Vault-13

AVADEL PHARMACEUTICALS PLC

SPONSORED ADR · CUSIP 05337M104

3 institutional holders +0 vs Q1 2025
737,501737.5k shares reported held*
$6.5mreported value*
0 new 0 added 0 reduced 0 sold out net bought ≈ $0

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.85. Options: 1 managers hold calls ($215.5k notional), 0 hold puts (—).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 77Q4 22: 83Q1 23: 93Q2 23: 102Q3 23: 100Q4 23: 115Q1 24: 120Q2 24: 10Q3 24: 5Q4 24: 3Q1 25: 3Q2 25: 33Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202277
Q4 202283
Q1 202393
Q2 2023102
Q3 2023100
Q4 2023115
Q1 2024120
Q2 202410
Q3 20245
Q4 20243
Q1 20253
Q2 20253

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 23: 49 bought or addedQ3 23: 42 cut or sold outQ4 23: 52 bought or addedQ4 23: 35 cut or sold outQ4 23Q1 24: 72 bought or addedQ1 24: 55 cut or sold outQ2 24: 3 bought or addedQ2 24: 112 cut or sold outQ2 24Q3 24: 0 bought or addedQ3 24: 6 cut or sold outQ4 24: 0 bought or addedQ4 24: 2 cut or sold outQ4 24Q1 25: 1 bought or addedQ1 25: 0 cut or sold outQ2 25: 0 bought or addedQ2 25: 0 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20234942
Q4 20235235
Q1 20247255
Q2 20243112
Q3 202406
Q4 202402
Q1 202510
Q2 202500

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —Q1 25 calls: $0Q1 25 puts: $0Q1 25P/C —Q2 25 calls: $215.5kQ2 25 puts: $0Q2 25P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2024$0$0—
Q4 2024$0$0—
Q1 2025$0$0—
Q2 2025$215.5k$00.00

Biggest calls

DRW Securities, LLC New $215.5k25.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: GENDELL JEFFREY L (4.9%, 2026-02-06)

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Knoll Capital Management, LLC 3.78% of their portfolio MIAMI, FL 600,000600.0k $5.3m $5.3m 3.78% Unchanged
2 SCHULHOFF & CO INC 0.54% of their portfolio CINCINNATI, OH 137,500137.5k $1.2m $1.2m 0.54% Unchanged
3 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $16 $16 0.00% Unchanged