Vault-13

ATOMERA INC ATOM

COM · Common Stock · CUSIP 04965B100

82 institutional holders +6 vs Q4 2024
9,212,9559.2m shares reported held*
30.0% of all shares outstanding*
$36.9mreported value*
18 new 34 added 21 reduced 11 sold out net bought ≈ $3.0m (+755.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 30.7m as of 2025-05-01, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $4.00. Options: 8 managers hold calls ($1.5m notional), 6 hold puts ($1.7m).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 74Q4 22: 82Q1 23: 85Q2 23: 84Q3 23: 80Q4 23: 76Q1 24: 75Q2 24: 79Q3 24: 67Q4 24: 76Q1 25: 8282Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202274
Q4 202282
Q1 202385
Q2 202384
Q3 202380
Q4 202376
Q1 202475
Q2 202479
Q3 202467
Q4 202476
Q1 202582

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 23: 49 bought or addedQ2 23: 34 cut or sold outQ3 23: 31 bought or addedQ3 23: 37 cut or sold outQ3 23Q4 23: 31 bought or addedQ4 23: 32 cut or sold outQ1 24: 29 bought or addedQ1 24: 36 cut or sold outQ1 24Q2 24: 33 bought or addedQ2 24: 47 cut or sold outQ3 24: 24 bought or addedQ3 24: 47 cut or sold outQ3 24Q4 24: 49 bought or addedQ4 24: 24 cut or sold outQ1 25: 52 bought or addedQ1 25: 32 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20234934
Q3 20233137
Q4 20233132
Q1 20242936
Q2 20243347
Q3 20242447
Q4 20244924
Q1 20255232

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ2 24 calls: $458.1kQ2 24 puts: $502.2kQ2 24P/C 1.10Q3 24 calls: $130.8kQ3 24 puts: $368.5kQ3 24P/C 2.82Q4 24 calls: $8.2mQ4 24 puts: $2.6mQ4 24P/C 0.32Q1 25 calls: $1.5mQ1 25 puts: $1.7mQ1 25P/C 1.08
Numbers
QuarterCallsPutsP/C
Q2 2024$458.1k$502.2k1.10
Q3 2024$130.8k$368.5k2.82
Q4 2024$8.2m$2.6m0.32
Q1 2025$1.5m$1.7m1.08

Biggest buyers

MARSHALL WACE, LLP New +470,267+470.3k
MILLENNIUM MANAGEMENT LLC Added +243,941+243.9k
Baird Financial Group, Inc. Added +139,776+139.8k
Quantum Private Wealth, LLC Added +99,376+99.4k
BANK OF AMERICA CORP /DE/ Added +80,371+80.4k
D. E. Shaw & Co., Inc. New +76,671+76.7k
Squarepoint Ops LLC New +72,972+73.0k
HRT FINANCIAL LP New +64,471+64.5k
GOLDMAN SACHS GROUP INC Added +63,305+63.3k
Cubist Systematic Strategies, LLC New +59,886+59.9k

Biggest sellers

GROUP ONE TRADING LLC Reduced -361,657-361.7k
AMH Equity Ltd Sold out -125,000-125.0k
Sargent Investment Group, LLC Reduced -95,135-95.1k
683 Capital Management, LLC Sold out -66,362-66.4k
Informed Momentum Co LLC Sold out -61,177-61.2k
BROWN ADVISORY INC Reduced -50,000-50.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -48,258-48.3k
HOLLENCREST CAPITAL MANAGEMENT Reduced -41,104-41.1k
JANE STREET GROUP, LLC Reduced -41,037-41.0k
SIMPLEX TRADING, LLC Reduced -33,165-33.2k

Biggest calls

CITADEL ADVISORS LLC Added $442.0k110.5k shares
GROUP ONE TRADING LLC Added $380.0k95.0k shares
SIMPLEX TRADING, LLC Added $298.0k74.7k shares
JANE STREET GROUP, LLC Reduced $227.6k56.9k shares
WOLVERINE TRADING, LLC Reduced $98.1k23.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $87.6k21.9k shares
HOLLENCREST CAPITAL MANAGEMENT Reduced $1.2k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $909.2k227.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $492.4k123.1k shares
SIMPLEX TRADING, LLC Added $142.0k35.6k shares
WOLVERINE TRADING, LLC New $74.9k18.1k shares
GROUP ONE TRADING LLC Added $44.4k11.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution +2.0 pts · filed 2026-07-27 7.6% +2.0 pts 2.9m≈ $25.6m 2026-07-27

Fell to 5% or below in the last year: CVI Investments, Inc. (0.0%, 2026-05-15), VANGUARD GROUP INC (0.0%, 2026-03-26)

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q2 23: 0 buyingQ2 23: 4 sellingQ3 23: 0 buyingQ3 23: 4 sellingQ3 23Q4 23: 0 buyingQ4 23: 4 sellingQ1 24: 0 buyingQ1 24: 4 sellingQ1 24Q2 24: 4 buyingQ2 24: 3 sellingQ3 24: 1 buyingQ3 24: 3 sellingQ3 24Q4 24: 0 buyingQ4 24: 3 sellingQ1 25: 0 buyingQ1 25: 3 sellingQ1 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20230—4$230.1k$128.6k
Q3 20230—4$164.0k$76.5k
Q4 20230—4$137.3k—
Q1 20240—4$110.7k$39.5k
Q2 20244$53.5k3$47.0k—
Q3 20241$10.1k3$26.3k—
Q4 20240—3$79.8k$19.9k
Q1 20250—3$71.5k$26.5k
DateInsiderTradeSharesPrice ValueTheir holding
2025-03-04 Mears Robert J Chief Technology Officer Sold plan 2,654 $5.13 $13.6k2.7k shares -1%
2025-03-03 BIBAUD SCOTT A. CEO and President, director Sold 5,165 $5.91 $30.5k5.2k shares -1%
2025-03-03 Laurencio Francis CFO Sold 2,457 $5.91 $14.5k2.5k shares -1%
2025-03-03 Mears Robert J Chief Technology Officer Sold plan 2,174 $5.91 $12.8k2.2k shares -1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 1,348,0621.3m $5.4m $5.4m 0.01% Added +139.8k +139,776
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,298,2111.3m $5.2m $5.2m 0.00% Added +58.2k +58,180
3 HOLLENCREST CAPITAL MANAGEMENT 0.11% of their portfolio NEWPORT BEACH, CA 645,013645.0k $2.6m $2.6m 0.11% Reduced -41.1k -41,104
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 576,287576.3k $2.3m $2.3m 0.00% Reduced -48.3k -48,258
5 AVENIR CORP 0.22% of their portfolio ALEXANDRIA, VA 530,300530.3k $2.1m $2.1m 0.22% Added +13.8k +13,775
6 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 470,267470.3k $1.9m $1.9m 0.00% New
7 Quantum Private Wealth, LLC 0.69% of their portfolio TAMPA, FL 456,097456.1k $1.8m $1.8m 0.69% Added +99.4k +99,376
8 BlackRock, Inc. 0.00% of their portfolio New York, NY 425,614425.6k $1.7m $1.7m 0.00% Added +23.2k +23,193
9 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 401,679401.7k $1.6m $1.6m 0.00% Added +243.9k +243,941
10 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 362,930362.9k $1.5m $1.5m 0.00% Added +28.7k +28,731
11 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 200,593200.6k $802.4k $802.4k 0.00% Reduced -50.0k -50,000
12 Sargent Investment Group, LLC 0.12% of their portfolio BETHESDA, MD 184,050184.1k $736.2k $736.2k 0.12% Reduced -95.1k -95,135
13 Westside Investment Management, Inc. 0.14% of their portfolio SANTA MONICA, CA 169,147169.1k $676.6k $676.6k 0.14% Added +45.6k +45,635
14 BARD ASSOCIATES INC 0.25% of their portfolio CHICAGO, IL 164,775164.8k $659.1k $659.1k 0.25% Reduced -4.1k -4,100
15 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 140,254140.3k $561.0k $561.0k 0.00% Added +63.3k +63,305
16 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 119,717119.7k $478.9k $478.9k 0.00% Added +9.4k +9,400
17 Hilltop Holdings Inc. 0.03% of their portfolio DALLAS, TX 107,300107.3k $429.2k $429.2k 0.03% Reduced -26.1k -26,090
18 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 103,690103.7k $414.8k $414.8k 0.00% Added +58.3k +58,277
19 GSA CAPITAL PARTNERS LLP 0.04% of their portfolio LONDON, X0 98,18998.2k $393.0k $393.0k 0.04% Added +1.7k +1,739
20 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 86,90386.9k $347.6k $347.6k 0.00% Added +47.9k +47,855
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 81,74581.7k $327.0k $327.0k 0.00% Added +80.4k +80,371
22 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 76,67176.7k $306.7k $306.7k 0.00% New
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 73,72873.7k $294.9k $294.9k 0.00% Added +22.3k +22,308
24 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 72,97273.0k $291.9k $291.9k 0.00% New
25 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 68,54068.5k $274.2k $274.2k 0.00% Added +6.6k +6,630
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 68,13968.1k $273.0k $273.0k 0.00% Reduced -15.0k -15,015
27 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 64,47164.5k $257.0k $257.0k 0.00% New
28 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 63,70663.7k $254.8k $254.8k 0.00% Added +9.4k +9,417
29 Cubist Systematic Strategies, LLC 0.00% of their portfolio STAMFORD, CT 59,88659.9k $239.5k $239.5k 0.00% New
30 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 49,01049.0k $196.0k $196.0k 0.01% Reduced -800 -800
31 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 43,12143.1k $172.5k $172.5k 0.00% Reduced -41.0k -41,037
32 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 42,00042.0k $168.0k $168.0k 0.01% Reduced -33.2k -33,165
33 CHANNEL WEALTH LLC 0.05% of their portfolio SANTA BARBARA, CA 38,45038.5k $153.8k $153.8k 0.05% Reduced -8.2k -8,215
34 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 36,00036.0k $144.0k $144.0k 0.00% Reduced -18.4k -18,400
35 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 35,88535.9k $143.5k $143.5k 0.00% Added +19.8k +19,803
36 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 35,34235.3k $141.4k $141.4k 0.00% Added +14.4k +14,445
37 OMERS ADMINISTRATION Corp 0.00% of their portfolio TORONTO, A6 34,20034.2k $136.8k $136.8k 0.00% Reduced -13.6k -13,600
38 Jain Global LLC 0.00% of their portfolio NEW YORK, NY 25,01225.0k $100.0k $100.0k 0.00% New
39 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 23,48123.5k $93.9k $93.9k 0.00% Reduced -600 -600
40 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 21,43621.4k $85.7k $85.7k 0.00% Added +11.4k +11,436
41 ADVISORY RESEARCH INC 0.01% of their portfolio CHICAGO, IL 20,00020.0k $80.0k $80.0k 0.01% Unchanged
42 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 19,41019.4k $77.6k $77.6k 0.00% New
43 Virtu Financial LLC 0.00% of their portfolio New York, NY 19,02719.0k $76.0k $76.0k 0.00% New
44 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 18,10518.1k $72.4k $72.4k 0.00% New
45 WealthTrust Axiom LLC 0.02% of their portfolio WAYNE, PA 15,00015.0k $60.0k $60.0k 0.02% Unchanged
46 Foundations Investment Advisors, LLC 0.00% of their portfolio PHOENIX, AZ 15,00015.0k $60.0k $60.0k 0.00% Added +5.0k +5,000
47 SLT Holdings LLC 0.06% of their portfolio SCOTTSDALE, AZ 15,00015.0k $60.0k $60.0k 0.06% Added +5.0k +5,000
48 Point72 Asia (Singapore) Pte. Ltd. 0.01% of their portfolio SINGAPORE, U0 14,19214.2k $56.8k $56.8k 0.01% New
49 Atom Investors LP 0.01% of their portfolio AUSTIN, TX 13,81413.8k $55.3k $55.3k 0.01% New
50 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,50013.5k $54.0k $54.0k 0.00% Reduced -700 -700
51 Quantessence Capital LLC 0.01% of their portfolio NEW YORK, NY 12,51512.5k $50.1k $50.1k 0.01% New
52 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 12,48912.5k $50.0k $50.0k 0.00% Added +1 +1
53 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 11,34811.3k $45.4k $45.4k 0.00% New
54 CIM INVESTMENT MANAGEMENT INC 0.01% of their portfolio PITTSBURGH, PA 11,28211.3k $45.1k $45.1k 0.01% Reduced -267 -267
55 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 11,26211.3k $46.6k $46.6k 0.00% Reduced -33.1k -33,085
56 Chicago Partners Investment Group LLC 0.00% of their portfolio CHICAGO, IL 10,45010.4k $62.8k $62.8k 0.00% New
57 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 10,28510.3k $41.1k $41.1k 0.00% Reduced -26.6k -26,611
58 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 10,28310.3k $41.1k $41.1k 0.00% Reduced -361.7k -361,657
59 SCS Capital Management LLC 0.00% of their portfolio BOSTON, MA 10,00010.0k $40.0k $40.0k 0.00% New
60 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 7,1477.1k $28.6k $28.6k 0.00% Reduced -5.8k -5,750
61 AlphaQuest LLC 0.00% of their portfolio New York, NY 5,2155.2k $20.9k $20.9k 0.00% Added +4.6k +4,595
62 GHP Investment Advisors, Inc. 0.00% of their portfolio Denver, CO 4,4334.4k $17.7k $17.7k 0.00% New
63 FMR LLC 0.00% of their portfolio BOSTON, MA 3,3823.4k $13.5k $13.5k 0.00% Added +2.1k +2,061
64 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 3,3003.3k $13.2k $13.2k 0.00% Added +1.8k +1,800
65 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 3,1873.2k $12.7k $12.7k 0.00% Added +850 +850
66 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,9342.9k $11.7k $11.7k 0.00% Added +575 +575
67 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 2,9242.9k $11.7k $11.7k 0.00% Unchanged
68 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 2,6002.6k $10.4k $10.4k 0.00% Unchanged
69 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 2,1012.1k $8.4k $8.4k 0.00% First filing
70 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 1,8001.8k $7.5k $7.5k 0.00% Added +800 +800
71 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,7541.8k $7.0k $7.0k 0.00% Added +295 +295
72 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,7201.7k $6.9k $6.9k 0.00% Added +500 +500
73 Point72 (DIFC) Ltd 0.00% of their portfolio DUBAI, C0 1,7001.7k $6.8k $6.8k 0.00% New
74 ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio NEEDHAM, MA 665665 $7.7k $7.7k 0.00% Unchanged
75 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 548548 $2.2k $2.2k 0.00% Added +158 +158
76 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 496496 $2.0k $2.0k 0.00% Reduced -5.0k -5,015
77 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 445445 $1.8k $1.8k 0.00% Added +99 +99
78 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 405405 $1.6k $1.6k 0.00% Added +300 +300
79 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 184184 $1.0k $1.0k 0.00% New
80 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 100100 $421 $421 0.00% Unchanged
81 Fairscale Capital, LLC 0.00% of their portfolio NASHUA, NH 8080 $320 $320 0.00% Unchanged
82 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged