Vault-13

AVALON ACQUISITION INC

CLASS A COM · CUSIP 05338E101

54 institutional holders +2 vs Q3 2022
19,695,33319.7m shares reported held*
$201.8mreported value*
4 new 8 added 9 reduced 5 sold out net bought ≈ $7.2m (+710.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($852.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $10.24.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 52Q4 22: 5454Q3 22Q4 22
Numbers
QuarterHolders
Q3 202252
Q4 202254

Biggest buyers

GLAZER CAPITAL, LLC Added +993,900+993.9k
RPO LLC New +237,189+237.2k
BOOTHBAY FUND MANAGEMENT, LLC New +87,043+87.0k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Added +53,497+53.5k
Elequin Capital, LP New +50,022+50.0k
Schonfeld Strategic Advisors LLC Added +29,535+29.5k
Spartan Fund Management Inc. Added +24,976+25.0k
WOLVERINE ASSET MANAGEMENT LLC Added +23,103+23.1k
Cubist Systematic Strategies, LLC Added +14,594+14.6k
JANE STREET GROUP, LLC New +10,032+10.0k

Biggest sellers

Periscope Capital Inc. Reduced -253,300-253.3k
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Sold out -238,623-238.6k
JPMORGAN CHASE & CO Sold out -150,000-150.0k
Crestline Management, L.P. Sold out -52,000-52.0k
HRT FINANCIAL LP Sold out -50,832-50.8k
BANK OF MONTREAL /CAN/ Reduced -34,887-34.9k
Karpus Management, Inc. Reduced -19,700-19.7k
Ancora Advisors LLC Reduced -6,937-6.9k
Bulldog Investors, LLP Reduced -2,878-2.9k
CVI Holdings, LLC Reduced -2,800-2.8k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Saba Capital Management, L.P. 0.24% of their portfolio NEW YORK, NY 1,400,4161.4m $14.4m $14.4m 0.24% Unchanged
2 HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.42% of their portfolio NEW YORK, NY 1,336,8051.3m $13.7m $13.7m 0.42% Added +600 +600
3 Yakira Capital Management, Inc. 2.09% of their portfolio Westport, CT 1,000,0001.0m $10.2m $10.2m 2.09% Unchanged
4 Hudson Bay Capital Management LP 0.12% of their portfolio STAMFORD, CT 999,9931,000.0k $10.2m $10.2m 0.12% Unchanged
5 GLAZER CAPITAL, LLC 0.27% of their portfolio New York, NY 999,9851,000.0k $10.2m $10.2m 0.27% Added +993.9k +993,900
6 First Trust Capital Management L.P. 0.52% of their portfolio CHICAGO, IL 948,309948.3k $9.7m $9.7m 0.52% Unchanged
7 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 896,363896.4k $9.2m $9.2m 0.02% Unchanged
8 Karpus Management, Inc. 0.26% of their portfolio Pittsford, NY 760,402760.4k $7.8m $7.8m 0.26% Reduced -19.7k -19,700
9 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.35% of their portfolio WEST PALM BEACH, FL 749,992750.0k $7.7m $7.7m 0.35% Unchanged
10 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 727,366727.4k $7.5m $7.5m 0.01% Unchanged
11 CVI Holdings, LLC 0.88% of their portfolio WILMINGTON, DE 674,375674.4k $6.9m $6.9m 0.88% Reduced -2.8k -2,800
12 LMR Partners LLP 0.13% of their portfolio LONDON, X0 650,000650.0k $6.7m $6.7m 0.13% Unchanged
13 Starboard Value LP 0.13% of their portfolio New York, NY 640,549640.5k $6.6m $6.6m 0.13% Unchanged
14 Weiss Asset Management LP 0.30% of their portfolio BOSTON, MA 619,018619.0k $6.3m $6.3m 0.30% Unchanged
15 Polar Asset Management Partners Inc. 0.09% of their portfolio TORONTO, A6 600,000600.0k $6.2m $6.2m 0.09% Unchanged
16 Cubist Systematic Strategies, LLC 0.05% of their portfolio STAMFORD, CT 599,332599.3k $6.1m $6.1m 0.05% Added +14.6k +14,594
17 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 539,788539.8k $5.5m $5.5m 0.00% Reduced -34.9k -34,887
18 AQR Arbitrage LLC 0.13% of their portfolio Greenwich, CT 501,556501.6k $5.1m $5.1m 0.13% Unchanged
19 Periscope Capital Inc. 0.22% of their portfolio Toronto, A6 497,291497.3k $5.1m $5.1m 0.22% Reduced -253.3k -253,300
20 WOLVERINE ASSET MANAGEMENT LLC 0.07% of their portfolio CHICAGO, IL 468,321468.3k $4.8m $4.8m 0.07% Added +23.1k +23,103
21 TENOR CAPITAL MANAGEMENT Co., L.P. 0.10% of their portfolio NEW YORK, NY 400,000400.0k $4.1m $4.1m 0.10% Unchanged
22 OAKTREE CAPITAL MANAGEMENT LP 0.04% of their portfolio LOS ANGELES, CA 375,000375.0k $3.8m $3.8m 0.04% Unchanged
23 BERKLEY W R CORP 0.20% of their portfolio Greenwich, CT 365,700365.7k $3.7m $3.7m 0.20% Unchanged
24 Crystalline Management Inc. 1.37% of their portfolio Montreal, Quebec, Z4 265,000265.0k $2.7m $2.7m 1.37% First filing
25 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 253,567253.6k $2.6m $2.6m 0.00% First filing
26 Calamos Advisors LLC 0.01% of their portfolio NAPERVILLE, IL 250,000250.0k $2.6m $2.6m 0.01% Unchanged
27 RPO LLC 0.95% of their portfolio Stamford, CT 237,189237.2k $2.4m $2.4m 0.95% New
28 Radcliffe Capital Management, L.P. 0.07% of their portfolio BALA CYNWYD, PA 204,400204.4k $2.1m $2.1m 0.07% Unchanged
29 DARK FOREST CAPITAL MANAGEMENT LP 0.48% of their portfolio NEW YORK, NY 191,186191.2k $2.0m $2.0m 0.48% Unchanged
30 Shaolin Capital Management LLC 0.05% of their portfolio Miami, FL 150,000150.0k $1.5m $1.5m 0.05% Unchanged
31 DIFESA CAPITAL MANAGEMENT, LP 1.20% of their portfolio New York, NY 150,000150.0k $1.5m $1.5m 1.20% Unchanged
32 Walleye Capital LLC 0.03% of their portfolio NEW YORK, NY 137,364137.4k $1.4m $1.4m 0.03% Unchanged
33 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 131,391131.4k $1.3m $1.3m 0.00% Reduced -113 -113
34 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.17% of their portfolio Englewood, NJ 109,682109.7k $1.1m $1.1m 0.17% Added +53.5k +53,497
35 Bulldog Investors, LLP 0.32% of their portfolio SADDLE BROOK, NJ 103,870103.9k $1.1m $1.1m 0.32% Reduced -2.9k -2,878
36 KIM, LLC 0.06% of their portfolio WICHITA, KS 100,000100.0k $1.0m $1.0m 0.06% Unchanged
37 Walleye Trading LLC 0.02% of their portfolio NEW YORK, NY 95,39895.4k $977.8k $977.8k 0.02% Unchanged
38 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 91,00591.0k $933.0k $933.0k 0.00% Unchanged
39 BOOTHBAY FUND MANAGEMENT, LLC 0.03% of their portfolio NEW YORK, NY 87,04387.0k $892.2k $892.2k 0.03% New
40 Dakota Wealth Management 0.06% of their portfolio PALM BEACH GARDENS, FL 83,15083.2k $852.3k $852.3k 0.06% Unchanged
41 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 76,35976.4k $782.0k $782.0k 0.00% Reduced -509 -509
42 Spartan Fund Management Inc. 0.23% of their portfolio TORONTO, ONTARIO, Z4 61,27761.3k $628.0k $628.0k 0.23% Added +25.0k +24,976
43 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 59,55559.6k $483.1k $483.1k 0.00% Added +29.5k +29,535
44 Elequin Capital, LP 0.14% of their portfolio NEW YORK, NY 50,02250.0k $512.7k $512.7k 0.14% New
45 Kohlberg Kravis Roberts & Co. L.P. 0.01% of their portfolio NEW YORK, NY 40,13740.1k $411.4k $411.4k 0.01% Unchanged
46 Cruiser Capital Advisors, LLC 0.22% of their portfolio Stamford, CT 30,00030.0k $307.5k $307.5k 0.22% Unchanged
47 Cohanzick Management, LLC 0.07% of their portfolio Pleasantville, NY 25,01425.0k $256.4k $256.4k 0.07% Reduced -1.2k -1,161
48 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 22,26922.3k $228.3k $228.3k 0.00% Added +1.9k +1,900
49 CAAS CAPITAL MANAGEMENT LP 0.02% of their portfolio NEW YORK, NY 11,00011.0k $112.8k $112.8k 0.02% Unchanged
50 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,03210.0k $102.8k $102.8k 0.00% New
51 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 2,0002.0k $20.0k $20.0k 0.00% Reduced -6.9k -6,937
52 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 66 $808 $808 0.00% First filing
53 Coppell Advisory Solutions Corp. 0.00% of their portfolio COPPELL, TX 66 $808 $808 0.00% First filing
54 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged