Vault-13

AURORA INNOVATION INC AUROW

*W EXP 11/03/202 · Equity WRT · CUSIP 051774115

American self-driving trucking technology company

26 institutional holders -3 vs Q1 2024
7,382,8207.4m shares reported held*
$1.5mreported value*
1 new 3 added 5 reduced 4 sold out net sold ≈ $13.8k (-66.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.21. Options: 3 managers hold calls ($841.6k notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 39Q4 22: 38Q1 23: 33Q2 23: 29Q3 23: 30Q4 23: 32Q1 24: 29Q2 24: 2626Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202239
Q4 202238
Q1 202333
Q2 202329
Q3 202330
Q4 202332
Q1 202429
Q2 202426

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 9 bought or addedQ4 22: 9 cut or sold outQ4 22Q1 23: 2 bought or addedQ1 23: 14 cut or sold outQ2 23: 4 bought or addedQ2 23: 13 cut or sold outQ2 23Q3 23: 5 bought or addedQ3 23: 7 cut or sold outQ4 23: 9 bought or addedQ4 23: 6 cut or sold outQ4 23Q1 24: 4 bought or addedQ1 24: 10 cut or sold outQ2 24: 4 bought or addedQ2 24: 9 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202299
Q1 2023214
Q2 2023413
Q3 202357
Q4 202396
Q1 2024410
Q2 202449

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 23 calls: $1.4mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $2.2mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $1.2mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $841.6kQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$1.4m$00.00
Q4 2023$2.2m$00.00
Q1 2024$1.2m$00.00
Q2 2024$841.6k$00.00

Biggest buyers

COWEN AND COMPANY, LLC Added +425,404+425.4k
TWO SIGMA INVESTMENTS, LP Added +30,000+30.0k
Thrive Capital Management, LLC New +12,405+12.4k
WOLVERINE ASSET MANAGEMENT LLC Added +4,960+5.0k

Biggest sellers

Ionic Capital Management LLC Sold out -263,193-263.2k
CSS LLC/IL Reduced -112,978-113.0k
SECURITY BENEFIT LIFE INSURANCE CO /KS/ Sold out -86,463-86.5k
JANE STREET GROUP, LLC Reduced -38,376-38.4k
Alpine Global Management, LLC Reduced -12,500-12.5k
HRT FINANCIAL LP Sold out -12,100-12.1k
Virtu Financial LLC Sold out -11,449-11.4k
UBS Group AG Reduced -2,346-2.3k
BlackRock Inc. Reduced -238-238

Biggest calls

MARSHALL WACE, LLP Reduced $750.1k270.8k shares
ANGELO GORDON & CO., L.P. Unchanged $62.3k22.5k shares
MILLENNIUM MANAGEMENT LLC Unchanged $29.1k140.6k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 2 sellingQ2 23: 0 buyingQ2 23: 1 sellingQ2 23Q3 23: 0 buyingQ3 23: 1 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 1 sellingQ2 24: 0 buyingQ2 24: 1 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20230—2$297.9k—
Q2 20230—1$7.3m—
Q3 20230—1$15.1m—
Q4 20230—0——
Q1 20240—1$12.7m—
Q2 20240—1$4.4m—
DateInsiderTradeSharesPrice ValueTheir holding
2024-05-15 Hoffman Reid Director · See Footnotes Sold 45,600 $3.16 $144.1k45.6k shares -10%
2024-05-14 Hoffman Reid Director · See Footnotes Sold 1,013,781 $3.09 $3.1m1.0m shares -72%
2024-05-13 Hoffman Reid Director · See Footnotes Sold 338,000 $3.19 $1.1m338.0k shares -43%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COWEN AND COMPANY, LLC 0.01% of their portfolio NEW YORK, NY 2,492,3022.5m $515.9k $515.9k 0.01% Added +425.4k +425,404
2 Third Point LLC 0.00% of their portfolio NEW YORK, NY 1,835,0001.8m $379.8k $379.8k 0.00% Unchanged
3 Weiss Asset Management LP 0.01% of their portfolio BOSTON, MA 860,408860.4k $178.1k $178.1k 0.01% Unchanged
4 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 575,330575.3k $119.1k $119.1k 0.00% Unchanged
5 Slate Path Capital LP 0.00% of their portfolio New York, NY 437,500437.5k $90.6k $90.6k 0.00% Unchanged
6 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 280,000280.0k $58.0k $58.0k 0.00% Added +30.0k +30,000
7 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 249,478249.5k $51.6k $51.6k 0.00% Added +5.0k +4,960
8 CSS LLC/IL 0.00% of their portfolio CHICAGO, IL 248,020248.0k $51.3k $51.3k 0.00% Reduced -113.0k -112,978
9 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio TORONTO, A6 125,000125.0k $25.9k $25.9k 0.00% Unchanged
10 BlackRock Inc. 0.00% of their portfolio New York, NY 80,02480.0k $16.6k $16.6k 0.00% Reduced -238 -238
11 Texas Yale Capital Corp. 0.00% of their portfolio ST. PETERSBURG, FL 40,00040.0k $8.3k $8.3k 0.00% Unchanged
12 DLK Investment Management, LLC 0.00% of their portfolio SOLANA BEACH, CA 38,26238.3k $7.9k $7.9k 0.00% Unchanged
13 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 29,88529.9k $6.2k $6.2k 0.00% Reduced -38.4k -38,376
14 Arena Capital Advisors, LLC- CA 0.00% of their portfolio LOS ANGELES, CA 20,28820.3k $4.2k $4.2k 0.00% Unchanged
15 Warberg Asset Management LLC 0.00% of their portfolio WINNETKA, IL 20,00020.0k $4.1k $4.1k 0.00% Unchanged
16 Alpine Global Management, LLC 0.00% of their portfolio NEW YORK, NY 12,50012.5k $2.6k $2.6k 0.00% Reduced -12.5k -12,500
17 Wolfswood Holdings, LLC 0.03% of their portfolio NEW YORK, NY 12,50012.5k $2.6k $2.6k 0.03% Unchanged
18 Thrive Capital Management, LLC 0.00% of their portfolio FORT WASHINGTON, PA 12,40512.4k $2.6k $2.6k 0.00% New
19 Context Capital Management, LLC 0.00% of their portfolio LAJOLLA, CA 11,22811.2k $2.3k $2.3k 0.00% Unchanged
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,4102.4k $499 $499 0.00% Reduced -2.3k -2,346
21 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.00% of their portfolio FLINT, MI 200200 $41 $41 0.00% Unchanged
22 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 3636 $7 $7 0.00% Unchanged
23 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3030 $6 $6 0.00% Unchanged
24 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1212 $5 $5 0.00% Unchanged
25 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 22 $0 $0 0.00% Unchanged
26 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged