Vault-13

ARROWROOT ACQUISITION CORP

CL A COM · CUSIP 04282M102

28 institutional holders -49 vs Q4 2022
4,507,7714.5m shares reported held*
$46.1mreported value*
9 new 7 added 8 reduced 57 sold out net sold ≈ $188.9m (-18.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.23.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 78Q4 22: 77Q1 23: 2828Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202278
Q4 202277
Q1 202328

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 19 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 16 bought or addedQ1 23: 65 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221918
Q1 20231665

Biggest buyers

Meteora Capital, LLC New +430,423+430.4k
WOLVERINE ASSET MANAGEMENT LLC Added +284,462+284.5k
Shaolin Capital Management LLC New +250,000+250.0k
COWEN AND COMPANY, LLC Added +199,038+199.0k
BOOTHBAY FUND MANAGEMENT, LLC New +193,212+193.2k
GLAZER CAPITAL, LLC Added +166,670+166.7k
LONGFELLOW INVESTMENT MANAGEMENT CO LLC New +107,274+107.3k
MIZUHO SECURITIES USA LLC New +75,000+75.0k
BANK OF MONTREAL /CAN/ Added +45,459+45.5k
Cubist Systematic Strategies, LLC Added +29,992+30.0k

Biggest sellers

Saba Capital Management, L.P. Sold out -1,595,486-1.6m
MARSHALL WACE, LLP Sold out -1,327,014-1.3m
Periscope Capital Inc. Reduced -1,257,325-1.3m
HSBC HOLDINGS PLC Sold out -1,147,485-1.1m
MILLENNIUM MANAGEMENT LLC Sold out -1,008,094-1.0m
Polar Asset Management Partners Inc. Reduced -1,006,993-1.0m
Magnetar Financial LLC Sold out -998,186-998.2k
Linden Advisors LP Sold out -861,597-861.6k
NOMURA HOLDINGS INC Sold out -766,455-766.5k
AQR Arbitrage LLC Sold out -759,301-759.3k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Westchester Capital Management, LLC 0.15% of their portfolio VALHALLA, NY 460,039460.0k $4.7m $4.7m 0.15% Reduced -296.1k -296,127
2 Polar Asset Management Partners Inc. 0.08% of their portfolio TORONTO, A6 445,000445.0k $4.5m $4.5m 0.08% Reduced -1.0m -1,006,993
3 Meteora Capital, LLC 0.52% of their portfolio Boca Raton, FL 430,423430.4k $4.4m $4.4m 0.52% New
4 FIR TREE CAPITAL MANAGEMENT LP 0.33% of their portfolio New York, NY 400,000400.0k $4.1m $4.1m 0.33% Reduced -634.4k -634,376
5 GLAZER CAPITAL, LLC 0.20% of their portfolio New York, NY 360,261360.3k $3.7m $3.7m 0.20% Added +166.7k +166,670
6 WOLVERINE ASSET MANAGEMENT LLC 0.06% of their portfolio CHICAGO, IL 350,028350.0k $3.6m $3.6m 0.06% Added +284.5k +284,462
7 Karpus Management, Inc. 0.10% of their portfolio Pittsford, NY 299,061299.1k $3.1m $3.1m 0.10% Reduced -33.6k -33,600
8 Shaolin Capital Management LLC 0.08% of their portfolio Miami, FL 250,000250.0k $2.6m $2.6m 0.08% New
9 COWEN AND COMPANY, LLC 0.27% of their portfolio NEW YORK, NY 220,001220.0k $2.3m $2.3m 0.27% Added +199.0k +199,038
10 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 199,991200.0k $2.0m $2.0m 0.00% Reduced -610.6k -610,595
11 BOOTHBAY FUND MANAGEMENT, LLC 0.05% of their portfolio NEW YORK, NY 193,212193.2k $2.0m $2.0m 0.05% New
12 Cubist Systematic Strategies, LLC 0.02% of their portfolio STAMFORD, CT 158,097158.1k $1.6m $1.6m 0.02% Added +30.0k +29,992
13 Periscope Capital Inc. 0.07% of their portfolio Toronto, A6 157,271157.3k $1.6m $1.6m 0.07% Reduced -1.3m -1,257,325
14 Spartan Fund Management Inc. 0.72% of their portfolio TORONTO, ONTARIO, Z4 149,978150.0k $1.5m $1.5m 0.72% Reduced -22 -22
15 LONGFELLOW INVESTMENT MANAGEMENT CO LLC 0.25% of their portfolio BOSTON, MA 107,274107.3k $1.1m $1.1m 0.25% New
16 MIZUHO SECURITIES USA LLC 0.04% of their portfolio NEW YORK, NY 75,00075.0k $757.5k $757.5k 0.04% New
17 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 74,75574.8k $767.0k $767.0k 0.00% Added +45.5k +45,459
18 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 39,14639.1k $401.0k $401.0k 0.01% Unchanged
19 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 29,80429.8k $304.6k $304.6k 0.01% Added +9.2k +9,204
20 Wellspring Financial Advisors, LLC 0.07% of their portfolio CLEVELAND, OH 24,50024.5k $250.4k $250.4k 0.07% Reduced -5.7k -5,700
21 Walleye Trading LLC 0.01% of their portfolio NEW YORK, NY 20,00020.0k $204.4k $204.4k 0.01% Unchanged
22 Tuttle Capital Management, LLC 1.24% of their portfolio RIVERSIDE, CT 18,74018.7k $191.5k $191.5k 1.24% Added +521 +521
23 CAAS CAPITAL MANAGEMENT LP 0.05% of their portfolio NEW YORK, NY 15,88215.9k $162.3k $162.3k 0.05% New
24 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 15,00015.0k $153.0k $153.0k 0.00% New
25 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 14,00714.0k $143.6k $143.6k 0.00% Unchanged
26 UBS Group AG 0.00% of their portfolio ZURICH, V8 300300 $3.1k $3.1k 0.00% New
27 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $10 $10 0.00% New
28 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged