AURORA CANNABIS INC
COM · CUSIP 05156X884
204
institutional holders
-20 vs Q1 2023
33.3m
shares reported held*
$20.6mreported value*
18 new
35 added
36 reduced
39 sold out
net bought ≈ $1.3m (+2.4m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($12.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $0.62. Options: 8 managers hold calls ($1.7m notional), 7 hold puts ($372.8k).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 244 |
| Q4 2022 | 244 |
| Q1 2023 | 224 |
| Q2 2023 | 204 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 84 | 89 |
| Q1 2023 | 50 | 86 |
| Q2 2023 | 53 | 75 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $5.3m | $2.9m | 0.54 |
| Q4 2022 | $3.2m | $1.2m | 0.37 |
| Q1 2023 | $1.6m | $604.6k | 0.39 |
| Q2 2023 | $1.7m | $372.8k | 0.21 |
Biggest buyers
| Verition Fund Management LLC | Added | +9.3m |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +755.0k |
| GOLDMAN SACHS GROUP INC | Added | +534.6k |
| Mirae Asset Global Investments Co., Ltd. | Added | +417.8k |
| SIG North Trading, ULC | New | +247.4k |
| Creative Planning | Added | +138.8k |
| Ergoteles LLC | Added | +134.2k |
| AXS Investments LLC | Added | +107.1k |
| JPMORGAN CHASE & CO | Added | +93.7k |
| MORGAN STANLEY | Added | +88.3k |
Biggest sellers
| D. E. Shaw & Co., Inc. | Reduced | -4.6m |
| MILLENNIUM MANAGEMENT LLC | Reduced | -1.1m |
| Swiss National Bank | Sold out | -654.3k |
| WELLINGTON MANAGEMENT GROUP LLP | Sold out | -462.6k |
| DIMENSIONAL FUND ADVISORS LP | Reduced | -368.8k |
| CREDIT SUISSE AG/ | Sold out | -352.2k |
| CITADEL ADVISORS LLC | Sold out | -309.0k |
| TD Asset Management Inc | Sold out | -262.8k |
| VANGUARD GROUP INC | Sold out | -223.8k |
| BANK OF AMERICA CORP /DE/ | Reduced | -222.5k |
Biggest calls
| Alyeska Investment Group, L.P. | New | $438.4k820.0k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $403.0k760.3k shares |
| Walleye Trading LLC | Unchanged | $358.1k669.8k shares |
| CITADEL ADVISORS LLC | Added | $234.3k438.3k shares |
| SIG North Trading, ULC | Reduced | $163.9k309.3k shares |
| WOLVERINE TRADING, LLC | New | $105.5k196.7k shares |
| BLUEFIN CAPITAL MANAGEMENT, LLC | Unchanged | $31.3k446.6k shares |
| Parallax Volatility Advisers, L.P. | Unchanged | $374700 shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $199.1k375.6k shares |
| CITADEL ADVISORS LLC | Reduced | $92.8k173.6k shares |
| SIG North Trading, ULC | Reduced | $64.1k121.0k shares |
| SIMPLEX TRADING, LLC | Reduced | $16.0k30.4k shares |
| Parallax Volatility Advisers, L.P. | Unchanged | $5351.0k shares |
| GROUP ONE TRADING LLC | Reduced | $267500 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| Verition Fund Management LLC 0.10% of their portfolio | 12.3m $6.6m | Added +9.3m |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 5.6m $3.0m | Reduced -162.8k |
| Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio | 2.7m $1.5m | Added +417.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 1.8m $946.6k | Added +755.0k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 1.3m $678.6k | Added +534.6k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 1.2m $618.3k | Reduced -4.6m |
| AXS Investments LLC 0.14% of their portfolio | 1.0m $534.7k | Added +107.1k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 862.9k $461.3k | Reduced -368.8k |
| Alyeska Investment Group, L.P. 0.00% of their portfolio | 820.0k $438.4k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 701.1k $374.8k | Added +88.3k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 644.7k $344.7k | Added +5.1k |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 433.1k $231.5k | Reduced -65.1k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 403.9k $213.6k | Reduced -1.1m |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 341.8k $3.0m | Added +93.7k |
| Invesco Ltd. 0.00% of their portfolio | 287.1k $153.5k | Reduced -27.5k |
| BARCLAYS PLC 0.00% of their portfolio | 270.6k $144.6k | Added +4.0k |
| SIG North Trading, ULC 0.07% of their portfolio | 247.4k $132.3k | New |
| Greenwich Wealth Management LLC 0.01% of their portfolio | 200.0k $107.0k | Unchanged |
| Cambria Investment Management, L.P. 0.01% of their portfolio | 179.3k $95.8k | Reduced -5.1k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 174.5k $93.0k | Added +677 |
| Creative Planning 0.00% of their portfolio | 149.6k $80.0k | Added +138.8k |
| Ergoteles LLC 0.00% of their portfolio | 147.5k $78.8k | Added +134.2k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 116.5k $61.0k | Reduced -5.0k |
| Parallax Volatility Advisers, L.P. 0.00% of their portfolio | 101.0k $54.0k | Reduced -1.8k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 98.9k $52.8k | Reduced -222.5k |
| LPL Financial LLC 0.00% of their portfolio | 85.4k $45.7k | Reduced -4.5k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 73.0k $39.1k | Reduced -3.8k |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 70.4k $37.2k | Added +22.5k |
| Gallagher Fiduciary Advisors, LLC 0.00% of their portfolio | 49.4k $26.4k | Unchanged |
| Tradewinds Capital Management, LLC 0.01% of their portfolio | 41.1k $22.0k | Unchanged |
| TORONTO DOMINION BANK 0.00% of their portfolio | 39.4k $20.0k | Added +8.6k |
| Private Advisor Group, LLC 0.00% of their portfolio | 38.5k $20.6k | Added +2.4k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 37.4k $20.0k | Added +32.9k |
| FLOW TRADERS U.S. LLC 0.00% of their portfolio | 36.2k $19.0k | New |
| CIDEL ASSET MANAGEMENT INC 0.00% of their portfolio | 35.7k $18.9k | Unchanged |
| Squarepoint Ops LLC 0.00% of their portfolio | 33.5k $17.9k | Reduced -7.2k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 30.9k $17.3k | Added +6.3k |
| Cetera Advisors LLC 0.00% of their portfolio | 29.2k $15.4k | Added +18.6k |
| Gotham Asset Management, LLC 0.00% of their portfolio | 26.6k $14.2k | Reduced -2.0k |
| AE Wealth Management LLC 0.00% of their portfolio | 26.5k $14.2k | Added +186 |
| SG Americas Securities, LLC 0.00% of their portfolio | 24.9k $13.0k | Reduced -293 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 24.3k $13.0k | Added +13 |
| LCM Capital Management Inc 0.01% of their portfolio | 20.9k $11.2k | Unchanged |
| Apollon Wealth Management, LLC 0.00% of their portfolio | 20.3k $10.9k | Unchanged |
| PFS Partners, LLC 0.01% of their portfolio | 20.0k $10.7k | Added +1.0k |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 19.1k $10.1k | Reduced -2.6k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 18.5k $9.9k | Reduced -189 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 17.9k $10.0k | Reduced -30.3k |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 17.7k $12.4k | Added +546 |
| Mutual Advisors, LLC 0.00% of their portfolio | 16.8k $9.0k | Unchanged |
| Hilton Capital Management, LLC 0.00% of their portfolio | 16.4k $8.7k | Unchanged |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 16.2k $8.7k | Added +300 |
| First Affirmative Financial Network 0.01% of their portfolio | 15.9k $8.5k | New |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio | 15.4k $8.1k | Unchanged |
| CREDIT AGRICOLE S A 0.00% of their portfolio | 15.2k $8.1k | Unchanged |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 14.6k $7.8k | Reduced -193 |
| Virtue Capital Management, LLC 0.00% of their portfolio | 13.6k $7.5k | New |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 13.1k $6.9k | Reduced -1.3k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 12.8k $6.8k | Reduced -933 |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 12.4k $6.6k | New |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 11.9k $6.4k | New |
| Mariner, LLC 0.00% of their portfolio | 11.5k $6.2k | Added +1.0k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 11.5k $6.0k | Reduced -90 |
| CIBC WORLD MARKET INC. 0.00% of their portfolio | 11.4k $6.0k | Reduced -716 |
| Harbor Advisors LLC 0.00% of their portfolio | 10.4k $5.5k | Unchanged |
| HighTower Advisors, LLC 0.00% of their portfolio | 10.3k $3.0k | Reduced -2.3k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 10.1k $5.4k | Added +40 |
| NORTHERN TRUST CORP 0.00% of their portfolio | 10.0k $5.3k | New |
| MCDONALD PARTNERS LLC 0.00% of their portfolio | 10.0k $5.3k | New |
| FOUNDERS FINANCIAL SECURITIES LLC 0.00% of their portfolio | 10.0k $5.3k | Unchanged |
| CIC Wealth, LLC 0.00% of their portfolio | 10.0k $5.3k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 8.2k $4.4k | Reduced -23.4k |
| US BANCORP \DE\ 0.00% of their portfolio | 7.0k $3.7k | Added +25 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 5.5k $2.9k | Added +10 |
| Glass Jacobson Investment Advisors llc 0.00% of their portfolio | 5.5k $2.9k | First filing |
| Sugarloaf Wealth Management, LLC 0.00% of their portfolio | 5.4k $2.9k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 5.3k $2.9k | Reduced -1.1k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 4.7k $2.5k | Unchanged |
| Hexagon Capital Partners LLC 0.00% of their portfolio | 2.5k $1.3k | Unchanged |
| Farmers & Merchants Trust Co of Chambersburg PA 0.00% of their portfolio | 2.4k $1.0k | Unchanged |
| JNBA Financial Advisors 0.00% of their portfolio | 2.1k $1.1k | Unchanged |
| Register Financial Advisors LLC 0.00% of their portfolio | 2.0k $1.1k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 1.8k $7.0k | Added +875 |
| Horan Securities, Inc. 0.00% of their portfolio | 1.6k $879 | Unchanged |
| HANTZ FINANCIAL SERVICES, INC. 0.00% of their portfolio | 1.5k $1.0k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 1.3k $710 | Unchanged |
| BerganKDV Wealth Management, LLC 0.00% of their portfolio | 1.3k $673 | Unchanged |
| CWM, LLC 0.00% of their portfolio | 1.3k $1.0k | Reduced -626 |
| OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.00% of their portfolio | 1.2k $628 | Unchanged |
| Sound Income Strategies, LLC 0.00% of their portfolio | 1.0k $560 | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 1.0k $542 | Unchanged |
| ORG Partners LLC 0.00% of their portfolio | 1.0k $580 | New |
| Parallel Advisors, LLC 0.00% of their portfolio | 1.0k $535 | Unchanged |
| Compagnie Lombard Odier SCmA 0.00% of their portfolio | 958 $506 | Unchanged |
| WealthPLAN Partners, LLC 0.00% of their portfolio | 926 $495 | Reduced -800 |
| TRUST CO OF VERMONT 0.00% of their portfolio | 833 $445 | Added +83 |
| Moser Wealth Advisors, LLC 0.00% of their portfolio | 833 $445 | First filing |
| NewEdge Advisors, LLC 0.00% of their portfolio | 784 $417 | Reduced -168 |
| PIERSHALE FINANCIAL GROUP, INC. 0.00% of their portfolio | 780 $417 | Unchanged |
| CarsonAllaria Wealth Management, Ltd. 0.00% of their portfolio | 733 $392 | Unchanged |