Vault-13

ATHERSYS INC NEW ATHXQ

COM NEW · Common Stock · CUSIP 04744L205

7 institutional holders -35 vs Q3 2023
275,728275.7k shares reported held*
$5.5kreported value*
2 new 1 added 1 reduced 38 sold out net sold ≈ $49.1k (-2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.02. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 43Q4 22: 49Q1 23: 46Q2 23: 45Q3 23: 42Q4 23: 77Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202243
Q4 202249
Q1 202346
Q2 202345
Q3 202342
Q4 20237

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 15 bought or addedQ4 22: 22 cut or sold outQ4 22Q1 23: 14 bought or addedQ1 23: 21 cut or sold outQ1 23Q2 23: 15 bought or addedQ2 23: 18 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 20 cut or sold outQ3 23Q4 23: 3 bought or addedQ4 23: 39 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221522
Q1 20231421
Q2 20231518
Q3 20231720
Q4 2023339

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ1 23 calls: $954.3kQ1 23 puts: $133.5kQ1 23P/C 0.14Q2 23 calls: $595.9kQ2 23 puts: $81.1kQ2 23P/C 0.14Q3 23 calls: $238.2kQ3 23 puts: $31.9kQ3 23P/C 0.13Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$954.3k$133.5k0.14
Q2 2023$595.9k$81.1k0.14
Q3 2023$238.2k$31.9k0.13
Q4 2023$0$0—

Biggest buyers

Strategic Wealth Investment Group, LLC Added +239,765+239.8k
Arlington Partners LLC New +250+250
Arlington Trust Co LLC New +250+250

Biggest sellers

Vahanian & Associates Financial Planning Inc. Sold out -939,530-939.5k
VANGUARD GROUP INC Sold out -543,219-543.2k
ARMISTICE CAPITAL, LLC Sold out -383,000-383.0k
GEODE CAPITAL MANAGEMENT, LLC Sold out -141,978-142.0k
Values First Advisors, Inc. Sold out -118,363-118.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -114,835-114.8k
BlackRock Inc. Sold out -87,760-87.8k
RENAISSANCE TECHNOLOGIES LLC Sold out -54,204-54.2k
MILLENNIUM MANAGEMENT LLC Sold out -52,095-52.1k
STATE STREET CORP Sold out -42,413-42.4k

Biggest calls

SIMPLEX TRADING, LLC Reduced $0181.1k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Strategic Wealth Investment Group, LLC 0.00% of their portfolio LOUISVILLE, KY 274,738274.7k $5.5k $5.5k 0.00% Added +239.8k +239,765
2 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 310310 $6 $6 0.00% Reduced -80 -80
3 Arlington Partners LLC 0.00% of their portfolio BIRMINGHAM, AL 250250 $5 $5 0.00% New
4 Arlington Trust Co LLC 0.00% of their portfolio BIRMINGHAM, AL 250250 $5 $5 0.00% New
5 Game Plan Financial Advisors, LLC 0.00% of their portfolio WESTLAKE, OH 120120 $2 $2 0.00% First filing
6 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 4949 $0 $0 0.00% Unchanged
7 Fairman Group, LLC 0.00% of their portfolio CHESTERBROOK, PA 1111 $0 $0 0.00% First filing