Vault-13

ARRAY TECHNOLOGIES INC ARRY 1 12.01.28

NOTE 1.000%12/0 · US DOMESTIC · CUSIP 04271TAB6

59 institutional holders -1 vs Q4 2023
13,025,30013.0m shares reported held*
$501.7mreported value*
10 new 17 added 14 reduced 12 sold out net sold ≈ $22.0m (+7.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.52.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q4 22: 48Q1 23: 49Q2 23: 55Q3 23: 64Q4 23: 60Q1 24: 5959Q4 22Q1 23Q2 23Q3 23Q4 23Q1 24
Numbers
QuarterHolders
Q4 202248
Q1 202349
Q2 202355
Q3 202364
Q4 202360
Q1 202459

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 34 bought or addedQ1 23: 18 cut or sold outQ1 23Q2 23: 24 bought or addedQ2 23: 23 cut or sold outQ2 23Q3 23: 33 bought or addedQ3 23: 25 cut or sold outQ3 23Q4 23: 28 bought or addedQ4 23: 30 cut or sold outQ4 23Q1 24: 27 bought or addedQ1 24: 26 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q1 20233418
Q2 20232423
Q3 20233325
Q4 20232830
Q1 20242726

Biggest buyers

STEELHEAD PARTNERS LLC New +20,500,000+20.5m
Mirabaud Asset Management (France) SAS Added +8,600,000+8.6m
CITIGROUP INC Added +8,131,000+8.1m
ADVENT CAPITAL MANAGEMENT /DE/ Added +7,684,000+7.7m
Magnetar Financial LLC New +7,000,000+7.0m
OFI INVEST ASSET MANAGEMENT Added +5,302,900+5.3m
Verition Fund Management LLC Added +4,996,750+5.0m
MILLENNIUM MANAGEMENT LLC Added +4,500,000+4.5m
MORGAN STANLEY New +2,307,000+2.3m
OAKTREE CAPITAL MANAGEMENT LP Added +2,199,000+2.2m

Biggest sellers

LAZARD ASSET MANAGEMENT LLC Sold out -19,399,000-19.4m
Segantii Capital Management Ltd Sold out -17,100,000-17.1m
READYSTATE ASSET MANAGEMENT LP Sold out -17,000,000-17.0m
Polar Capital Holdings Plc Reduced -10,000,000-10.0m
AQR Arbitrage LLC Reduced -9,925,000-9.9m
BNP PARIBAS FINANCIAL MARKETS Reduced -6,761,000-6.8m
BARCLAYS PLC Reduced -4,364,000-4.4m
JPMORGAN CHASE & CO Reduced -4,048,000-4.0m
SSI INVESTMENT MANAGEMENT LLC Reduced -3,703,000-3.7m
WHITEBOX ADVISORS LLC Reduced -2,750,000-2.8m

