AVALO THERAPEUTICS INC
COM NEW · CUSIP 05338F207
27
institutional holders
-6 vs Q1 2023
2.4m
shares reported held*
$862.7kreported value*
4 new
7 added
5 reduced
10 sold out
net sold ≈ $2.4m (-6.7m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.36. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 28 |
| Q4 2022 | 29 |
| Q1 2023 | 33 |
| Q2 2023 | 27 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 7 | 10 |
| Q1 2023 | 17 | 11 |
| Q2 2023 | 11 | 15 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $6.0k | $0 | 0.00 |
| Q4 2022 | $1.0k | $509 | 0.51 |
| Q1 2023 | $0 | $0 | — |
| Q2 2023 | $0 | $0 | — |
Biggest buyers
| Venrock Adviser, LLC | Added | +250.0k |
| Virtu Financial LLC | New | +32.6k |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +29.6k |
| BlackRock Inc. | Added | +21.4k |
| TWO SIGMA SECURITIES, LLC | New | +20.5k |
| HRT FINANCIAL LP | New | +13.1k |
| JPMORGAN CHASE & CO | Added | +12.9k |
| Tower Research Capital LLC (TRC) | Added | +11.7k |
| COMMONWEALTH EQUITY SERVICES, LLC | New | +10.8k |
| ROYAL BANK OF CANADA | Added | +255 |
Biggest sellers
| ARMISTICE CAPITAL, LLC | Sold out | -4.4m |
| Point72 Asset Management, L.P. | Sold out | -1.1m |
| GREAT POINT PARTNERS LLC | Sold out | -474.6k |
| Alyeska Investment Group, L.P. | Sold out | -400.0k |
| Nantahala Capital Management, LLC | Reduced | -252.6k |
| BRAIDWELL LP | Sold out | -247.3k |
| Maven Securities LTD | Sold out | -92.9k |
| Monashee Investment Management LLC | Sold out | -60.0k |
| GOLDMAN SACHS GROUP INC | Sold out | -32.3k |
| MILLENNIUM MANAGEMENT LLC | Reduced | -28.4k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| Venrock Adviser, LLC 0.07% of their portfolio | 1.2m $444.0k | Added +250.0k |
| Nantahala Capital Management, LLC 0.02% of their portfolio | 556.2k $197.6k | Reduced -252.6k |
| VANGUARD GROUP INC 0.00% of their portfolio | 222.1k $78.9k | Unchanged |
| BlackRock Inc. 0.00% of their portfolio | 124.4k $44.2k | Added +21.4k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 81.0k $28.8k | Added +29.6k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 33.9k $12.1k | Reduced -28.4k |
| Virtu Financial LLC 0.00% of their portfolio | 32.6k $12.0k | New |
| STATE STREET CORP 0.00% of their portfolio | 25.6k $9.1k | Unchanged |
| TWO SIGMA SECURITIES, LLC 0.00% of their portfolio | 20.5k $7.3k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 14.2k $5.0k | Added +11.7k |
| HRT FINANCIAL LP 0.00% of their portfolio | 13.1k $4.0k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 13.0k $4.6k | Added +12.9k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 10.8k $3.8k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 10.8k $3.8k | Reduced -1.5k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 10.8k $4.0k | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 4.1k $1.5k | Reduced -181 |
| UBS Group AG 0.00% of their portfolio | 1.9k $680 | Reduced -431 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 1.5k $1.0k | Added +255 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 334 $118 | Unchanged |
| First Horizon Advisors, Inc. 0.00% of their portfolio | 276 $98 | Unchanged |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 174 $62 | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 160 $57 | Added +2 |
| MEEDER ASSET MANAGEMENT INC 0.00% of their portfolio | 62 $22 | Unchanged |
| NFSG Corp 0.00% of their portfolio | 10 $4 | Unchanged |
| Kistler-Tiffany Companies, LLC 0.00% of their portfolio | 2 $1 | Unchanged |
| Parallel Advisors, LLC 0.00% of their portfolio | 1 $0 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |