Vault-13

ATOSSA THERAPEUTICS INC ATOS

COM · Common Stock · CUSIP 04962H704

Company in Seattle, United States

32 institutional holders -1 vs Q1 2026
1,345,2831.3m shares reported held*
13.5% of all shares outstanding*
$2.6mreported value*
6 new 9 added 8 reduced 7 sold out net bought ≈ $203.5k (+105.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 10.0m as of 2026-07-31, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $1.93. Options: 3 managers hold calls ($115.9k notional), 1 hold puts ($2.9k).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

02040Q2 25: 1Q3 25: 0Q4 25: 1Q1 26: 33Q2 26: 3232Q2 25Q3 25Q4 25Q1 26Q2 26
Numbers
QuarterHolders
Q2 20251
Q3 20250
Q4 20251
Q1 202633
Q2 202632

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 25: 0 bought or addedQ3 25: 1 cut or sold outQ3 25Q4 25: 1 bought or addedQ4 25: 0 cut or sold outQ4 25Q1 26: 30 bought or addedQ1 26: 1 cut or sold outQ1 26Q2 26: 15 bought or addedQ2 26: 15 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202501
Q4 202510
Q1 2026301
Q2 20261515

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 25 calls: $0Q3 25 puts: $0Q3 25P/C —Q4 25 calls: $0Q4 25 puts: $0Q4 25P/C —Q1 26 calls: $459.2kQ1 26 puts: $571.8kQ1 26P/C 1.25Q2 26 calls: $115.9kQ2 26 puts: $2.9kQ2 26P/C 0.02
Numbers
QuarterCallsPutsP/C
Q3 2025$0$0—
Q4 2025$0$0—
Q1 2026$459.2k$571.8k1.25
Q2 2026$115.9k$2.9k0.02

Biggest buyers

JANE STREET GROUP, LLC New +56,602+56.6k
BlackRock, Inc. Added +31,189+31.2k
RENAISSANCE TECHNOLOGIES LLC Added +23,036+23.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +15,574+15.6k
VANGUARD CAPITAL MANAGEMENT LLC Added +12,651+12.7k
AMERIPRISE FINANCIAL INC Added +3,100+3.1k
ROYAL BANK OF CANADA Added +1,350+1.4k
MCF Advisors LLC New +1,066+1.1k
NORTHERN TRUST CORP Added +1,025+1.0k
VANGUARD FIDUCIARY TRUST CO Added +348+348

Biggest sellers

MILLENNIUM MANAGEMENT LLC Reduced -20,231-20.2k
UBS Group AG Reduced -9,414-9.4k
GEODE CAPITAL MANAGEMENT, LLC Reduced -4,679-4.7k
MORGAN STANLEY Reduced -3,857-3.9k
Tower Research Capital LLC (TRC) Sold out -863-863
GROUP ONE TRADING LLC Reduced -555-555
NewEdge Advisors, LLC Sold out -333-333
Avion Wealth Sold out -318-318
Robinswood Financial LLC Sold out -170-170
North Star Investment Management Corp. Sold out -80-80

Biggest calls

SIMPLEX TRADING, LLC Reduced $89.0k48.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $21.8k11.3k shares
GROUP ONE TRADING LLC Reduced $5.0k2.6k shares

Biggest puts

GROUP ONE TRADING LLC Reduced $2.9k1.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 1 buyingQ1 25: 0 sellingQ1 25Q2 25: 1 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20251$7.0k0——
Q2 20251$9.9k0——
Q3 20250—0——
Q4 20250—0——
Q1 20260—0——
Q2 20260—0——
Q3 20260—0——

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 361,747361.7k $698.2k $698.2k 0.00% Added +12.7k +12,651
2 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 258,234258.2k $498.4k $498.4k 0.00% Added +3.1k +3,100
3 BlackRock, Inc. 0.00% of their portfolio New York, NY 164,358164.4k $317.2k $317.2k 0.00% Added +31.2k +31,189
4 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 132,043132.0k $254.8k $254.8k 0.00% Added +23.0k +23,036
5 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 92,38292.4k $178.3k $178.3k 0.00% Reduced -4.7k -4,679
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 82,62082.6k $159.5k $159.5k 0.00% Reduced -9.4k -9,414
7 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 56,60256.6k $109.2k $109.2k 0.00% New
8 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 52,58352.6k $101.5k $101.5k 0.00% Added +348 +348
9 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 46,50846.5k $89.8k $89.8k 0.00% Reduced -20.2k -20,231
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 39,76139.8k $76.7k $76.7k 0.00% Unchanged
11 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 20,24920.2k $39.1k $39.1k 0.00% Added +1.0k +1,025
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,57415.6k $30.1k $30.1k 0.00% New
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 12,34512.3k $23.8k $23.8k 0.00% Reduced -3.9k -3,857
14 Vanguard Global Advisers, LLC 0.00% of their portfolio MALVERN, PA 3,0893.1k $6.0k $6.0k 0.00% Unchanged
15 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 2,0612.1k $3.9k $3.9k 0.00% Unchanged
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,9942.0k $4.0k $4.0k 0.00% Added +1.4k +1,350
17 MCF Advisors LLC 0.00% of their portfolio LEXINGTON, KY 1,0661.1k $2.1k $2.1k 0.00% New
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 587587 $1.1k $1.1k 0.00% Unchanged
19 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 390390 $772 $772 0.00% Added +7 +7
20 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 333333 $643 $643 0.00% Reduced -20 -20
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 228228 $440 $440 0.00% Reduced -68 -68
22 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 148148 $286 $286 0.00% Added +35 +35
23 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 110110 $212 $212 0.00% Unchanged
24 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 103103 $210 $210 0.00% Unchanged
25 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 8787 $168 $168 0.00% Reduced -11 -11
26 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 5454 $104 $104 0.00% Reduced -555 -555
27 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 66 $0 $0 0.00% New
28 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 66 $12 $12 0.00% New
29 Napier Financial, LLC 0.00% of their portfolio BRAINTREE, MA 66 $12 $12 0.00% Unchanged
30 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 55 $10 $10 0.00% Unchanged
31 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 44 $8 $8 0.00% Unchanged
32 FMR LLC 0.00% of their portfolio BOSTON, MA 00 $0 $0 0.00% New