Vault-13

ASTERA LABS INC ALAB

COM · Common Stock · CUSIP 04626A103 · ISIN US04626A1034

Semiconductor company

147 institutional holders +25 vs Q1 2024
52,768,86252.8m shares reported held*
33.7% of all shares outstanding*
$3.2bnreported value*
74 new 37 added 22 reduced 48 sold out net bought ≈ $555.4m (+9.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 156.7m as of 2024-07-31, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $60.50. Options: 17 managers hold calls ($75.2m notional), 15 hold puts ($75.4m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q1 24: 122Q2 24: 147147Q1 24Q2 24
Numbers
QuarterHolders
Q1 2024122
Q2 2024147

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $50.9mQ1 24 puts: $34.4mQ1 24P/C 0.68Q2 24 calls: $75.2mQ2 24 puts: $75.4mQ2 24P/C 1.00
Numbers
QuarterCallsPutsP/C
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$50.9m$34.4m0.68
Q2 2024$75.2m$75.4m1.00

Biggest buyers

FMR LLC Added +6,946,576+6.9m
JPMORGAN CHASE & CO Added +1,640,210+1.6m
GOLDMAN SACHS GROUP INC New +1,037,674+1.0m
BlackRock Inc. Added +639,609+639.6k
ALLIANCEBERNSTEIN L.P. Added +518,919+518.9k
Invesco Ltd. Added +430,043+430.0k
GEODE CAPITAL MANAGEMENT, LLC Added +315,457+315.5k
VANGUARD GROUP INC Added +288,357+288.4k
STATE STREET CORP New +255,769+255.8k
Greenhouse Funds LLLP New +250,545+250.5k

Biggest sellers

CITADEL ADVISORS LLC Sold out -623,000-623.0k
BAMCO INC /NY/ Sold out -500,000-500.0k
PRICE T ROWE ASSOCIATES INC /MD/ Reduced -385,514-385.5k
T. Rowe Price Investment Management, Inc. Sold out -330,648-330.6k
Dragoneer Investment Group, LLC Sold out -300,000-300.0k
Capital Research Global Investors Sold out -300,000-300.0k
JANUS HENDERSON GROUP PLC Sold out -269,911-269.9k
Balyasny Asset Management L.P. Sold out -240,317-240.3k
SOROS FUND MANAGEMENT LLC Sold out -201,600-201.6k
Alyeska Investment Group, L.P. Reduced -201,143-201.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $12.3m203.4k shares
JPMORGAN CHASE & CO New $12.1m200.0k shares
CITADEL ADVISORS LLC Added $9.6m158.2k shares
IMC-Chicago, LLC Added $8.3m136.4k shares
GOLDMAN SACHS GROUP INC New $7.3m120.0k shares
JANE STREET GROUP, LLC Reduced $6.2m101.8k shares
WOLVERINE TRADING, LLC Added $4.5m74.5k shares
Walleye Trading LLC Added $4.4m72.9k shares
GROUP ONE TRADING LLC Added $4.1m67.2k shares
SIMPLEX TRADING, LLC Reduced $3.9m64.0k shares

Biggest puts

GOLDMAN SACHS GROUP INC New $45.6m753.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $8.7m143.7k shares
SIMPLEX TRADING, LLC Added $5.0m82.9k shares
IMC-Chicago, LLC Added $4.4m73.1k shares
CITADEL ADVISORS LLC Reduced $2.4m39.5k shares
JANE STREET GROUP, LLC Reduced $2.1m35.1k shares
WOLVERINE TRADING, LLC Added $1.5m24.5k shares
Sculptor Capital LP New $1.4m22.6k shares
GROUP ONE TRADING LLC Added $1.2m20.2k shares
Squarepoint Ops LLC New $1.2m20.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution filed 2026-10-07 9.1% 15.8m≈ $7.6bn 2026-10-07
BlackRock, Inc. 13G · institution +1.2 pts · filed 2026-07-27 7.4% +1.2 pts 12.7m≈ $6.1bn 2026-07-27
Mohan Jitendra 13G · exempt (held before listing) filed 2025-11-14 5.4% 9.2m≈ $4.4bn 2025-11-14

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-26), Gajendra Sanjay (4.5%, 2025-11-14)

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 3 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 2 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——
Q1 20243$1.3m0——
Q2 20240—2$505.1k—
DateInsiderTradeSharesPrice ValueTheir holding
2024-05-16 Tate Michael Truett Chief Financial Officer Sold 5,533 $76.67 $424.2k5.5k shares -<1%
2024-05-16 Mazzara Philip General Counsel and Secretary Sold 1,055 $76.67 $80.9k1.1k shares -<1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.09% of their portfolio BOSTON, MA 23,350,54723.4m $1.4bn $1.4bn 0.09% Added +6.9m +6,946,576
2 Intel Corp 70.75% of their portfolio Santa Clara, CA 5,903,2695.9m $357.2m $357.2m 70.75% Reduced -138.9k -138,888
3 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,841,4902.8m $171.9m $171.9m 0.01% Added +1.6m +1,640,210
4 Atreides Management, LP 5.49% of their portfolio BOSTON, MA 2,776,3292.8m $168.0m $168.0m 5.49% Added +110.5k +110,537
5 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,003,7952.0m $121.2m $121.2m 0.00% Added +288.4k +288,357
6 BlackRock Inc. 0.00% of their portfolio New York, NY 1,489,6091.5m $90.1m $90.1m 0.00% Added +639.6k +639,609
7 Invesco Ltd. 0.02% of their portfolio ATLANTA, GA 1,441,6231.4m $87.2m $87.2m 0.02% Added +430.0k +430,043
8 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,037,6741.0m $62.8m $62.8m 0.01% New
9 MAVERICK CAPITAL LTD 1.14% of their portfolio DALLAS, TX 996,750996.8k $60.3m $60.3m 1.14% Unchanged
10 SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC 2.62% of their portfolio Boston, MA 940,601940.6k $56.9m $56.9m 2.62% Added +172.6k +172,587
11 LORD, ABBETT & CO. LLC 0.09% of their portfolio JERSEY CITY, NJ 875,684875.7k $53.0m $53.0m 0.09% Reduced -17.7k -17,716
12 Capital World Investors 0.01% of their portfolio LOS ANGELES, CA 600,000600.0k $36.3m $36.3m 0.01% Unchanged
13 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 565,155565.2k $34.2m $34.2m 0.01% Added +518.9k +518,919
14 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.06% of their portfolio Boston, MA 525,000525.0k $31.8m $31.8m 0.06% Added +25.0k +25,000
15 NEUBERGER BERMAN GROUP LLC 0.02% of their portfolio NEW YORK, NY 473,795473.8k $28.7m $28.7m 0.02% Added +44.3k +44,251
16 Artisan Partners Limited Partnership 0.04% of their portfolio Milwaukee, WI 455,224455.2k $27.5m $27.5m 0.04% Reduced -2.5k -2,458
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 447,960448.0k $27.1m $27.1m 0.00% Added +215.1k +215,148
18 Valor Management LLC 5.94% of their portfolio CHICAGO, IL 446,189446.2k $27.0m $27.0m 5.94% Unchanged
19 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 441,259441.3k $26.7m $26.7m 0.00% Added +315.5k +315,457
20 Altimeter Capital Management, LP 0.36% of their portfolio MENLO PARK, CA 400,000400.0k $24.2m $24.2m 0.36% Unchanged
21 Alyeska Investment Group, L.P. 0.11% of their portfolio CHICAGO, IL 323,257323.3k $19.6m $19.6m 0.11% Reduced -201.1k -201,143
22 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 278,051278.1k $16.8m $16.8m 0.01% Added +160.4k +160,417
23 AMAZON COM INC 0.67% of their portfolio SEATTLE, WA 277,777277.8k $16.8m $16.8m 0.67% Unchanged
24 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 255,769255.8k $15.5m $15.5m 0.00% New
25 Greenhouse Funds LLLP 0.79% of their portfolio BALTIMORE, MD 250,545250.5k $15.2m $15.2m 0.79% New
26 Value Aligned Research Advisors, LLC 3.31% of their portfolio PRINCETON, NJ 249,891249.9k $15.1m $15.1m 3.31% Added +224.5k +224,465
27 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 214,486214.5k $13.0m $13.0m 0.00% Reduced -385.5k -385,514
28 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 207,903207.9k $12.6m $12.6m 0.02% Reduced -43.7k -43,693
29 FRED ALGER MANAGEMENT, LLC 0.06% of their portfolio NEW YORK, NY 193,156193.2k $11.7m $11.7m 0.06% Reduced -165.3k -165,265
30 Blackstone Inc. 0.04% of their portfolio NEW YORK, NY 139,000139.0k $8.4m $8.4m 0.04% Added +15.0k +15,000
31 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 138,178138.2k $8.4m $8.4m 0.00% New
32 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 136,936136.9k $8.3m $8.3m 0.01% Reduced -173.9k -173,948
33 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 122,494122.5k $7.4m $7.4m 0.00% New
34 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 107,527107.5k $6.5m $6.5m 0.01% Added +17.0k +16,968
35 LMR Partners LLP 0.13% of their portfolio LONDON, X0 100,000100.0k $6.1m $6.1m 0.13% Reduced -25.0k -25,000
36 SEVEN GRAND MANAGERS, LLC 2.73% of their portfolio BRONXVILLE, NY 100,000100.0k $6.1m $6.1m 2.73% Added +50.0k +50,000
37 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio Boston, MA 91,40891.4k $5.5m $5.5m 0.00% Added +2.3k +2,343
38 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 87,89687.9k $5.3m $5.3m 0.01% Reduced -135.8k -135,839
39 Gratus Capital, LLC 0.18% of their portfolio ATLANTA, GA 74,78174.8k $4.5m $4.5m 0.18% New
40 UBS Group AG 0.00% of their portfolio ZURICH, V8 73,97474.0k $4.5m $4.5m 0.00% Added +73.4k +73,360
41 TIGER GLOBAL MANAGEMENT LLC 0.02% of their portfolio New York, NY 70,00070.0k $4.2m $4.2m 0.02% Unchanged
42 Squarepoint Ops LLC 0.02% of their portfolio NEW YORK, NY 69,62669.6k $4.2m $4.2m 0.02% Added +126 +126
43 Woodline Partners LP 0.04% of their portfolio San Francisco, CA 66,46266.5k $4.0m $4.0m 0.04% Added +1.5k +1,517
44 Linden Thomas Advisory Services, LLC 0.49% of their portfolio Charlotte, NC 52,67052.7k $3.2m $3.2m 0.49% New
45 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 51,69951.7k $3.1m $3.1m 0.00% New
46 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 49,62749.6k $3.0m $3.0m 0.00% New
47 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 49,50049.5k $3.0m $3.0m 0.00% New
48 Walleye Capital LLC 0.03% of their portfolio NEW YORK, NY 43,60343.6k $2.6m $2.6m 0.03% Reduced -6.4k -6,397
49 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 40,82340.8k $2.5m $2.5m 0.00% Added +37.6k +37,613
50 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 38,85938.9k $2.4m $2.4m 0.00% New
51 Sigma Planning Corp 0.07% of their portfolio ANN ARBOR, MI 38,60538.6k $2.3m $2.3m 0.07% New
52 SYCOMORE ASSET MANAGEMENT 0.36% of their portfolio PARIS, I0 36,64736.6k $2.0m $2.0m 0.36% New
53 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 36,25236.3k $2.2m $2.2m 0.01% New
54 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 32,60732.6k $2.0m $2.0m 0.00% Added +107 +107
55 Lisanti Capital Growth, LLC 0.44% of their portfolio NEW YORK, NY 30,11530.1k $1.8m $1.8m 0.44% New
56 Pier Capital, LLC 0.26% of their portfolio STAMFORD, CT 28,86828.9k $1.7m $1.7m 0.26% Reduced -529 -529
57 DISCOVERY CAPITAL MANAGEMENT, LLC / CT 0.20% of their portfolio SOUTH NORWALK, CT 25,00025.0k $1.5m $1.5m 0.20% Reduced -25.0k -25,000
58 Tidal Investments LLC 0.02% of their portfolio Milwaukee, WI 24,91024.9k $1.5m $1.5m 0.02% New
59 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 24,64724.6k $1.5m $1.5m 0.00% New
60 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 23,29623.3k $1.4m $1.4m 0.04% New
61 Sculptor Capital LP 0.03% of their portfolio New York, NY 22,60022.6k $1.4m $1.4m 0.03% New
62 Essex Financial Services, Inc. 0.07% of their portfolio ESSEX, CT 22,35122.4k $916.6k $916.6k 0.07% New
63 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 22,10022.1k $1.3m $1.3m 0.00% New
64 GILDER GAGNON HOWE & CO LLC 0.02% of their portfolio New York, NY 20,85020.9k $1.3m $1.3m 0.02% New
65 ARDSLEY ADVISORY PARTNERS LP 0.22% of their portfolio Norwalk, CT 20,50020.5k $1.2m $1.2m 0.22% New
66 Magnetar Financial LLC 0.03% of their portfolio EVANSTON, IL 20,30520.3k $1.2m $1.2m 0.03% New
67 Crestwood Capital Management, L.P. 0.86% of their portfolio NEW YORK, NY 20,00020.0k $1.2m $1.2m 0.86% Unchanged
68 Renaissance Capital LLC 0.67% of their portfolio Stamford, CT 19,79319.8k $1.2m $1.2m 0.67% New
69 PEAK6 Investments LLC 0.05% of their portfolio CHICAGO, IL 18,00818.0k $1.1m $1.1m 0.05% New
70 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 17,47917.5k $1.1m $1.1m 0.00% Added +16.1k +16,138
71 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 16,67316.7k $1.0m $1.0m 0.00% New
72 SEVEN EIGHT CAPITAL, LP 0.10% of their portfolio New York, NY 16,43416.4k $994.4k $994.4k 0.10% New
73 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 15,00015.0k $907.6k $907.6k 0.02% Added +14.6k +14,593
74 TrinityBridge Ltd 0.03% of their portfolio LONDON, X0 15,00015.0k $908.0k $908.0k 0.03% New
75 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 13,46313.5k $814.6k $814.6k 0.00% New
76 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 12,13212.1k $734.0k $734.0k 0.00% Added +6.1k +6,108
77 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 11,35411.4k $687.0k $687.0k 0.00% Reduced -1.5k -1,475
78 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 11,15511.2k $675.0k $675.0k 0.00% Reduced -54.8k -54,816
79 NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio TOKYO, M0 9,8299.8k $594.8k $594.8k 0.00% Added +3.0k +3,027
80 Treasurer of the State of North Carolina 0.00% of their portfolio RALEIGH, NC 9,5909.6k $580.0k $580.0k 0.00% New
81 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 9,5359.5k $577.0k $577.0k 0.00% Added +2.1k +2,053
82 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 8,8488.8k $535.4k $535.4k 0.01% New
83 Ground Swell Capital, LLC 0.51% of their portfolio FOLLY BEACH, SC 8,6638.7k $524.2k $524.2k 0.51% New
84 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio COLUMBUS, OH 8,3998.4k $508.2k $508.2k 0.00% New
85 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 7,3257.3k $443.2k $443.2k 0.01% New
86 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 6,9346.9k $419.6k $419.6k 0.01% New
87 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 6,8726.9k $415.8k $415.8k 0.00% New
88 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 6,3556.4k $384.5k $384.5k 0.01% New
89 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 6,3336.3k $383.2k $383.2k 0.00% Reduced -109.9k -109,932
90 Central Pacific Bank - Trust Division 0.04% of their portfolio HONOLULU, HI 6,0036.0k $363.2k $363.2k 0.04% Added +356 +356
91 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 5,8345.8k $353.0k $353.0k 0.00% New
92 Marex Group Ltd 0.01% of their portfolio London, X0 5,7315.7k $346.8k $346.8k 0.01% New
93 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 5,6435.6k $341.5k $341.5k 0.00% New
94 Strategic Blueprint, LLC 0.02% of their portfolio ATLANTA, GA 5,4895.5k $332.1k $332.1k 0.02% New
95 HOEY INVESTMENTS, INC 0.06% of their portfolio COATESVILLE, PA 5,0875.1k $307.8k $307.8k 0.06% Added +2.9k +2,937
96 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 5,0835.1k $307.6k $307.6k 0.00% Added +2.3k +2,328
97 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 5,0005.0k $302.6k $302.6k 0.00% Reduced -13.7k -13,700
98 Prairie Sky Financial Group LLC 0.19% of their portfolio Lake Bluff, IL 5,0005.0k $302.6k $302.6k 0.19% Reduced -682 -682
99 Cherry Creek Investment Advisors, Inc. 0.14% of their portfolio ENGLEWOOD, CO 4,4754.5k $270.8k $270.8k 0.14% New
100 Engineers Gate Manager LP 0.01% of their portfolio NEW YORK, NY 4,4124.4k $267.0k $267.0k 0.01% New