Vault-13

AVAYA HLDGS CORP AVYA 2.25 06.15.23

NOTE 2.250% 6/1 · US DOMESTIC · CUSIP 05351XAB7

21 institutional holders -6 vs Q3 2022
24,599,00024.6m shares reported held*
$58.5mreported value*
1 new 6 added 1 reduced 8 sold out net sold ≈ $205.4k (-5.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.38.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 27Q4 22: 2121Q3 22Q4 22
Numbers
QuarterHolders
Q3 202227
Q4 202221

Biggest buyers

AEGON USA Investment Management, LLC Added +6,786,000+6.8m
MARINER INVESTMENT GROUP LLC Added +5,000,000+5.0m
Owl Creek Asset Management, L.P. Added +4,500,000+4.5m
Nuveen Asset Management, LLC Added +4,000,000+4.0m
ANGELO GORDON & CO., L.P. Added +2,252,000+2.3m
TENOR CAPITAL MANAGEMENT Co., L.P. New +1,500,000+1.5m
BRC Group Holdings, Inc. Added +500,000+500.0k

Biggest sellers

BARINGS LLC Sold out -17,192,000-17.2m
Liberty Mutual Group Asset Management Inc. Sold out -6,145,000-6.1m
JANE STREET GROUP, LLC Sold out -2,500,000-2.5m
P SCHOENFELD ASSET MANAGEMENT LP Sold out -2,000,000-2.0m
Russell Investments Group, Ltd. Sold out -1,365,000-1.4m
HARBERT FUND ADVISORS, LLC Sold out -607,000-607.0k
Pinnacle Holdings, LLC Reduced -125,000-125.0k
MORGAN STANLEY Sold out -78,000-78.0k
BANK OF MONTREAL /CAN/ Sold out -2,618-2.6k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CANYON CAPITAL ADVISORS LLC 0.13% of their portfolio DALLAS, TX 30,500,00030.5m $1.1m $1.1m 0.13% Unchanged
2 AVIVA PLC 0.00% of their portfolio LONDON, X0 24,500,00024.5m $918.8k $918.8k 0.00% Unchanged
3 ANGELO GORDON & CO., L.P. 0.17% of their portfolio NEW YORK, NY 23,479,00023.5m $880.5k $880.5k 0.17% Added +2.3m +2,252,000
4 Owl Creek Asset Management, L.P. 0.07% of their portfolio New York, NY 23,250,00023.2m $982.8k $982.8k 0.07% Added +4.5m +4,500,000
5 MARINER INVESTMENT GROUP LLC 2.96% of their portfolio NEW YORK, NY 23,030,00023.0m $979.0k $979.0k 2.96% Added +5.0m +5,000,000
6 Nuveen Asset Management, LLC 0.02% of their portfolio CHICAGO, IL 13,827,00013.8m $51.9m $51.9m 0.02% Added +4.0m +4,000,000
7 AEGON USA Investment Management, LLC 0.15% of their portfolio CEDAR RAPIDS, IA 13,572,00013.6m $508.9k $508.9k 0.15% Added +6.8m +6,786,000
8 AQR Arbitrage LLC 0.01% of their portfolio Greenwich, CT 7,400,0007.4m $314.5k $314.5k 0.01% Unchanged
9 Alta Fundamental Advisers LLC 0.12% of their portfolio NEW YORK, NY 7,250,0007.2m $280.9k $280.9k 0.12% Unchanged
10 SILVERBACK ASSET MANAGEMENT LLC 0.03% of their portfolio DURHAM, NC 4,241,0004.2m $176.0k $176.0k 0.03% Unchanged
11 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 3,093,0003.1m $116.0k $116.0k 0.00% Unchanged
12 Pinnacle Holdings, LLC 0.04% of their portfolio TULSA, OK 2,290,0002.3m $85.9k $85.9k 0.04% Reduced -125.0k -125,000
13 Crystalline Management Inc. 0.04% of their portfolio Montreal, Quebec, Z4 2,000,0002.0m $80.0k $80.0k 0.04% First filing
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,885,0001.9m $70.7k $70.7k 0.00% Unchanged
15 TENOR CAPITAL MANAGEMENT Co., L.P. 0.00% of their portfolio NEW YORK, NY 1,500,0001.5m $69.0k $69.0k 0.00% New
16 Parallax Volatility Advisers, L.P. 0.00% of their portfolio San Francisco, CA 1,000,0001.0m $37.5k $37.5k 0.00% Unchanged
17 BRC Group Holdings, Inc. 0.01% of their portfolio LOS ANGELES, CA 600,000600.0k $22.5k $22.5k 0.01% Added +500.0k +500,000
18 Skylands Capital, LLC 0.00% of their portfolio Milwaukee, WI 500,000500.0k $18.8k $18.8k 0.00% Unchanged
19 Sigma Planning Corp 0.00% of their portfolio ANN ARBOR, MI 20,00020.0k $750 $750 0.00% Unchanged
20 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 3,0003.0k $113 $113 0.00% Unchanged
21 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged