AURORA INNOVATION INC AUROW
*W EXP 11/03/202 · Equity WRT · CUSIP 051774115
American self-driving trucking technology company
- SectorTechnology
- IndustryServices-Computer Integrated Systems Design
- HeadquartersPittsburgh, PA
- Founded2017
- Websiteaurora.tech
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.21. Options: 3 managers hold calls ($841.6k notional), 0 hold puts (—).
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 39 |
| Q4 2022 | 38 |
| Q1 2023 | 33 |
| Q2 2023 | 29 |
| Q3 2023 | 30 |
| Q4 2023 | 32 |
| Q1 2024 | 29 |
| Q2 2024 | 26 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 9 | 9 |
| Q1 2023 | 2 | 14 |
| Q2 2023 | 4 | 13 |
| Q3 2023 | 5 | 7 |
| Q4 2023 | 9 | 6 |
| Q1 2024 | 4 | 10 |
| Q2 2024 | 4 | 9 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2023 | $1.4m | $0 | 0.00 |
| Q4 2023 | $2.2m | $0 | 0.00 |
| Q1 2024 | $1.2m | $0 | 0.00 |
| Q2 2024 | $841.6k | $0 | 0.00 |
Biggest buyers
| COWEN AND COMPANY, LLC | Added | +425.4k |
| TWO SIGMA INVESTMENTS, LP | Added | +30.0k |
| Thrive Capital Management, LLC | New | +12.4k |
| WOLVERINE ASSET MANAGEMENT LLC | Added | +5.0k |
Biggest sellers
| Ionic Capital Management LLC | Sold out | -263.2k |
| CSS LLC/IL | Reduced | -113.0k |
| SECURITY BENEFIT LIFE INSURANCE CO /KS/ | Sold out | -86.5k |
| JANE STREET GROUP, LLC | Reduced | -38.4k |
| Alpine Global Management, LLC | Reduced | -12.5k |
| HRT FINANCIAL LP | Sold out | -12.1k |
| Virtu Financial LLC | Sold out | -11.4k |
| UBS Group AG | Reduced | -2.3k |
| BlackRock Inc. | Reduced | -238 |
Biggest calls
| MARSHALL WACE, LLP | Reduced | $750.1k270.8k shares |
| ANGELO GORDON & CO., L.P. | Unchanged | $62.3k22.5k shares |
| MILLENNIUM MANAGEMENT LLC | Unchanged | $29.1k140.6k shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Insider purchases and sales in Q2 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 0 | — | 0 | — | — |
| Q1 2023 | 0 | — | 2 | $297.9k | — |
| Q2 2023 | 0 | — | 1 | $7.3m | — |
| Q3 2023 | 0 | — | 1 | $15.1m | — |
| Q4 2023 | 0 | — | 0 | — | — |
| Q1 2024 | 0 | — | 1 | $12.7m | — |
| Q2 2024 | 0 | — | 1 | $4.4m | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2024-05-15 | Hoffman Reid Director · See Footnotes | Sold | $144.1k45.6k shares |
| 2024-05-14 | Hoffman Reid Director · See Footnotes | Sold | $3.1m1.0m shares |
| 2024-05-13 | Hoffman Reid Director · See Footnotes | Sold | $1.1m338.0k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| COWEN AND COMPANY, LLC 0.01% of their portfolio | 2.5m $515.9k | Added +425.4k |
| Third Point LLC 0.00% of their portfolio | 1.8m $379.8k | Unchanged |
| Weiss Asset Management LP 0.01% of their portfolio | 860.4k $178.1k | Unchanged |
| Walleye Capital LLC 0.00% of their portfolio | 575.3k $119.1k | Unchanged |
| Slate Path Capital LP 0.00% of their portfolio | 437.5k $90.6k | Unchanged |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 280.0k $58.0k | Added +30.0k |
| WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio | 249.5k $51.6k | Added +5.0k |
| CSS LLC/IL 0.00% of their portfolio | 248.0k $51.3k | Reduced -113.0k |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio | 125.0k $25.9k | Unchanged |
| BlackRock Inc. 0.00% of their portfolio | 80.0k $16.6k | Reduced -238 |
| Texas Yale Capital Corp. 0.00% of their portfolio | 40.0k $8.3k | Unchanged |
| DLK Investment Management, LLC 0.00% of their portfolio | 38.3k $7.9k | Unchanged |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 29.9k $6.2k | Reduced -38.4k |
| Arena Capital Advisors, LLC- CA 0.00% of their portfolio | 20.3k $4.2k | Unchanged |
| Warberg Asset Management LLC 0.00% of their portfolio | 20.0k $4.1k | Unchanged |
| Alpine Global Management, LLC 0.00% of their portfolio | 12.5k $2.6k | Reduced -12.5k |
| Wolfswood Holdings, LLC 0.03% of their portfolio | 12.5k $2.6k | Unchanged |
| Thrive Capital Management, LLC 0.00% of their portfolio | 12.4k $2.6k | New |
| Context Capital Management, LLC 0.00% of their portfolio | 11.2k $2.3k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 2.4k $499 | Reduced -2.3k |
| OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.00% of their portfolio | 200 $41 | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 36 $7 | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 30 $6 | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 12 $5 | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 2 $0 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |