Vault-13

AVID BIOSERVICES INC PPHM

COM · Common Stock · CUSIP 05368M106 · ISIN US05368M1062

169 institutional holders -14 vs Q3 2022
65,097,93365.1m shares reported held*
$896.5mreported value*
11 new 68 added 55 reduced 25 sold out net bought ≈ $13.4m (+962.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $13.77. Options: 5 managers hold calls ($471.5k notional), 6 hold puts ($546.0k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 183Q4 22: 169169Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022183
Q4 2022169

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $899.0kQ3 22 puts: $468.0kQ3 22P/C 0.52Q4 22 calls: $471.5kQ4 22 puts: $546.0kQ4 22P/C 1.16
Numbers
QuarterCallsPutsP/C
Q3 2022$899.0k$468.0k0.52
Q4 2022$471.5k$546.0k1.16

Biggest buyers

T. Rowe Price Investment Management, Inc. Added +1,965,560+2.0m
STATE STREET CORP Added +1,241,764+1.2m
ROYAL BANK OF CANADA Added +618,454+618.5k
AltraVue Capital, LLC Added +618,000+618.0k
Invesco Ltd. Added +494,557+494.6k
GENEVA CAPITAL MANAGEMENT LLC Added +396,417+396.4k
BlackRock Inc. Added +263,404+263.4k
DIMENSIONAL FUND ADVISORS LP Added +186,657+186.7k
UBS Group AG Added +178,974+179.0k
WELLINGTON MANAGEMENT GROUP LLP Added +178,310+178.3k

Biggest sellers

FMR LLC Reduced -3,357,584-3.4m
Driehaus Capital Management LLC Sold out -510,410-510.4k
Point72 Asset Management, L.P. Sold out -480,490-480.5k
BESSEMER GROUP INC Reduced -456,610-456.6k
Monarch Partners Asset Management LLC Sold out -266,364-266.4k
NORGES BANK Sold out -234,800-234.8k
Pier Capital, LLC Sold out -200,203-200.2k
Legato Capital Management LLC Reduced -170,649-170.6k
KORNITZER CAPITAL MANAGEMENT INC /KS Reduced -160,267-160.3k
Russell Investments Group, Ltd. Reduced -125,380-125.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $309.8k22.5k shares
CITADEL ADVISORS LLC Reduced $104.7k7.6k shares
GROUP ONE TRADING LLC Reduced $44.1k3.2k shares
SIMPLEX TRADING, LLC Reduced $13.0k1.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

GROUP ONE TRADING LLC Reduced $173.5k12.6k shares
CITADEL ADVISORS LLC New $168.0k12.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $137.7k10.0k shares
WOLVERINE ASSET MANAGEMENT LLC Unchanged $57.8k4.2k shares
SIMPLEX TRADING, LLC Reduced $9.0k700 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
AltraVue Capital, LLC 13G · institution filed 2025-01-14 5.9% 3.8m 2025-01-14

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 9,918,1039.9m $136.6m $136.6m 0.00% Added +263.4k +263,404
2 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 5,123,8065.1m $70.6m $70.6m 0.00% Added +1.2m +1,241,764
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 4,349,2904.3m $59.9m $59.9m 0.00% Added +130.4k +130,365
4 T. Rowe Price Investment Management, Inc. 0.04% of their portfolio BALTIMORE, MD 3,607,6533.6m $49.7m $49.7m 0.04% Added +2.0m +1,965,560
5 AltraVue Capital, LLC 6.37% of their portfolio BELLEVUE, WA 3,302,9603.3m $45.5m $45.5m 6.37% Added +618.0k +618,000
6 JENNISON ASSOCIATES LLC 0.04% of their portfolio NEW YORK, NY 2,929,1642.9m $40.3m $40.3m 0.04% Added +52.5k +52,495
7 FMR LLC 0.00% of their portfolio BOSTON, MA 2,449,2302.4m $33.7m $33.7m 0.00% Reduced -3.4m -3,357,584
8 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 2,202,9462.2m $30.3m $30.3m 0.01% Added +494.6k +494,557
9 Ranger Investment Management, L.P. 2.21% of their portfolio DALLAS, TX 2,164,0292.2m $29.8m $29.8m 2.21% Added +55.8k +55,770
10 SNYDER CAPITAL MANAGEMENT L P 0.61% of their portfolio San Francisco, CA 1,969,4412.0m $27.1m $27.1m 0.61% Reduced -7.1k -7,119
11 GENEVA CAPITAL MANAGEMENT LLC 0.57% of their portfolio MILWAUKEE, WI 1,836,7811.8m $25.3m $25.3m 0.57% Added +396.4k +396,417
12 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,744,7771.7m $24.0m $24.0m 0.01% Added +618.5k +618,454
13 AWM Investment Company, Inc. 2.34% of their portfolio NEW YORK, NY 1,179,8261.2m $16.2m $16.2m 2.34% Added +1.0k +1,000
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,165,0941.2m $16.0m $16.0m 0.00% Added +150.1k +150,101
15 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,155,5261.2m $15.9m $15.9m 0.00% Added +39.8k +39,812
16 Artisan Partners Limited Partnership 0.03% of their portfolio Milwaukee, WI 1,124,2541.1m $15.5m $15.5m 0.03% Reduced -17.6k -17,612
17 PALISADE CAPITAL MANAGEMENT, LP 0.37% of their portfolio FORT LEE, NJ 989,967990.0k $13.6m $13.6m 0.37% Added +46.5k +46,450
18 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 986,032986.0k $13.6m $13.6m 0.00% Added +178.3k +178,310
19 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 968,643968.6k $13.3m $13.3m 0.00% Added +186.7k +186,657
20 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.72% of their portfolio EDINA, MN 809,891809.9k $11.2m $11.2m 0.72% Reduced -16.5k -16,456
21 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 781,944781.9k $10.8m $10.8m 0.01% Added +71.7k +71,688
22 Sargent Investment Group, LLC 3.27% of their portfolio BETHESDA, MD 765,096765.1k $10.5m $10.5m 3.27% Added +22.9k +22,850
23 Redwood Investments, LLC 1.30% of their portfolio BOSTON, MA 706,693706.7k $9.7m $9.7m 1.30% Reduced -14.0k -14,015
24 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 671,863671.9k $9.3m $9.3m 0.00% Added +14.1k +14,113
25 Aristotle Capital Boston, LLC 0.29% of their portfolio BOSTON, MA 658,385658.4k $9.1m $9.1m 0.29% Reduced -13.9k -13,925
26 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 620,896620.9k $8.5m $8.5m 0.00% Reduced -9.0k -9,006
27 KORNITZER CAPITAL MANAGEMENT INC /KS 0.17% of their portfolio SHAWNEE MISSION, KS 607,445607.4k $8.4m $8.4m 0.17% Reduced -160.3k -160,267
28 Russell Investments Group, Ltd. 0.02% of their portfolio Seattle, WA 536,902536.9k $7.4m $7.4m 0.02% Reduced -125.4k -125,380
29 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 469,123469.1k $6.5m $6.5m 0.00% Added +176.3k +176,284
30 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 466,067466.1k $6.4m $6.4m 0.00% Added +17.5k +17,462
31 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 449,803449.8k $6.2m $6.2m 0.00% Added +55.8k +55,798
32 Parkman Healthcare Partners LLC 1.57% of their portfolio STAMFORD, CT 428,268428.3k $5.9m $5.9m 1.57% Added +23.4k +23,450
33 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 397,622397.6k $5.5m $5.5m 0.00% Added +14.4k +14,392
34 PEREGRINE CAPITAL MANAGEMENT LLC 0.17% of their portfolio MINNEAPOLIS, MN 396,604396.6k $5.5m $5.5m 0.17% Reduced -11.7k -11,666
35 SEGALL BRYANT & HAMILL, LLC 0.06% of their portfolio CHICAGO, IL 388,528388.5k $5.3m $5.3m 0.06% Added +27.0k +26,970
36 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 342,081342.1k $4.7m $4.7m 0.00% Reduced -8.7k -8,708
37 Rafferty Asset Management, LLC 0.04% of their portfolio New York, NY 319,544319.5k $4.4m $4.4m 0.04% Added +145.2k +145,249
38 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 267,927267.9k $3.7m $3.7m 0.00% Added +5.8k +5,769
39 ROYCE & ASSOCIATES LP 0.04% of their portfolio New York, NY 256,000256.0k $3.5m $3.5m 0.04% Added +41.6k +41,600
40 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 231,994232.0k $3.2m $3.2m 0.01% Added +8.5k +8,456
41 Schonfeld Strategic Advisors LLC 0.03% of their portfolio NEW YORK, NY 221,200221.2k $3.0m $3.0m 0.03% Added +37.9k +37,939
42 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 204,664204.7k $2.8m $2.8m 0.00% Added +171.6k +171,593
43 UBS Group AG 0.00% of their portfolio ZURICH, V8 203,537203.5k $2.8m $2.8m 0.00% Added +179.0k +178,974
44 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 0.04% of their portfolio Stamford, CT 199,676199.7k $2.7m $2.7m 0.04% Reduced -1.9k -1,931
45 KENNEDY CAPITAL MANAGEMENT LLC 0.07% of their portfolio ST LOUIS, MO 190,651190.7k $2.6m $2.6m 0.07% Reduced -82.3k -82,262
46 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 188,741188.7k $2.6m $2.6m 0.00% First filing
47 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 180,365180.4k $2.5m $2.5m 0.00% Reduced -6.5k -6,469
48 Phocas Financial Corp. 0.34% of their portfolio ALAMEDA, CA 173,645173.6k $2.4m $2.4m 0.34% Reduced -180 -180
49 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 172,128172.1k $2.4m $2.4m 0.00% Added +4.5k +4,513
50 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 170,295170.3k $2.3m $2.3m 0.00% Reduced -5.9k -5,890
51 ESSEX INVESTMENT MANAGEMENT CO LLC 0.33% of their portfolio BOSTON, MA 154,285154.3k $2.1m $2.1m 0.33% Reduced -881 -881
52 Legal & General Group Plc 0.00% of their portfolio London, X0 151,458151.5k $2.1m $2.1m 0.00% Added +4.7k +4,717
53 Swiss National Bank 0.00% of their portfolio ZURICH, V8 150,100150.1k $2.1m $2.1m 0.00% Added +3.7k +3,700
54 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 134,196134.2k $1.8m $1.8m 0.00% New
55 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 116,294116.3k $1.6m $1.6m 0.03% Added +567 +567
56 Public Sector Pension Investment Board 0.01% of their portfolio MONTREAL, A8 113,344113.3k $1.6m $1.6m 0.01% Unchanged
57 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 103,250103.2k $1.4m $1.4m 0.00% Reduced -15.7k -15,700
58 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 101,030101.0k $1.4m $1.4m 0.00% Added +56.0k +56,030
59 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio ALBANY, NY 97,48997.5k $1.3m $1.3m 0.00% Added +100 +100
60 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 86,34086.3k $1.2m $1.2m 0.00% Reduced -26.8k -26,847
61 Cinctive Capital Management LP 0.06% of their portfolio New York, NY 79,05579.1k $1.1m $1.1m 0.06% Reduced -69.8k -69,813
62 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 78,39778.4k $1.1m $1.1m 0.00% Added +1.1k +1,147
63 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 74,03474.0k $1.0m $1.0m 0.00% Reduced -112 -112
64 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 73,03173.0k $1.0m $1.0m 0.00% Added +2.6k +2,605
65 GREENWOOD CAPITAL ASSOCIATES LLC 0.16% of their portfolio GREENWOOD, SC 70,15870.2k $966.1k $966.1k 0.16% Added +7.0k +7,011
66 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 70,09270.1k $965.0k $965.0k 0.00% Added +13.2k +13,159
67 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 69,37569.4k $955.3k $955.3k 0.00% Added +104 +104
68 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 67,50367.5k $929.5k $929.5k 0.00% Reduced -15.2k -15,212
69 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.01% of their portfolio HARRISBURG, PA 66,53366.5k $916.0k $916.0k 0.01% Added +10.2k +10,194
70 Virtus Investment Advisers, LLC 0.59% of their portfolio HARTFORD, CT 64,32064.3k $885.7k $885.7k 0.59% Unchanged
71 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 64,03664.0k $881.8k $881.8k 0.00% Reduced -70.2k -70,225
72 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 63,76863.8k $878.0k $878.0k 0.00% Reduced -152 -152
73 McGuire Investment Group, LLC 0.19% of their portfolio WAKEFIELD, RI 63,47263.5k $874.0k $874.0k 0.19% Reduced -515 -515
74 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 62,45362.5k $860.0k $860.0k 0.00% Added +44 +44
75 MIRABELLA FINANCIAL SERVICES LLP 0.08% of their portfolio London, X0 61,67861.7k $849.3k $849.3k 0.08% Reduced -15.9k -15,920
76 Legato Capital Management LLC 0.15% of their portfolio San Francisco, CA 57,52057.5k $792.0k $792.0k 0.15% Reduced -170.6k -170,649
77 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 55,44655.4k $763.5k $763.5k 0.00% Unchanged
78 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 50,51350.5k $695.6k $695.6k 0.00% Reduced -11.5k -11,524
79 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 44,98145.0k $619.4k $619.4k 0.00% Added +24.5k +24,462
80 State of Alaska, Department of Revenue 0.01% of their portfolio JUNEAU, AK 43,28843.3k $596.0k $596.0k 0.01% Added +455 +455
81 State of Tennessee, Department of Treasury 0.00% of their portfolio NASHVILLE, TN 43,05043.0k $593.0k $593.0k 0.00% Added +243 +243
82 GLOBEFLEX CAPITAL L P 0.07% of their portfolio SAN DIEGO, CA 42,33942.3k $583.0k $583.0k 0.07% Unchanged
83 TEXAS PERMANENT SCHOOL FUND CORP 0.01% of their portfolio AUSTIN, TX 41,79441.8k $576.0k $576.0k 0.01% Reduced -2.5k -2,538
84 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 41,46441.5k $571.0k $571.0k 0.00% Added +20.4k +20,359
85 YOUSIF CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BLOOMFIELD HILLS, MI 37,29237.3k $513.5k $513.5k 0.01% Reduced -15.8k -15,790
86 GSA CAPITAL PARTNERS LLP 0.06% of their portfolio LONDON, X0 36,43436.4k $502.0k $502.0k 0.06% Added +24.0k +24,039
87 Portolan Capital Management, LLC 0.05% of their portfolio BOSTON, MA 35,10835.1k $483.4k $483.4k 0.05% Reduced -29.2k -29,201
88 COMERICA BANK 0.00% of their portfolio DALLAS, TX 34,38234.4k $557.0k $557.0k 0.00% Reduced -10.3k -10,325
89 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 33,27233.3k $458.2k $458.2k 0.00% Reduced -239 -239
90 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 33,23233.2k $457.6k $457.6k 0.00% Added +4.3k +4,277
91 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 32,17332.2k $443.0k $443.0k 0.00% Unchanged
92 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 31,79531.8k $438.0k $438.0k 0.00% Added +6.0k +6,000
93 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 29,96030.0k $413.0k $413.0k 0.00% Added +116 +116
94 Louisiana State Employees Retirement System 0.01% of their portfolio BATON ROUGE, LA 29,50029.5k $406.0k $406.0k 0.01% Unchanged
95 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 27,78227.8k $382.6k $382.6k 0.00% Added +2.8k +2,804
96 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 26,50126.5k $364.9k $364.9k 0.00% Reduced -1.2k -1,162
97 Maryland State Retirement & Pension System 0.01% of their portfolio BALTIMORE, MD 25,48425.5k $350.9k $350.9k 0.01% Unchanged
98 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 24,91224.9k $343.0k $343.0k 0.00% Reduced -42.0k -42,036
99 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 24,40324.4k $336.0k $336.0k 0.00% Added +45 +45
100 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 23,55223.6k $324.3k $324.3k 0.00% Reduced -863 -863