Vault-13

ASENSUS SURGICAL INC TRXC

COM · Common Stock · CUSIP 04367G103 · ISIN US04367G1031

65 institutional holders -8 vs Q1 2024
39,738,33339.7m shares reported held*
$13.2mreported value*
11 new 10 added 12 reduced 18 sold out net bought ≈ $5.0m (+15.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.33. Options: 2 managers hold calls ($4.1k notional), 3 hold puts ($1.3k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 83Q4 22: 75Q1 23: 80Q2 23: 81Q3 23: 69Q4 23: 74Q1 24: 73Q2 24: 6565Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202283
Q4 202275
Q1 202380
Q2 202381
Q3 202369
Q4 202374
Q1 202473
Q2 202465

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 18 bought or addedQ4 22: 36 cut or sold outQ4 22Q1 23: 27 bought or addedQ1 23: 27 cut or sold outQ2 23: 16 bought or addedQ2 23: 30 cut or sold outQ2 23Q3 23: 21 bought or addedQ3 23: 30 cut or sold outQ4 23: 24 bought or addedQ4 23: 15 cut or sold outQ4 23Q1 24: 24 bought or addedQ1 24: 32 cut or sold outQ2 24: 21 bought or addedQ2 24: 30 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221836
Q1 20232727
Q2 20231630
Q3 20232130
Q4 20232415
Q1 20242432
Q2 20242130

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ3 23 calls: $158.3kQ3 23 puts: $61.5kQ3 23P/C 0.39Q4 23 calls: $121.7kQ4 23 puts: $50.8kQ4 23P/C 0.42Q1 24 calls: $1.0kQ1 24 puts: $276Q1 24P/C 0.27Q2 24 calls: $4.1kQ2 24 puts: $1.3kQ2 24P/C 0.31
Numbers
QuarterCallsPutsP/C
Q3 2023$158.3k$61.5k0.39
Q4 2023$121.7k$50.8k0.42
Q1 2024$1.0k$2760.27
Q2 2024$4.1k$1.3k0.31

Biggest buyers

Beryl Capital Management LLC New +14,501,407+14.5m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +1,247,229+1.2m
Crystalline Management Inc. New +516,162+516.2k
JANE STREET GROUP, LLC Added +220,240+220.2k
GEODE CAPITAL MANAGEMENT, LLC Added +98,724+98.7k
TWO SIGMA SECURITIES, LLC New +91,480+91.5k
STATE STREET CORP Added +45,700+45.7k
JPMORGAN CHASE & CO Added +36,924+36.9k
FNY Investment Advisers, LLC New +25,000+25.0k
JBF Capital, Inc. New +23,016+23.0k

Biggest sellers

UBS Group AG Reduced -402,364-402.4k
MORGAN STANLEY Reduced -251,730-251.7k
AlphaCentric Advisors LLC Sold out -250,000-250.0k
Virtu Financial LLC Sold out -249,019-249.0k
MILLENNIUM MANAGEMENT LLC Sold out -223,288-223.3k
PRICE T ROWE ASSOCIATES INC /MD/ Sold out -185,500-185.5k
Creative Planning Sold out -43,583-43.6k
CITADEL ADVISORS LLC Sold out -26,106-26.1k
Guardian Asset Advisors, LLC Sold out -20,000-20.0k
ENVESTNET ASSET MANAGEMENT INC Sold out -16,000-16.0k

Biggest calls

GTS SECURITIES LLC New $4.1k12.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SIMPLEX TRADING, LLC New $1.0k4.1k shares
GROUP ONE TRADING LLC Unchanged $266800 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Beryl Capital Management LLC 1.45% of their portfolio REDONDO BEACH, CA 14,501,40714.5m $4.8m $4.8m 1.45% New
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 11,588,28211.6m $3.9m $3.9m 0.00% Unchanged
3 BlackRock Inc. 0.00% of their portfolio New York, NY 3,467,6213.5m $1.2m $1.2m 0.00% Added +3 +3
4 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 2,498,1532.5m $832.1k $832.1k 0.00% Added +98.7k +98,724
5 MASTERS CAPITAL MANAGEMENT LLC 0.12% of their portfolio ATLANTA, GA 2,000,0002.0m $666.0k $666.0k 0.12% Unchanged
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 1,276,9201.3m $425.2k $425.2k 0.00% Added +1.2m +1,247,229
7 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 946,829946.8k $315.3k $315.3k 0.00% Added +45.7k +45,700
8 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 572,083572.1k $190.5k $190.5k 0.00% Reduced -395 -395
9 Crystalline Management Inc. 0.20% of their portfolio Montreal, Quebec, Z4 516,162516.2k $171.9k $171.9k 0.20% New
10 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 489,252489.3k $162.9k $162.9k 0.00% Added +220.2k +220,240
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 283,536283.5k $94.4k $94.4k 0.00% Reduced -402.4k -402,364
12 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 279,938279.9k $92.4k $92.4k 0.00% Reduced -1.4k -1,429
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 175,012175.0k $58.3k $58.3k 0.00% Added +36.9k +36,924
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 162,629162.6k $54.2k $54.2k 0.00% Reduced -15.2k -15,192
15 Mirador Capital Partners LP 0.01% of their portfolio PLEASANTON, CA 110,000110.0k $36.6k $36.6k 0.01% Unchanged
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 100,787100.8k $33.6k $33.6k 0.00% Unchanged
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 100,053100.1k $33.3k $33.3k 0.00% Reduced -251.7k -251,730
18 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 91,48091.5k $30.5k $30.5k 0.00% New
19 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 88,72588.7k $29.5k $29.5k 0.00% Unchanged
20 LAZARI CAPITAL MANAGEMENT, INC. 0.01% of their portfolio WOODLAND HILLS, CA 70,00070.0k $23.3k $23.3k 0.01% Unchanged
21 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 50,00050.0k $16.6k $16.6k 0.00% Unchanged
22 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 46,51646.5k $15.5k $15.5k 0.00% Added +1.9k +1,949
23 Leonteq Securities AG 0.00% of their portfolio ZURICH, V8 45,00045.0k $15.0k $15.0k 0.00% Unchanged
24 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 25,00025.0k $8.0k $8.0k 0.01% New
25 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 24,24424.2k $8.1k $8.1k 0.00% Unchanged
26 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 24,19524.2k $8.1k $8.1k 0.00% Unchanged
27 JBF Capital, Inc. 0.00% of their portfolio Aspen, CO 23,01623.0k $7.7k $7.7k 0.00% New
28 Baader Bank Aktiengesellschaft 0.00% of their portfolio Unterschleissheim, 2M 22,90122.9k $6.2k $6.2k 0.00% New
29 Alpha Cubed Investments, LLC 0.00% of their portfolio COSTA MESA, CA 15,00015.0k $5.0k $5.0k 0.00% Unchanged
30 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 14,07214.1k $4.7k $4.7k 0.00% Added +39 +39
31 Avantax Planning Partners, Inc. 0.00% of their portfolio DUBUQUE, IA 12,93612.9k $4.3k $4.3k 0.00% Unchanged
32 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 12,37912.4k $4.1k $4.1k 0.00% Unchanged
33 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 12,17612.2k $4.0k $4.0k 0.00% Reduced -121 -121
34 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 10,66110.7k $3.6k $3.6k 0.00% Unchanged
35 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 10,49210.5k $3.5k $3.5k 0.00% Unchanged
36 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 10,01310.0k $3.3k $3.3k 0.00% Reduced -1.1k -1,099
37 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 10,00010.0k $3.3k $3.3k 0.00% Unchanged
38 Clear Harbor Asset Management, LLC 0.00% of their portfolio Stamford, CT 10,00010.0k $3.3k $3.3k 0.00% New
39 LEVEL FOUR ADVISORY SERVICES, LLC 0.00% of their portfolio DALLAS, TX 10,00010.0k $3.3k $3.3k 0.00% Reduced -139 -139
40 LJI Wealth Management, LLC 0.00% of their portfolio INDIANAPOLIS, IN 10,00010.0k $3.3k $3.3k 0.00% Reduced -3.0k -3,000
41 FMR LLC 0.00% of their portfolio BOSTON, MA 4,8144.8k $1.6k $1.6k 0.00% Added +4.8k +4,804
42 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 4,0004.0k $1.3k $1.3k 0.00% New
43 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 3,3003.3k $1.1k $1.1k 0.00% Added +3.0k +3,000
44 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,0002.0k $666 $666 0.00% Unchanged
45 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,4891.5k $0 $0 0.00% Reduced -231 -231
46 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,1051.1k $368 $368 0.00% Unchanged
47 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,0771.1k $359 $359 0.00% Unchanged
48 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 500500 $167 $167 0.00% Unchanged
49 Activest Wealth Management 0.00% of their portfolio AVENTURA, FL 462462 $154 $154 0.00% Unchanged
50 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 364364 $121 $121 0.00% Unchanged
51 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 302302 $101 $101 0.00% Unchanged
52 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 265265 $88 $88 0.00% Unchanged
53 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 262262 $87 $87 0.00% Reduced -1.1k -1,123
54 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 241241 $80 $80 0.00% Reduced -1.0k -1,000
55 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 193193 $64 $64 0.00% Unchanged
56 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 129129 $43 $43 0.00% Unchanged
57 Frazier Financial Advisors, LLC 0.00% of their portfolio COLUMBUS, OH 9595 $32 $32 0.00% Unchanged
58 CWM, LLC 0.00% of their portfolio OMAHA, NE 8282 $0 $0 0.00% New
59 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 7777 $26 $26 0.00% Unchanged
60 STUDIO INVESTMENT MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 4949 $16 $16 0.00% Unchanged
61 Gleason Group, Inc. 0.00% of their portfolio PROSPECT, KY 2020 $7 $7 0.00% Unchanged
62 Center for Financial Planning, Inc. 0.00% of their portfolio SOUTHFIED, MI 1616 $6 $6 0.00% Unchanged
63 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 1616 $5 $5 0.00% New
64 Laurel Wealth Advisors LLC 0.00% of their portfolio CHARLOTTE, NC 55 $2 $2 0.00% New
65 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged