,365
66 UBS Group AG 0.00% of their portfolio ZURICH, V8 86,66186.7k $1.2m $1.2m 0.00% Added +11.2k +11,197
67 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 80,52880.5k $1.1m $1.1m 0.00% Added +15.4k +15,411
68 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 77,06977.1k $1.2m $1.2m 0.00% Added +15.7k +15,731
69 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 75,68175.7k $1.1m $1.1m 0.00% Reduced -1.6k -1,641
70 272 Capital LP 0.37% of their portfolio DALLAS, TX 72,98173.0k $1.0m $1.0m 0.37% New
71 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.01% of their portfolio HARRISBURG, PA 70,70170.7k $987.7k $987.7k 0.01% Added +4.7k +4,727
72 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 68,95869.0k $963.3k $963.3k 0.00% Added +19.2k +19,208
73 Schonfeld Strategic Advisors LLC 0.01% of their portfolio NEW YORK, NY 65,32365.3k $912.6k $912.6k 0.01% Reduced -257.5k -257,483
74 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 64,53564.5k $901.6k $901.6k 0.00% Added +55.8k +55,750
75 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 61,23461.2k $855.4k $855.4k 0.00% Added +5.1k +5,109
76 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 60,81260.8k $849.5k $849.5k 0.00% Added +5.4k +5,437
77 Virtus Investment Advisers, LLC 0.57% of their portfolio HARTFORD, CT 60,46960.5k $844.8k $844.8k 0.57% Unchanged
78 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 60,33160.3k $1.1m $1.1m 0.00% Unchanged
79 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 60,20060.2k $841.0k $841.0k 0.00% Unchanged
80 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 59,83459.8k $836.0k $836.0k 0.00% Reduced -1.9k -1,915
81 GREENWOOD CAPITAL ASSOCIATES LLC 0.11% of their portfolio GREENWOOD, SC 58,68158.7k $819.8k $819.8k 0.11% Reduced -8.9k -8,892
82 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 57,19157.2k $799.0k $799.0k 0.00% Reduced -2.8k -2,828
83 McGuire Investment Group, LLC 0.15% of their portfolio WAKEFIELD, RI 56,93556.9k $795.4k $795.4k 0.15% Unchanged
84 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 55,63955.6k $777.3k $777.3k 0.00% Reduced -22.8k -22,762
85 TEXAS PERMANENT SCHOOL FUND CORP 0.01% of their portfolio AUSTIN, TX 55,07255.1k $769.4k $769.4k 0.01% Reduced -807 -807
86 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 47,33047.3k $661.2k $661.2k 0.00% Added +30.9k +30,913
87 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 43,29543.3k $605.0k $605.0k 0.00% Added +8.6k +8,600
88 State of Alaska, Department of Revenue 0.01% of their portfolio JUNEAU, AK 41,15441.2k $574.0k $574.0k 0.01% Reduced -1.5k -1,514
89 PROFUND ADVISORS LLC 0.03% of their portfolio BETHESDA, MD 40,04440.0k $559.4k $559.4k 0.03% Added +4.1k +4,069
90 State of Tennessee, Department of Treasury 0.00% of their portfolio NASHVILLE, TN 37,89937.9k $529.5k $529.5k 0.00% Added +1.1k +1,146
91 BOOTHBAY FUND MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 36,99637.0k $516.8k $516.8k 0.02% New
92 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 36,15036.1k $505.0k $505.0k 0.00% Reduced -54.6k -54,600
93 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 34,77334.8k $481.5k $481.5k 0.00% Added +294 +294
94 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 33,34733.3k $465.9k $465.9k 0.00% Reduced -75 -75
95 Louisiana State Employees Retirement System 0.01% of their portfolio BATON ROUGE, LA 32,80032.8k $458.2k $458.2k 0.01% Added +3.8k +3,800
96 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 32,17332.2k $449.5k $449.5k 0.00% Unchanged
97 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 31,79131.8k $444.1k $444.1k 0.00% Reduced -98.7k -98,701
98 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 29,99930.0k $419.1k $419.1k 0.00% Reduced -82.4k -82,417
99 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 28,40828.4k $397.0k $397.0k 0.00% Added +318 +318
100 YOUSIF CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BLOOMFIELD HILLS, MI 27,83727.8k $388.9k $388.9k 0.00% Reduced -2.3k -2,285