Vault-13

LEONABIO INC LONA

COM · Common Stock · CUSIP 04746L203

40 institutional holders -2 vs Q4 2025
6,848,0776.8m shares reported held*
72.9% of all shares outstanding*
$70.1mreported value*
3 new 12 added 6 reduced 6 sold out net bought ≈ $5.8m (+560.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 9.4m as of 2026-05-05, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $10.23.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 25: 34Q4 25: 42Q1 26: 4040Q3 25Q4 25Q1 26
Numbers
QuarterHolders
Q3 202534
Q4 202542
Q1 202640

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 25: 20 bought or addedQ4 25: 13 cut or sold outQ4 25Q1 26: 15 bought or addedQ1 26: 12 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q4 20252013
Q1 20261512

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1k$2k$3kQ2 25 calls: $0Q2 25 puts: $0Q2 25P/C —Q3 25 calls: $2.5kQ3 25 puts: $0Q3 25P/C 0.00Q4 25 calls: $0Q4 25 puts: $0Q4 25P/C —Q1 26 calls: $0Q1 26 puts: $0Q1 26P/C —
Numbers
QuarterCallsPutsP/C
Q2 2025$0$0—
Q3 2025$2.5k$00.00
Q4 2025$0$0—
Q1 2026$0$0—

Biggest buyers

Kalehua Capital Management LLC Added +393,701+393.7k
ADAR1 Capital Management, LLC Added +333,780+333.8k
ACORN CAPITAL ADVISORS, LLC Added +132,800+132.8k
GEODE CAPITAL MANAGEMENT, LLC Added +49,379+49.4k
Seven Fleet Capital Management LP Added +36,725+36.7k
BlackRock, Inc. Added +18,408+18.4k
STATE STREET CORP Added +5,600+5.6k
NORTHERN TRUST CORP Added +3,933+3.9k
TWO SIGMA INVESTMENTS, LP Added +2,530+2.5k
ROYAL BANK OF CANADA Added +1,891+1.9k

Biggest sellers

MILLENNIUM MANAGEMENT LLC Reduced -292,767-292.8k
Pathstone Holdings, LLC Sold out -38,606-38.6k
ACADIAN ASSET MANAGEMENT LLC Reduced -27,252-27.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -20,936-20.9k
JANE STREET GROUP, LLC Sold out -13,186-13.2k
RENAISSANCE TECHNOLOGIES LLC Reduced -10,925-10.9k
Scientech Research LLC Sold out -10,108-10.1k
OSAIC HOLDINGS, INC. Reduced -3,030-3.0k
UBS Group AG Reduced -2,089-2.1k
Tower Research Capital LLC (TRC) Sold out -379-379

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Sermonix Pharmaceuticals, Inc. 13D · may seek influence -11.8 pts · filed 2026-10-28
Stated purposeThe assignment of the remaining prefunded warrant rights to acquire 2,352,932 common shares of Issuer effects the previously disclosed distribution-in-kind to PXV II as part of the plan of distribution to the owners of Sermonix's common stock as described in the original Schedule 13D and Item 5. Full filing
25.1% -11.8 pts 3.1m≈ $23.9m 2026-10-28
PERCEPTIVE ADVISORS LLC 13D · may seek influence no change · filed 2026-10-26 20.0% no change 1.9m≈ $17.4m 2026-10-26
ACORN BIOVENTURES, L.P. 13G · passive investor filed 2026-08-20 12.1% 1.5m≈ $11.5m 2026-08-20
ADAR1 Capital Management, LLC 13G · institution new · filed 2026-05-15 7.7% new 727.5k≈ $6.7m 2026-05-15

Fell to 5% or below in the last year: Baselake Partners, LP (1.9%, 2026-02-06)

Insider purchases and sales in Q1 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
505Q2 24: 1 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 5 sellingQ3 24Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 5 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 5 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 5 sellingQ1 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20241$100.2k0——
Q3 20240—5$5.0k—
Q4 20240—0——
Q1 20250—5——
Q2 20250—0——
Q3 20250—5——
Q4 20250—0——
Q1 20260—5$93.4k—
DateInsiderTradeSharesPrice ValueTheir holding
2026-03-04 Litton Mark James PRESIDENT and CEO, director Sold 5,156 $5.37 $27.7k5.2k shares -8%
2026-03-04 San Martin Javier CHIEF MEDICAL OFFICER Sold 1,720 $5.37 $9.2k1.7k shares -10%
2026-03-04 CHURCH KEVIN CHIEF SCIENTIFIC OFFICER Sold 1,359 $5.37 $7.3k1.4k shares -5%
2026-03-04 Worthington Mark GENERAL COUNSEL and CCO Sold 1,328 $5.37 $7.1k1.3k shares -7%
2026-03-04 Renninger Robert CHIEF FINANCIAL OFFICER Sold 906 $5.37 $4.9k906 shares -5%
2026-01-02 Litton Mark James President and CEO, director Sold 2,586 $6.88 $17.8k2.6k shares -6%
2026-01-02 San Martin Javier CHIEF MEDICAL OFFICER Sold 1,644 $6.88 $11.3k1.6k shares -14%
2026-01-02 CHURCH KEVIN CHIEF SCIENTIFIC OFFICER Sold 876 $6.88 $6.0k876 shares -4%
2026-01-02 Worthington Mark General Counsel and CCO Sold 876 $6.88 $6.0k876 shares -6%
2026-01-02 Renninger Robert Chief Financial Officer Sold 297 $6.88 $2.0k297 shares -2%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PERCEPTIVE ADVISORS LLC 0.38% of their portfolio NEW YORK, NY 1,859,3221.9m $19.1m $19.1m 0.38% Unchanged
2 Kalehua Capital Management LLC 3.11% of their portfolio DALLAS, TX 787,402787.4k $8.1m $8.1m 3.11% Added +393.7k +393,701
3 ADAR1 Capital Management, LLC 0.45% of their portfolio AUSTIN, TX 727,481727.5k $7.5m $7.5m 0.45% Added +333.8k +333,780
4 ACORN CAPITAL ADVISORS, LLC 1.85% of their portfolio NEW YORK, NY 634,539634.5k $6.5m $6.5m 1.85% Added +132.8k +132,800
5 NEA Management Company, LLC 0.27% of their portfolio TIMONIUM, MD 464,398464.4k $4.8m $4.8m 0.27% Unchanged
6 Commodore Capital LP 0.28% of their portfolio NEW YORK, NY 464,398464.4k $4.8m $4.8m 0.28% Unchanged
7 TCG Crossover Management, LLC 0.13% of their portfolio PALO ALTO, CA 464,398464.4k $4.7m $4.7m 0.13% Unchanged
8 Spruce Street Capital LP 0.92% of their portfolio NEW YORK, NY 393,701393.7k $3.8m $3.8m 0.92% Unchanged
9 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 194,760194.8k $2.0m $2.0m 0.00% First filing
10 Seven Fleet Capital Management LP 0.53% of their portfolio MOUNTAIN VIEW, CA 164,676164.7k $1.7m $1.7m 0.53% Added +36.7k +36,725
11 Simplify Asset Management Inc. 0.02% of their portfolio Las Vegas, NV 149,279149.3k $1.5m $1.5m 0.02% Unchanged
12 Propel Bio Management, LLC 0.94% of their portfolio Los Angeles, CA 149,279149.3k $1.5m $1.5m 0.94% Unchanged
13 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 80,32380.3k $826.2k $826.2k 0.00% Added +49.4k +49,379
14 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 64,22264.2k $660.2k $660.2k 0.00% Reduced -10.9k -10,925
15 BlackRock, Inc. 0.00% of their portfolio New York, NY 56,05156.1k $576.2k $576.2k 0.00% Added +18.4k +18,408
16 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 40,03940.0k $411.6k $411.6k 0.00% First filing
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 32,56632.6k $334.8k $334.8k 0.00% Reduced -274 -274
18 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 31,67831.7k $325.6k $325.6k 0.00% Reduced -292.8k -292,767
19 Laird Norton Wetherby Trust Company, LLC 0.00% of their portfolio Seattle, WA 21,81821.8k $224.3k $224.3k 0.00% Unchanged
20 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 16,33716.3k $167.9k $167.9k 0.00% Added +5.6k +5,600
21 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 14,39414.4k $148.0k $148.0k 0.00% Added +3.9k +3,933
22 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 13,27613.3k $136.5k $136.5k 0.00% Added +2.5k +2,530
23 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 10,23010.2k $105.0k $105.0k 0.00% Reduced -27.3k -27,252
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6,1806.2k $63.5k $63.5k 0.00% Reduced -3.0k -3,030
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,2252.2k $23.0k $23.0k 0.00% Added +1.9k +1,891
26 Vanguard Global Advisers, LLC 0.00% of their portfolio MALVERN, PA 1,3251.3k $13.6k $13.6k 0.00% First filing
27 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,2991.3k $13.4k $13.4k 0.00% Reduced -2.1k -2,089
28 Annis Gardner Whiting Capital Advisors, LLC 0.00% of their portfolio TAMPA, FL 1,0001.0k $10.3k $10.3k 0.00% New
29 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 471471 $4.8k $4.8k 0.00% Added +1 +1
30 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 410410 $4.2k $4.2k 0.00% Added +360 +360
31 American Capital Advisory, LLC 0.00% of their portfolio KETCHUM, ID 200200 $2.1k $2.1k 0.00% Unchanged
32 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 150150 $1.5k $1.5k 0.00% Unchanged
33 McIlrath & Eck, LLC 0.00% of their portfolio ARLINGTON, WA 8282 $843 $843 0.00% Unchanged
34 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 8181 $833 $833 0.00% Unchanged
35 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 3333 $296 $296 0.00% Unchanged
36 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 2323 $236 $236 0.00% Unchanged
37 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1212 $111 $111 0.00% Unchanged
38 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 1212 $123 $123 0.00% Unchanged
39 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 66 $62 $62 0.00% New
40 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 11 $10 $10 0.00% New