Vault-13

ATOMERA INC ATOM

COM · Common Stock · CUSIP 04965B100

76 institutional holders +9 vs Q3 2024
8,457,2248.5m shares reported held*
29.4% of all shares outstanding*
$97.9mreported value*
19 new 30 added 11 reduced 13 sold out net bought ≈ $25.3m (+2.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 28.8m as of 2024-10-29, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $11.57. Options: 10 managers hold calls ($8.2m notional), 6 hold puts ($2.6m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 74Q4 22: 82Q1 23: 85Q2 23: 84Q3 23: 80Q4 23: 76Q1 24: 75Q2 24: 79Q3 24: 67Q4 24: 7676Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202274
Q4 202282
Q1 202385
Q2 202384
Q3 202380
Q4 202376
Q1 202475
Q2 202479
Q3 202467
Q4 202476

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q1 23: 47 bought or addedQ1 23: 32 cut or sold outQ2 23: 49 bought or addedQ2 23: 34 cut or sold outQ2 23Q3 23: 31 bought or addedQ3 23: 37 cut or sold outQ4 23: 31 bought or addedQ4 23: 32 cut or sold outQ4 23Q1 24: 29 bought or addedQ1 24: 36 cut or sold outQ2 24: 33 bought or addedQ2 24: 47 cut or sold outQ2 24Q3 24: 24 bought or addedQ3 24: 47 cut or sold outQ4 24: 49 bought or addedQ4 24: 24 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20234732
Q2 20234934
Q3 20233137
Q4 20233132
Q1 20242936
Q2 20243347
Q3 20242447
Q4 20244924

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ1 24 calls: $1.1mQ1 24 puts: $823.0kQ1 24P/C 0.77Q2 24 calls: $458.1kQ2 24 puts: $502.2kQ2 24P/C 1.10Q3 24 calls: $130.8kQ3 24 puts: $368.5kQ3 24P/C 2.82Q4 24 calls: $8.2mQ4 24 puts: $2.6mQ4 24P/C 0.32
Numbers
QuarterCallsPutsP/C
Q1 2024$1.1m$823.0k0.77
Q2 2024$458.1k$502.2k1.10
Q3 2024$130.8k$368.5k2.82
Q4 2024$8.2m$2.6m0.32

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +542,369+542.4k
Baird Financial Group, Inc. Added +486,892+486.9k
GROUP ONE TRADING LLC Added +304,679+304.7k
Sargent Investment Group, LLC Added +186,240+186.2k
AVENIR CORP Added +125,874+125.9k
AMH Equity Ltd New +125,000+125.0k
GOLDMAN SACHS GROUP INC New +76,949+76.9k
683 Capital Management, LLC New +66,362+66.4k
Quantum Private Wealth, LLC Added +64,700+64.7k
Informed Momentum Co LLC New +61,177+61.2k

Biggest sellers

NewEdge Advisors, LLC Reduced -81,905-81.9k
BROWN ADVISORY INC Reduced -81,000-81.0k
RENAISSANCE TECHNOLOGIES LLC Sold out -57,500-57.5k
HOLLENCREST CAPITAL MANAGEMENT Reduced -55,333-55.3k
STATE OF WISCONSIN INVESTMENT BOARD Sold out -44,300-44.3k
TWO SIGMA INVESTMENTS, LP Reduced -40,768-40.8k
Squarepoint Ops LLC Sold out -37,939-37.9k
D. E. Shaw & Co., Inc. Sold out -30,972-31.0k
CITADEL ADVISORS LLC Reduced -27,815-27.8k
Point72 Asia (Singapore) Pte. Ltd. Sold out -16,776-16.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $3.2m273.9k shares
JANE STREET GROUP, LLC New $1.5m131.0k shares
CITADEL ADVISORS LLC Added $930.3k80.2k shares
WOLVERINE TRADING, LLC New $653.2k50.6k shares
AMH Equity Ltd New $638.0k55.0k shares
SIMPLEX TRADING, LLC Added $593.0k51.2k shares
IMC-Chicago, LLC New $382.8k33.0k shares
GROUP ONE TRADING LLC Added $270.3k23.3k shares
HOLLENCREST CAPITAL MANAGEMENT Unchanged $9.3k800 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

HOLLENCREST CAPITAL MANAGEMENT New $1.5m133.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $538.2k46.4k shares
CITADEL ADVISORS LLC Reduced $418.8k36.1k shares
SIMPLEX TRADING, LLC Reduced $70.0k6.1k shares
GROUP ONE TRADING LLC New $54.5k4.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution +2.0 pts · filed 2026-07-27 7.6% +2.0 pts 2.9m≈ $25.6m 2026-07-27

Fell to 5% or below in the last year: CVI Investments, Inc. (0.0%, 2026-05-15), VANGUARD GROUP INC (0.0%, 2026-03-26)

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q1 23: 0 buyingQ1 23: 4 sellingQ2 23: 0 buyingQ2 23: 4 sellingQ2 23Q3 23: 0 buyingQ3 23: 4 sellingQ4 23: 0 buyingQ4 23: 4 sellingQ4 23Q1 24: 0 buyingQ1 24: 4 sellingQ2 24: 4 buyingQ2 24: 3 sellingQ2 24Q3 24: 1 buyingQ3 24: 3 sellingQ4 24: 0 buyingQ4 24: 3 sellingQ4 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20230—4$145.3k—
Q2 20230—4$230.1k$128.6k
Q3 20230—4$164.0k$76.5k
Q4 20230—4$137.3k—
Q1 20240—4$110.7k$39.5k
Q2 20244$53.5k3$47.0k—
Q3 20241$10.1k3$26.3k—
Q4 20240—3$79.8k$19.9k
DateInsiderTradeSharesPrice ValueTheir holding
2024-12-10 Mears Robert J Chief Technology Officer Sold plan 2,628 $7.56 $19.9k2.6k shares -2%
2024-12-02 BIBAUD SCOTT A. CEO and President, director Sold 5,219 $6.06 $31.6k5.2k shares -2%
2024-12-02 Laurencio Francis CFO Sold 2,478 $6.06 $15.0k2.5k shares -3%
2024-12-02 Mears Robert J Chief Technology Officer Sold 2,200 $6.06 $13.3k2.2k shares -2%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,240,0311.2m $14.4m $14.4m 0.00% Added +38.8k +38,755
2 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 1,208,2861.2m $14.0m $14.0m 0.03% Added +486.9k +486,892
3 HOLLENCREST CAPITAL MANAGEMENT 0.32% of their portfolio NEWPORT BEACH, CA 686,117686.1k $8.0m $8.0m 0.32% Reduced -55.3k -55,333
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 624,545624.5k $7.2m $7.2m 0.01% Added +542.4k +542,369
5 AVENIR CORP 0.61% of their portfolio ALEXANDRIA, VA 516,525516.5k $6.0m $6.0m 0.61% Added +125.9k +125,874
6 BlackRock, Inc. 0.00% of their portfolio New York, NY 402,421402.4k $4.7m $4.7m 0.00% Added +22.2k +22,225
7 GROUP ONE TRADING LLC 0.15% of their portfolio CHICAGO, IL 371,940371.9k $4.3m $4.3m 0.15% Added +304.7k +304,679
8 Quantum Private Wealth, LLC 1.32% of their portfolio TAMPA, FL 356,721356.7k $4.1m $4.1m 1.32% Added +64.7k +64,700
9 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 334,199334.2k $3.9m $3.9m 0.00% Added +25.7k +25,735
10 Sargent Investment Group, LLC 0.48% of their portfolio BETHESDA, MD 279,185279.2k $2.9m $2.9m 0.48% Added +186.2k +186,240
11 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 250,593250.6k $2.9m $2.9m 0.00% Reduced -81.0k -81,000
12 BARD ASSOCIATES INC 0.67% of their portfolio CHICAGO, IL 168,875168.9k $2.0m $2.0m 0.67% Reduced -1.9k -1,900
13 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 157,738157.7k $1.8m $1.8m 0.00% Added +39.2k +39,188
14 Hilltop Holdings Inc. 0.10% of their portfolio DALLAS, TX 133,390133.4k $1.5m $1.5m 0.10% Added +10.4k +10,400
15 AMH Equity Ltd 1.49% of their portfolio Great Neck, NY 125,000125.0k $1.4m $1.4m 1.49% New
16 Westside Investment Management, Inc. 0.30% of their portfolio SANTA MONICA, CA 123,512123.5k $1.4m $1.4m 0.30% Added +7.8k +7,812
17 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 110,317110.3k $1.3m $1.3m 0.00% Added +16.9k +16,850
18 GSA CAPITAL PARTNERS LLP 0.08% of their portfolio LONDON, X0 96,45096.5k $1.1m $1.1m 0.08% Added +31.0k +31,022
19 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 84,15884.2k $976.2k $976.2k 0.00% Added +53.9k +53,884
20 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 83,15483.2k $965.0k $965.0k 0.00% Added +2.3k +2,300
21 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 76,94976.9k $892.6k $892.6k 0.00% New
22 SIMPLEX TRADING, LLC 0.02% of their portfolio CHICAGO, IL 75,16575.2k $871.0k $871.0k 0.02% Added +48.5k +48,531
23 683 Capital Management, LLC 0.08% of their portfolio NEW YORK, NY 66,36266.4k $769.8k $769.8k 0.08% New
24 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 61,91061.9k $718.2k $718.2k 0.00% Added +4.9k +4,934
25 Informed Momentum Co LLC 0.10% of their portfolio SOLANA BEACH, CA 61,17761.2k $709.7k $709.7k 0.10% New
26 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 54,40054.4k $632.0k $632.0k 0.00% Added +8.7k +8,700
27 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 54,28954.3k $629.8k $629.8k 0.00% Added +42.7k +42,654
28 UBS Group AG 0.00% of their portfolio ZURICH, V8 51,42051.4k $596.5k $596.5k 0.00% Added +43.2k +43,202
29 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 49,81049.8k $577.8k $577.8k 0.02% Added +24.8k +24,810
30 OMERS ADMINISTRATION Corp 0.00% of their portfolio TORONTO, A6 47,80047.8k $554.5k $554.5k 0.00% New
31 CHANNEL WEALTH LLC 0.18% of their portfolio SANTA BARBARA, CA 46,66546.7k $541.3k $541.3k 0.18% Added +14.6k +14,615
32 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 45,41345.4k $526.8k $526.8k 0.00% Reduced -27.8k -27,815
33 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 44,34744.3k $572.5k $572.5k 0.01% New
34 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 39,04839.0k $453.0k $453.0k 0.00% New
35 XTX Topco Ltd 0.04% of their portfolio LONDON, X0 36,89636.9k $428.0k $428.0k 0.04% Added +8.1k +8,118
36 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 24,08124.1k $279.3k $279.3k 0.00% Reduced -7.8k -7,800
37 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 20,89720.9k $242.4k $242.4k 0.00% New
38 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 20,83920.8k $241.7k $241.7k 0.00% New
39 ADVISORY RESEARCH INC 0.04% of their portfolio CHICAGO, IL 20,00020.0k $232.0k $232.0k 0.04% Unchanged
40 PFG Investments, LLC 0.01% of their portfolio WOODBURY, NY 18,00018.0k $208.8k $208.8k 0.01% New
41 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 16,08216.1k $186.6k $186.6k 0.00% Reduced -40.8k -40,768
42 WealthTrust Axiom LLC 0.05% of their portfolio WAYNE, PA 15,00015.0k $174.0k $174.0k 0.05% Added +2.0k +2,000
43 Mariner, LLC 0.00% of their portfolio Overland Park, KS 14,20014.2k $164.7k $164.7k 0.00% Added +4.2k +4,200
44 BIT Capital GmbH 0.01% of their portfolio BERLIN, 2M 13,86213.9k $160.8k $160.8k 0.01% New
45 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 12,89712.9k $149.6k $149.6k 0.00% Added +10.1k +10,097
46 Centiva Capital, LP 0.01% of their portfolio New York, NY 12,75512.8k $148.0k $148.0k 0.01% New
47 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 12,48812.5k $144.9k $144.9k 0.00% Unchanged
48 CIM INVESTMENT MANAGEMENT INC 0.04% of their portfolio PITTSBURGH, PA 11,54911.5k $134.0k $134.0k 0.04% Unchanged
49 Brendel Financial Advisors LLC 0.07% of their portfolio HANOVER, NH 10,71310.7k $124.0k $124.0k 0.07% New
50 Vanguard Personalized Indexing Management, LLC 0.00% of their portfolio OAKLAND, CA 10,51410.5k $122.0k $122.0k 0.00% New
51 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 10,00010.0k $116.0k $116.0k 0.00% New
52 Foundations Investment Advisors, LLC 0.00% of their portfolio PHOENIX, AZ 10,00010.0k $116.0k $116.0k 0.00% Unchanged
53 SLT Holdings LLC 0.11% of their portfolio SCOTTSDALE, AZ 10,00010.0k $116.0k $116.0k 0.11% First filing
54 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,5115.5k $63.9k $63.9k 0.00% Added +5.5k +5,495
55 Creekmur Asset Management LLC 0.01% of their portfolio MORTON, IL 2,9242.9k $33.9k $33.9k 0.01% Unchanged
56 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 2,6002.6k $30.2k $30.2k 0.00% Reduced -11.0k -11,000
57 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,3592.4k $27.4k $27.4k 0.00% Reduced -81.9k -81,905
58 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,3372.3k $27.1k $27.1k 0.00% New
59 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 2,1622.2k $25.1k $25.1k 0.00% Reduced -737 -737
60 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 1,5001.5k $17.4k $17.4k 0.00% Unchanged
61 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,4591.5k $16.9k $16.9k 0.00% Added +1.2k +1,167
62 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,3741.4k $15.9k $15.9k 0.00% Reduced -680 -680
63 FMR LLC 0.00% of their portfolio BOSTON, MA 1,3211.3k $15.3k $15.3k 0.00% Added +332 +332
64 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,2201.2k $14.2k $14.2k 0.00% Unchanged
65 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 1,0001.0k $11.6k $11.6k 0.00% New
66 ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio NEEDHAM, MA 665665 $7.7k $7.7k 0.00% Unchanged
67 AlphaQuest LLC 0.00% of their portfolio New York, NY 620620 $7.2k $7.2k 0.00% New
68 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 446446 $5.2k $5.2k 0.00% New
69 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 390390 $4.5k $4.5k 0.00% First filing
70 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 346346 $4.0k $4.0k 0.00% First filing
71 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 105105 $1.2k $1.2k 0.00% Reduced -1.1k -1,127
72 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 100100 $1.1k $1.1k 0.00% Unchanged
73 Fairscale Capital, LLC 0.00% of their portfolio NASHUA, NH 8080 $928 $928 0.00% Unchanged
74 Capital A Wealth Management, LLC 0.00% of their portfolio CRANBERRY TWP, PA 1515 $174 $174 0.00% First filing
75 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 55 $58 $58 0.00% Unchanged
76 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged