Vault-13

ATHIRA PHARMA INC

COM · CUSIP 04746L104

52 institutional holders -3 vs Q1 2025
16,083,19216.1m shares reported held*
$4.9mreported value*
5 new 11 added 6 reduced 8 sold out net bought ≈ $5.0k (+18.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($450.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $0.30. Options: 4 managers hold calls ($7.5k notional), 1 hold puts ($0).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 98Q4 22: 94Q1 23: 83Q2 23: 78Q3 23: 71Q4 23: 66Q1 24: 76Q2 24: 66Q3 24: 59Q4 24: 57Q1 25: 55Q2 25: 5252Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202298
Q4 202294
Q1 202383
Q2 202378
Q3 202371
Q4 202366
Q1 202476
Q2 202466
Q3 202459
Q4 202457
Q1 202555
Q2 202552

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 23: 17 bought or addedQ3 23: 44 cut or sold outQ4 23: 19 bought or addedQ4 23: 29 cut or sold outQ4 23Q1 24: 36 bought or addedQ1 24: 20 cut or sold outQ2 24: 15 bought or addedQ2 24: 36 cut or sold outQ2 24Q3 24: 23 bought or addedQ3 24: 32 cut or sold outQ4 24: 12 bought or addedQ4 24: 29 cut or sold outQ4 24Q1 25: 9 bought or addedQ1 25: 23 cut or sold outQ2 25: 16 bought or addedQ2 25: 14 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20231744
Q4 20231929
Q1 20243620
Q2 20241536
Q3 20242332
Q4 20241229
Q1 2025923
Q2 20251614

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60kQ3 24 calls: $52.2kQ3 24 puts: $45.7kQ3 24P/C 0.87Q4 24 calls: $12.1kQ4 24 puts: $2.5kQ4 24P/C 0.20Q1 25 calls: $4.1kQ1 25 puts: $1.3kQ1 25P/C 0.31Q2 25 calls: $7.5kQ2 25 puts: $0Q2 25P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2024$52.2k$45.7k0.87
Q4 2024$12.1k$2.5k0.20
Q1 2025$4.1k$1.3k0.31
Q2 2025$7.5k$00.00

Biggest buyers

CITADEL ADVISORS LLC Added +160,555+160.6k
UBS Group AG Added +126,924+126.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +61,771+61.8k
ROYAL BANK OF CANADA Added +40,158+40.2k
EWA, LLC New +35,765+35.8k
OSAIC HOLDINGS, INC. Added +32,600+32.6k
BML Capital Management, LLC Added +30,000+30.0k
Virtu Financial LLC New +24,742+24.7k
RENAISSANCE TECHNOLOGIES LLC Added +22,000+22.0k
TWO SIGMA SECURITIES, LLC New +11,680+11.7k

Biggest sellers

Bristlecone Advisors, LLC Sold out -252,200-252.2k
GSA CAPITAL PARTNERS LLP Sold out -88,233-88.2k
BlackRock, Inc. Reduced -80,745-80.7k
EASTERLY INVESTMENT PARTNERS LLC Sold out -33,500-33.5k
Qube Research & Technologies Ltd Reduced -28,384-28.4k
ACADIAN ASSET MANAGEMENT LLC Reduced -23,052-23.1k
Vanguard Personalized Indexing Management, LLC Sold out -14,165-14.2k
PRELUDE CAPITAL MANAGEMENT, LLC Sold out -11,000-11.0k
GEODE CAPITAL MANAGEMENT, LLC Reduced -5,534-5.5k
TWO SIGMA ADVISERS, LP Reduced -2,900-2.9k

Biggest calls

CITADEL ADVISORS LLC Added $7.3k24.1k shares
GROUP ONE TRADING LLC New $181600 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
SIMPLEX TRADING, LLC Added $02.1k shares

Biggest puts

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
ACORN BIOVENTURES, L.P. 13G · passive investor +1.0 pts · filed 2026-01-08 6.2% +1.0 pts 596.1k 2026-01-08

Fell to 5% or below in the last year: BML Investment Partners, L.P. (0.0%, 2025-12-18)

