Vault-13

ASSERTIO HOLDINGS INC ASRT 6.5 09.01.27

NOTE 6.500% 9/0 · US DOMESTIC · CUSIP 04546CAB2

6 institutional holders +0 vs Q1 2025
$7.2mprincipal reported held*
$27.6mreported value*
0 new 2 added 2 reduced 0 sold out net sold ≈ $1.7m

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0258Q1 24: 7Q2 24: 6Q3 24: 6Q4 24: 4Q1 25: 6Q2 25: 66Q1 24Q2 24Q3 24Q4 24Q1 25Q2 25
Numbers
QuarterHolders
Q1 20247
Q2 20246
Q3 20246
Q4 20244
Q1 20256
Q2 20256

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
404Q2 24: 1 bought or addedQ2 24: 3 cut or sold outQ2 24Q3 24: 0 bought or addedQ3 24: 0 cut or sold outQ3 24Q4 24: 1 bought or addedQ4 24: 3 cut or sold outQ4 24Q1 25: 2 bought or addedQ1 25: 3 cut or sold outQ1 25Q2 25: 2 bought or addedQ2 25: 2 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q2 202413
Q3 202400
Q4 202413
Q1 202523
Q2 202522

Biggest buyers

L & S Advisors Inc Added +488,000+488.0k
Regal Investment Advisors LLC Added +223,000+223.0k

Biggest sellers

DeepCurrents Investment Group LLC Reduced -2,078,000-2.1m
Walleye Capital LLC Reduced -508,000-508.0k

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 DeepCurrents Investment Group LLC 0.17% of their portfolio NEW YORK, NY 5,272,0005.3m $4.8m $4.8m 0.17% Reduced -2.1m -2,078,000
2 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 942,000942.0k $852.8k $852.8k 0.01% Reduced -508.0k -508,000
3 L & S Advisors Inc 0.06% of their portfolio Los Angeles, CA 688,000688.0k $619.6k $619.6k 0.06% Added +488.0k +488,000
4 Regal Investment Advisors LLC 0.02% of their portfolio KENTWOOD, MI 258,000258.0k $238.0k $238.0k 0.02% Added +223.0k +223,000
5 Context Capital Management, LLC 0.72% of their portfolio LAJOLLA, CA 23,38023.4k $21.2m $21.2m 0.72% Unchanged
6 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged