Vault-13

AVADEL PHARMACEUTICALS PLC

SPONSORED ADR · CUSIP 05337M104

3 institutional holders -2 vs Q3 2024
737,001737.0k shares reported held*
$7.7mreported value*
0 new 0 added 0 reduced 2 sold out net sold ≈ $3.5m (-333.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.51.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 77Q4 22: 83Q1 23: 93Q2 23: 102Q3 23: 100Q4 23: 115Q1 24: 120Q2 24: 10Q3 24: 5Q4 24: 33Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202277
Q4 202283
Q1 202393
Q2 2023102
Q3 2023100
Q4 2023115
Q1 2024120
Q2 202410
Q3 20245
Q4 20243

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 53 bought or addedQ1 23: 26 cut or sold outQ2 23: 56 bought or addedQ2 23: 40 cut or sold outQ2 23Q3 23: 49 bought or addedQ3 23: 42 cut or sold outQ4 23: 52 bought or addedQ4 23: 35 cut or sold outQ4 23Q1 24: 72 bought or addedQ1 24: 55 cut or sold outQ2 24: 3 bought or addedQ2 24: 112 cut or sold outQ2 24Q3 24: 0 bought or addedQ3 24: 6 cut or sold outQ4 24: 0 bought or addedQ4 24: 2 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20235326
Q2 20235640
Q3 20234942
Q4 20235235
Q1 20247255
Q2 20243112
Q3 202406
Q4 202402

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ1 24 calls: $24.3mQ1 24 puts: $45.1mQ1 24P/C 1.86Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —
Numbers
QuarterCallsPutsP/C
Q1 2024$24.3m$45.1m1.86
Q2 2024$0$0—
Q3 2024$0$0—
Q4 2024$0$0—

Biggest buyers

None

Biggest sellers

Knott David M Jr Sold out -332,000-332.0k
1620 INVESTMENT ADVISORS, INC. Sold out -1,000-1.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: GENDELL JEFFREY L (4.9%, 2026-02-06)

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Knoll Capital Management, LLC 4.06% of their portfolio MIAMI, FL 600,000600.0k $6.3m $6.3m 4.06% Unchanged
2 SCHULHOFF & CO INC 0.53% of their portfolio CINCINNATI, OH 137,000137.0k $1.4m $1.4m 0.53% Unchanged
3 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $16 $16 0.00% Unchanged