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PERCEPTIVE ADVISORS LLC 0.06% of their portfolio NEW YORK, NY 5,402,9645.4m $1.6m $1.6m 0.06% Unchanged
2 BML Capital Management, LLC 0.75% of their portfolio ZIONSVILLE, IN 3,230,6673.2m $975.7k $975.7k 0.75% Added +30.0k +30,000
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,537,9141.5m $464.4k $464.4k 0.00% Unchanged
4 Simplify Asset Management Inc. 0.03% of their portfolio Las Vegas, NV 1,492,7921.5m $450.8k $450.8k 0.03% Unchanged
5 Propel Bio Management, LLC 0.55% of their portfolio Los Angeles, CA 1,492,7921.5m $450.8k $450.8k 0.55% Unchanged
6 TANG CAPITAL MANAGEMENT LLC 0.01% of their portfolio SAN DIEGO, CA 600,000600.0k $181.2k $181.2k 0.01% Unchanged
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 416,203416.2k $125.7k $125.7k 0.00% Added +45 +45
8 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 405,481405.5k $120.0k $120.0k 0.00% Reduced -23.1k -23,052
9 BlackRock, Inc. 0.00% of their portfolio New York, NY 376,454376.5k $113.7k $113.7k 0.00% Reduced -80.7k -80,745
10 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 372,196372.2k $112.4k $112.4k 0.00% Unchanged
11 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 305,964306.0k $92.4k $92.4k 0.00% Reduced -5.5k -5,534
12 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 241,000241.0k $72.8k $72.8k 0.00% Added +22.0k +22,000
13 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 210,128210.1k $63.5k $63.5k 0.00% Added +160.6k +160,555
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 203,475203.5k $61.4k $61.4k 0.00% Added +126.9k +126,924
15 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 192,684192.7k $58.2k $58.2k 0.00% Reduced -28.4k -28,384
16 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 154,200154.2k $46.6k $46.6k 0.00% Reduced -2.9k -2,900
17 Laird Norton Wetherby Trust Company, LLC 0.01% of their portfolio Seattle, WA 127,309127.3k $38.4k $38.4k 0.01% Unchanged
18 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 107,381107.4k $32.4k $32.4k 0.00% Unchanged
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 80,52480.5k $24.3k $24.3k 0.00% Added +61.8k +61,771
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 60,10060.1k $18.0k $18.0k 0.00% Added +32.6k +32,600
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 54,31254.3k $16.0k $16.0k 0.00% Added +40.2k +40,158
22 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 53,60953.6k $16.2k $16.2k 0.00% Unchanged
23 Clarius Group, LLC 0.00% of their portfolio SEATTLE, WA 53,55153.6k $16.2k $16.2k 0.00% Unchanged
24 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 52,98653.0k $16.0k $16.0k 0.00% Added +6.8k +6,838
25 Integrity Financial Corp /WA 0.01% of their portfolio JACKSON, WY 52,90252.9k $16.0k $16.0k 0.01% Unchanged
26 Invst, LLC 0.00% of their portfolio INDIANAPOLIS, IN 45,00045.0k $13.6k $13.6k 0.00% Unchanged
27 EWA, LLC 0.00% of their portfolio PITTSBURGH, PA 35,76535.8k $10.8k $10.8k 0.00% New
28 BRIGHTON JONES LLC 0.00% of their portfolio SEATTLE, WA 32,20032.2k $9.7k $9.7k 0.00% Unchanged
29 Virtu Financial LLC 0.00% of their portfolio New York, NY 24,74224.7k $7.0k $7.0k 0.00% New
30 SIMON QUICK ADVISORS, LLC 0.00% of their portfolio MORRISTOWN, NJ 20,53820.5k $6.2k $6.2k 0.00% Unchanged
31 JOURNEY STRATEGIC WEALTH LLC 0.00% of their portfolio SUMMIT, NJ 20,53820.5k $6.2k $6.2k 0.00% Unchanged
32 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 20,00020.0k $6.0k $6.0k 0.00% Unchanged
33 Shay Capital LLC 0.00% of their portfolio NEW YORK, NY 18,58618.6k $5.6k $5.6k 0.00% Unchanged
34 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 16,15616.2k $4.0k $4.0k 0.00% Added +2.1k +2,079
35 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,69712.7k $3.8k $3.8k 0.00% Unchanged
36 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 11,68011.7k $3.5k $3.5k 0.00% New
37 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 11,04211.0k $3.3k $3.3k 0.00% Unchanged
38 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 9,0739.1k $2.7k $2.7k 0.00% Reduced -474 -474
39 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 5,5005.5k $1.7k $1.7k 0.00% New
40 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,1125.1k $1.5k $1.5k 0.00% Unchanged
41 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,0002.0k $604 $604 0.00% New
42 American Capital Advisory, LLC 0.00% of their portfolio KETCHUM, ID 2,0002.0k $604 $604 0.00% Unchanged
43 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 1,5001.5k $453 $453 0.00% Unchanged
44 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 1,3991.4k $422 $422 0.00% Added +38 +38
45 McIlrath & Eck, LLC 0.00% of their portfolio ARLINGTON, WA 825825 $249 $249 0.00% Unchanged
46 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 815815 $246 $246 0.00% Unchanged
47 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 519519 $157 $157 0.00% First filing
48 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 334334 $99 $99 0.00% Unchanged
49 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 228228 $69 $69 0.00% Unchanged
50 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 143143 $43 $43 0.00% Unchanged
51 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 44 $1 $1 0.00% Unchanged
52 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged