AUBURN NATL BANCORP AUBN
COM · Common Stock · CUSIP 050473107
Bank holding company
- SectorFinancials
- IndustryState Commercial Banks
- HeadquartersAuburn, AL
- Founded1907
- Websiteauburnbank.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($478.9k this quarter). Holder counts are more reliable. Shares outstanding: 3.5m as of 2026-08-10, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $27.04.
Trends to Q2 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 20 |
| Q4 2022 | 21 |
| Q1 2023 | 20 |
| Q2 2023 | 21 |
| Q3 2023 | 24 |
| Q4 2023 | 23 |
| Q1 2024 | 21 |
| Q2 2024 | 22 |
| Q3 2024 | 22 |
| Q4 2024 | 26 |
| Q1 2025 | 25 |
| Q2 2025 | 26 |
| Q3 2025 | 25 |
| Q4 2025 | 24 |
| Q1 2026 | 25 |
| Q2 2026 | 27 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2024 | 14 | 3 |
| Q4 2024 | 11 | 5 |
| Q1 2025 | 10 | 8 |
| Q2 2025 | 14 | 6 |
| Q3 2025 | 13 | 6 |
| Q4 2025 | 10 | 8 |
| Q1 2026 | 8 | 8 |
| Q2 2026 | 11 | 7 |
Biggest buyers
| Fourthstone LLC | New | +17.8k |
| BlackRock, Inc. | Added | +2.4k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | Added | +930 |
| Empowered Funds, LLC | Added | +930 |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +504 |
| DIMENSIONAL FUND ADVISORS LP | Added | +126 |
| Tower Research Capital LLC (TRC) | New | +32 |
| BARCLAYS PLC | New | +5 |
| JAMISON PRIVATE WEALTH MANAGEMENT, INC. | Added | +3 |
| WELLS FARGO & COMPANY/MN | Added | +1 |
Biggest sellers
| VANGUARD CAPITAL MANAGEMENT LLC | Reduced | -14.1k |
| M3F, Inc. | Sold out | -9.2k |
| Aptus Capital Advisors, LLC | Reduced | -7.0k |
| VANGUARD FIDUCIARY TRUST CO | Reduced | -558 |
| EverSource Wealth Advisors, LLC | Reduced | -270 |
| CAPTRUST FINANCIAL ADVISORS | Reduced | -243 |
| RENAISSANCE TECHNOLOGIES LLC | Reduced | -200 |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
MAY ANNE M
13D · may seek influence
new · filed 2025-09-15
Stated purposeTo reflect the Inheritance Transfers to Recipient Trusts FBO Edward L. Spencer, III. The Reporting Person is the sole Trustee of the Recipient Trusts FBO Edward L. Spencer, III. There are no actions of the type specified in the Instruction to this Item 4 or similar actions contemplated presently. Full filing |
8.3% |
Spencer Sandra J.