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ADVENT CAPITAL MANAGEMENT /DE/ 1.56% of their portfolio NEW YORK, NY 65,584,00065.6m $61.2m $61.2m 1.56% Added +7.7m +7,684,000
2 D. E. Shaw & Co., Inc. 0.06% of their portfolio New York, NY 54,468,00054.5m $50.6m $50.6m 0.06% Added +2.0m +2,000,000
3 WHITEBOX ADVISORS LLC 0.92% of their portfolio MINNEAPOLIS, MN 26,200,00026.2m $24.2m $24.2m 0.92% Reduced -2.8m -2,750,000
4 AQR Arbitrage LLC 0.76% of their portfolio Greenwich, CT 23,428,00023.4m $21.8m $21.8m 0.76% Reduced -9.9m -9,925,000
5 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 22,500,00022.5m $20.9m $20.9m 0.02% Added +4.5m +4,500,000
6 MacKay Shields LLC 0.57% of their portfolio New York, NY 21,999,00022.0m $20.4m $20.4m 0.57% Reduced -159.0k -159,000
7 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 20,951,00021.0m $19.4m $19.4m 0.02% Reduced -6.8m -6,761,000
8 STEELHEAD PARTNERS LLC 1.00% of their portfolio SEATTLE, WA 20,500,00020.5m $19.0m $19.0m 1.00% New
9 AVIVA PLC 0.06% of their portfolio LONDON, X0 20,000,00020.0m $18.5m $18.5m 0.06% Unchanged
10 CQS (US), LLC 2.62% of their portfolio NEW YORK, NY 11,000,00011.0m $10.2m $10.2m 2.62% Added +1.0m +1,000,000
11 SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio London, X0 9,750,0009.8m $9.0m $9.0m 0.01% Unchanged
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 9,121,0009.1m $8.5m $8.5m 0.00% Unchanged
13 Mirabaud Asset Management (France) SAS 3.77% of their portfolio PARIS, I0 9,000,0009.0m $8.4m $8.4m 3.77% Added +8.6m +8,600,000
14 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 8,712,0008.7m $8.1m $8.1m 0.01% Added +8.1m +8,131,000
15 Amundi 0.00% of their portfolio Paris, I0 7,000,0007.0m $5.7m $5.7m 0.00% Added +1.0m +1,000,000
16 Magnetar Financial LLC 0.15% of their portfolio EVANSTON, IL 7,000,0007.0m $6.5m $6.5m 0.15% New
17 GABELLI FUNDS LLC 0.04% of their portfolio Rye, NY 6,472,0006.5m $6.0m $6.0m 0.04% Reduced -100.0k -100,000
18 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 6,242,0006.2m $5.8m $5.8m 0.01% Added +1.3m +1,260,000
19 SSI INVESTMENT MANAGEMENT LLC 0.43% of their portfolio Los Angeles, CA 6,149,0006.1m $5.7m $5.7m 0.43% Reduced -3.7m -3,703,000
20 FMR LLC 0.00% of their portfolio BOSTON, MA 5,735,0005.7m $5.3m $5.3m 0.00% Unchanged
21 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 5,705,0005.7m $5.3m $5.3m 0.00% Unchanged
22 OFI INVEST ASSET MANAGEMENT 0.26% of their portfolio ISSY LES MOULINEAUX, I0 5,305,3005.3m $9.5m $9.5m 0.26% Added +5.3m +5,302,900
23 Verition Fund Management LLC 0.04% of their portfolio GREENWICH, CT 5,000,0005.0m $4.6m $4.6m 0.04% Added +5.0m +4,996,750
24 Polar Capital Holdings Plc 0.02% of their portfolio London, X0 4,350,0004.3m $4.0m $4.0m 0.02% Reduced -10.0m -10,000,000
25 BlackRock Inc. 0.00% of their portfolio New York, NY 3,625,0003.6m $3.4m $3.4m 0.00% Added +550.0k +550,000
26 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 3,500,0003.5m $3.2m $3.2m 0.00% Unchanged
27 OAKTREE CAPITAL MANAGEMENT LP 0.05% of their portfolio LOS ANGELES, CA 3,389,0003.4m $3.1m $3.1m 0.05% Added +2.2m +2,199,000
28 Man Group plc 0.01% of their portfolio LONDON, X0 3,050,0003.0m $2.8m $2.8m 0.01% Added +700.0k +700,000
29 RWC Asset Management LLP 0.16% of their portfolio LONDON, X0 2,700,0002.7m $2.5m $2.5m 0.16% Added +500.0k +500,000
30 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,307,0002.3m $2.1m $2.1m 0.00% New
31 KORNITZER CAPITAL MANAGEMENT INC /KS 0.03% of their portfolio SHAWNEE MISSION, KS 2,000,0002.0m $1.8m $1.8m 0.03% Added +1.0m +1,000,000
32 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,849,0001.8m $1.7m $1.7m 0.00% Reduced -4.0k -4,000
33 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 1,200,0001.2m $1.1m $1.1m 0.01% Unchanged
34 PALISADE CAPITAL MANAGEMENT, LP 0.03% of their portfolio FORT LEE, NJ 1,075,0001.1m $994.6k $994.6k 0.03% Reduced -185.0k -185,000
35 Anson Funds Management LP 6.59% of their portfolio DALLAS, TX 1,000,0001.0m $92.2m $92.2m 6.59% New
36 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 936,000936.0k $865.9k $865.9k 0.00% Reduced -4.4m -4,364,000
37 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 656,000656.0k $608.0k $608.0k 0.00% Reduced -4.0m -4,048,000
38 Teton Advisors, Inc. 0.17% of their portfolio Rye, NY 528,000528.0k $490.4k $490.4k 0.17% Unchanged
39 PROSPECTOR PARTNERS LLC 0.05% of their portfolio GUILFORD, CT 500,000500.0k $462.3k $462.3k 0.05% New
40 Central Pacific Bank - Trust Division 0.04% of their portfolio HONOLULU, HI 337,000337.0k $309.4k $309.4k 0.04% First filing
41 GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio GREENWICH, CT 300,000300.0k $278.6k $278.6k 0.00% Unchanged
42 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 280,000280.0k $258.9k $258.9k 0.00% Unchanged
43 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 244,000244.0k $226.5k $226.5k 0.00% Added +27.0k +27,000
44 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 221,000221.0k $204.3k $204.3k 0.00% Unchanged
45 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 143,000143.0k $132.2k $132.2k 0.00% New
46 FIRST HAWAIIAN BANK 0.00% of their portfolio HONOLULU, HI 130,000130.0k $120.2k $120.2k 0.00% Reduced -67.0k -67,000
47 KBC Group NV 0.00% of their portfolio Brussels, C9 100,000100.0k $93.0k $93.0k 0.00% Unchanged
48 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 91,00091.0k $84.1k $84.1k 0.00% Reduced -71.0k -71,000
49 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 85,00085.0k $78.6k $78.6k 0.00% Added +26.0k +26,000
50 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 81,00081.0k $75.4k $75.4k 0.00% New
51 Balboa Wealth Partners 0.01% of their portfolio SCOTTSDALE, AZ 26,00026.0k $24.1k $24.1k 0.01% Unchanged
52 Context Capital Management, LLC 1.11% of their portfolio LAJOLLA, CA 25,17525.2k $23.4m $23.4m 1.11% Reduced -974.8k -974,825
53 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 21,00021.0k $19.6k $19.6k 0.00% Unchanged
54 Oaktree Fund Advisors, LLC 0.01% of their portfolio LOS ANGLES, CA 11,00011.0k $10.2k $10.2k 0.01% New
55 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 10,00010.0k $9.0k $9.0k 0.00% New
56 Marcum Wealth, LLC 0.00% of their portfolio CLEVELAND, OH 10,00010.0k $9.2k $9.2k 0.00% Unchanged
57 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 5,0005.0k $466.0k $466.0k 0.00% Unchanged
58 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,0002.0k $1.8k $1.8k 0.00% New
59 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged