Vault-13

ASSERTIO HOLDINGS INC

COM NEW · Common Stock · CUSIP 04546C304

1 institutional holders -65 vs Q1 2026
55 shares reported held*
$118reported value*
0 new 0 added 0 reduced 64 sold out net sold ≈ $58.9m (-2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.60.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q1 23: 1Q2 23: 0Q3 23: 0Q4 23: 0Q1 24: 0Q2 24: 0Q3 24: 0Q4 24: 0Q1 25: 0Q2 25: 0Q3 25: 0Q4 25: 52Q1 26: 66Q2 26: 11Q1 23Q4 23Q3 24Q2 25Q2 26
Numbers
QuarterHolders
Q1 20231
Q2 20230
Q3 20230
Q4 20230
Q1 20240
Q2 20240
Q3 20240
Q4 20240
Q1 20250
Q2 20250
Q3 20250
Q4 202552
Q1 202666
Q2 20261

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 23: 0 bought or addedQ2 23: 1 cut or sold outQ2 23Q1 26: 37 bought or addedQ1 26: 13 cut or sold outQ1 26Q2 26: 0 bought or addedQ2 26: 64 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q2 202301
Q1 20263713
Q2 2026064

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 25 calls: $0Q3 25 puts: $0Q3 25P/C —Q4 25 calls: $1.4mQ4 25 puts: $0Q4 25P/C 0.00Q1 26 calls: $4.7mQ1 26 puts: $659.5kQ1 26P/C 0.14Q2 26 calls: $0Q2 26 puts: $0Q2 26P/C —
Numbers
QuarterCallsPutsP/C
Q3 2025$0$0—
Q4 2025$1.4m$00.00
Q1 2026$4.7m$659.5k0.14
Q2 2026$0$0—

Biggest buyers

None

Biggest sellers

Nantahala Capital Management, LLC Sold out -692,335-692.3k
VANGUARD CAPITAL MANAGEMENT LLC Sold out -268,952-269.0k
Opaleye Management Inc. Sold out -265,707-265.7k
RENAISSANCE TECHNOLOGIES LLC Sold out -228,599-228.6k
EDGEWOOD MANAGEMENT LLC Sold out -107,517-107.5k
BlackRock, Inc. Sold out -90,035-90.0k
JANE STREET GROUP, LLC Sold out -79,436-79.4k
GEODE CAPITAL MANAGEMENT, LLC Sold out -76,314-76.3k
Walleye Capital LLC Sold out -65,926-65.9k
SEI INVESTMENTS CO Sold out -54,940-54.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Nantahala Capital Management, LLC (0.0%, 2026-06-02)

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 55 $118 $118 0.00% Unchanged