13D · may seek influence
filed 2025-09-15
Stated purposeThe transaction reported in this Amendment No. 3 reflects a settlement and distribution to or for the benefit of Ms. Spencer and her two brothers, of Company Shares held in Ms. Spencer's Parents' estates and the trusts they established as part of their estate planning. See responses to Items 11-13 above. The aggregate number of Shares beneficially owned and not disclaimed by Ms. Spencer is 258,214 Shares. The cover page of the Issuer's Quarterly Report on Commission Form 10-Q as of and for the six months ended June 30, 2025 reported that the Issuer had 3,493,699 Shares issued and outstanding as of August 11, 2025. None. See responses to rows 11 and 12 and Item 3 above regarding the Inheritance Transfers. Full filing |
7.4% |
Spencer Bruce Steven
13D · may seek influence
new · filed 2025-09-15
Stated purposeTo reflect the Inheritance Transfers to Recipient Trusts FBO Bruce Steven Spencer. The Reporting Person is the sole Trustee of the Recipient Trusts FBO Bruce Steven Spencer. There are no actions of the type specified in the Instruction to this Item 4 or similar actions contemplated presently. Full filing |
7.2% |
Insider purchases and sales since 1 Apr 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2024 | 5 | $9.9k | 0 | — | — |
| Q1 2025 | 5 | $12.3k | 0 | — | — |
| Q2 2025 | 7 | $35.9k | 0 | — | — |
| Q3 2025 | 4 | $8.2k | 0 | — | — |
| Q4 2025 | 5 | $18.6k | 0 | — | — |
| Q1 2026 | 5 | $22.2k | 0 | — | — |
| Q2 2026 | 6 | $41.3k | 0 | — | — |
| Q3 2026 | 4 | $5.6k | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2026-07-02 | Barrett J Tutt Director | Bought | $2.0k74 shares |
| 2026-07-02 | HAM WILLIAM F JR Director | Bought | $1.5k57 shares |
| 2026-07-02 | HOUSEL DAVID E Director | Bought | $1.4k53 shares |
| 2026-07-02 | O'DONNELL SHANNON Senior Vice President | Bought | $71727 shares |
| 2026-05-06 | Hedges David A President\CEO, director | Bought | $23.8k1.0k shares |
| 2026-05-05 | HOUSEL DAVID E Director | Bought | $3.6k150 shares |
| 2026-04-30 | Conn Walton T Jr. Director · IRA FBO Walton T Conn, Jr. | Bought | $4.8k200 shares |
| 2026-04-30 | Conn Walton T Jr. Director | Bought | $3.6k150 shares |
| 2026-04-14 | Barrett J Tutt Director | Bought | $2.0k83 shares |
| 2026-04-14 | HAM WILLIAM F JR Director | Bought | $1.5k64 shares |
| 2026-04-14 | HOUSEL DAVID E Director | Bought | $1.4k58 shares |
| 2026-04-14 | O'DONNELL SHANNON Senior Vice President | Bought | $70830 shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2026
| Manager | Shares | Change |
|---|---|---|
| LPL Financial LLC 0.00% of their portfolio | 50.6k $1.4m | Unchanged |
| Truffle Hound Capital, LLC 0.85% of their portfolio | 50.0k $1.4m | Unchanged |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 42.0k $1.1m | Added +126 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.02% of their portfolio | 33.2k $898.0k | Added +930 |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 25.7k $696.0k | Added +504 |
| VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 25.4k $688.1k | Reduced -14.1k |
| Aptus Capital Advisors, LLC 0.00% of their portfolio | 20.3k $549.7k | Reduced -7.0k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 19.6k $528.7k | Unchanged |
| CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio | 18.9k $512.3k | Reduced -243 |
| Fourthstone LLC 0.34% of their portfolio | 17.8k $481.5k | New |
| Empowered Funds, LLC 0.00% of their portfolio | 17.7k $478.9k | Added +930 |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 16.3k $441.0k | Reduced -200 |
| JAMISON PRIVATE WEALTH MANAGEMENT, INC. 0.04% of their portfolio | 12.5k $338.5k | Added +3 |
| VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio | 12.1k $327.5k | Reduced -558 |
| BlackRock, Inc. 0.00% of their portfolio | 10.3k $279.7k | Added +2.4k |
| RBF Capital, LLC 0.01% of their portfolio | 10.0k $270.4k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 3.9k $104.8k | Added +1 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 1.3k $35.2k | Unchanged |
| Vanguard Global Advisers, LLC 0.00% of their portfolio | 964 $26.1k | Unchanged |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 270 $7.3k | Reduced -270 |
| Blue Trust, Inc. 0.00% of their portfolio | 98 $2.6k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 61 $1.6k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 32 $865 | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 14 $396 | Unchanged |
| UBS Group AG 0.00% of their portfolio | 13 $352 | Unchanged |
| BARCLAYS PLC 0.00% of their portfolio | 5 $135 | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1 $14 | Added +1 |