Vault-13

ARM HOLDINGS PLC ARM

SPONSORED ADS · ADR · CUSIP 042068205 · ISIN US0420682058

British multinational semiconductor and software design company

412 institutional holders +138 vs Q4 2023
63,987,58864.0m shares reported held*
$8.0bnreported value*
190 new 98 added 89 reduced 58 sold out net sold ≈ $1.9bn (-14.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($227.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $124.96. Options: 46 managers hold calls ($3.6bn notional), 51 hold puts ($2.7bn).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 23: 212Q4 23: 274Q1 24: 412412Q3 23Q4 23Q1 24
Numbers
QuarterHolders
Q3 2023212
Q4 2023274
Q1 2024412

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 23: 190 bought or addedQ4 23: 99 cut or sold outQ4 23Q1 24: 288 bought or addedQ1 24: 147 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202319099
Q1 2024288147

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1bn$2bn$3bn$4bnQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $180.7mQ3 23 puts: $188.1mQ3 23P/C 1.04Q4 23 calls: $506.3mQ4 23 puts: $380.8mQ4 23P/C 0.75Q1 24 calls: $3.6bnQ1 24 puts: $2.7bnQ1 24P/C 0.76
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$180.7m$188.1m1.04
Q4 2023$506.3m$380.8m0.75
Q1 2024$3.6bn$2.7bn0.76

Biggest buyers

D. E. Shaw & Co., Inc. New +2,379,839+2.4m
MORGAN STANLEY Added +1,522,003+1.5m
Walleye Trading LLC Added +1,262,592+1.3m
CITADEL ADVISORS LLC Added +1,170,604+1.2m
JANE STREET GROUP, LLC Added +1,000,430+1.0m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +964,454+964.5k
FMR LLC Added +818,719+818.7k
Parallax Volatility Advisers, L.P. New +746,379+746.4k
Polar Capital Holdings Plc New +731,026+731.0k
RENAISSANCE TECHNOLOGIES LLC New +700,100+700.1k

Biggest sellers

JENNISON ASSOCIATES LLC Sold out -7,346,660-7.3m
GQG Partners LLC Reduced -4,687,106-4.7m
WELLINGTON MANAGEMENT GROUP LLP Reduced -3,886,828-3.9m
SCHRODER INVESTMENT MANAGEMENT GROUP Reduced -3,145,209-3.1m
GOLDMAN SACHS GROUP INC Reduced -1,463,096-1.5m
Invesco Ltd. Reduced -1,358,133-1.4m
Ghisallo Capital Management LLC Reduced -950,000-950.0k
AMERICAN CENTURY COMPANIES INC Sold out -939,440-939.4k
FRANKLIN RESOURCES INC Reduced -905,556-905.6k
Robeco Schweiz AG Reduced -842,840-842.8k

Biggest calls

JANE STREET GROUP, LLC Added $786.2m6.3m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $529.2m4.2m shares
PUBLIC INVESTMENT FUND New $453.1m3.6m shares
JPMORGAN CHASE & CO New $347.6m2.8m shares
IMC-Chicago, LLC Added $249.6m2.0m shares
CITADEL ADVISORS LLC Added $240.1m1.9m shares
SIMPLEX TRADING, LLC Added $193.2m1.5m shares
GOLDMAN SACHS GROUP INC Added $162.3m1.3m shares
PEAK6 Investments LLC Added $132.7m1.1m shares
WOLVERINE TRADING, LLC Added $122.1m976.8k shares

Biggest puts

CITADEL ADVISORS LLC Added $493.8m4.0m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $436.2m3.5m shares
JANE STREET GROUP, LLC Added $352.9m2.8m shares
GOLDMAN SACHS GROUP INC Added $276.7m2.2m shares
IMC-Chicago, LLC Added $190.5m1.5m shares
SIMPLEX TRADING, LLC Added $146.7m1.2m shares
PEAK6 Investments LLC Added $117.2m937.6k shares
Parallax Volatility Advisers, L.P. Added $91.2m729.7k shares
JPMORGAN CHASE & CO New $90.1m720.8k shares
Walleye Trading LLC Added $88.6m709.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GQG Partners LLC 2.15% of their portfolio FT. LAUDERDALE, FL 10,682,13310.7m $1.3bn $1.3bn 2.15% Reduced -4.7m -4,687,106
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,057,1794.1m $507.1m $507.1m 0.01% Added +1.5m +1,522,003
3 FMR LLC 0.03% of their portfolio BOSTON, MA 3,819,5313.8m $477.4m $477.4m 0.03% Added +818.7k +818,719
4 SCHRODER INVESTMENT MANAGEMENT GROUP 0.48% of their portfolio London, X0 3,245,0193.2m $405.6m $405.6m 0.48% Reduced -3.1m -3,145,209
5 CITADEL ADVISORS LLC 0.30% of their portfolio MIAMI, FL 2,528,9622.5m $316.1m $316.1m 0.30% Added +1.2m +1,170,604
6 D. E. Shaw & Co., Inc. 0.38% of their portfolio New York, NY 2,379,8392.4m $297.5m $297.5m 0.38% New
7 BlackRock Inc. 0.01% of their portfolio New York, NY 2,091,3542.1m $261.4m $261.4m 0.01% Reduced -350.9k -350,923
8 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 2,087,1212.1m $260.9m $260.9m 0.05% Reduced -1.5m -1,463,096
9 NVIDIA CORP 73.67% of their portfolio SANTA CLARA, CA 1,960,7842.0m $245.1m $245.1m 73.67% Unchanged
10 Alphabet Inc. 9.75% of their portfolio Mountain View, CA 1,960,7842.0m $245.1m $245.1m 9.75% Unchanged
11 Mubadala Investment Co PJSC 0.74% of their portfolio Abu Dhabi, C0 1,501,9601.5m $187.7m $187.7m 0.74% Reduced -500.0k -500,000
12 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.15% of their portfolio BOSTON, MA 1,294,9931.3m $161.9m $161.9m 0.15% Added +964.5k +964,454
13 Robeco Schweiz AG 2.81% of their portfolio ZURICH, V8 1,287,1601.3m $160.9m $160.9m 2.81% Reduced -842.8k -842,840
14 Walleye Trading LLC 2.60% of their portfolio NEW YORK, NY 1,271,9491.3m $159.0m $159.0m 2.60% Added +1.3m +1,262,592
15 JANE STREET GROUP, LLC 0.20% of their portfolio NEW YORK, NY 1,226,5051.2m $153.3m $153.3m 0.20% Added +1.0m +1,000,430
16 Intel Corp 19.23% of their portfolio Santa Clara, CA 1,176,4701.2m $147.0m $147.0m 19.23% Unchanged
17 LOOMIS SAYLES & CO L P 0.18% of their portfolio BOSTON, MA 992,299992.3k $124.0m $124.0m 0.18% Reduced -39.5k -39,544
18 FRANKLIN RESOURCES INC 0.04% of their portfolio San Mateo, CA 906,717906.7k $113.3m $113.3m 0.04% Reduced -905.6k -905,556
19 CAPSTONE INVESTMENT ADVISORS, LLC 1.88% of their portfolio NEW YORK, NY 813,612813.6k $101.7m $101.7m 1.88% Reduced -88.4k -88,388
20 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.11% of their portfolio FRANKFURT AM MAIN, 2M 787,149787.1k $98.4m $98.4m 0.11% Added +47.7k +47,736
21 PRIMECAP MANAGEMENT CO/CA/ 0.07% of their portfolio PASADENA, CA 777,335777.3k $97.2m $97.2m 0.07% Reduced -176.4k -176,405
22 Parallax Volatility Advisers, L.P. 2.66% of their portfolio San Francisco, CA 746,379746.4k $93.3m $93.3m 2.66% New
23 Polar Capital Holdings Plc 0.48% of their portfolio London, X0 731,026731.0k $91.4m $91.4m 0.48% New
24 RENAISSANCE TECHNOLOGIES LLC 0.14% of their portfolio NEW YORK, NY 700,100700.1k $87.5m $87.5m 0.14% New
25 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 581,892581.9k $72.7m $72.7m 0.01% Reduced -3.9m -3,886,828
26 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 578,995579.0k $72.4m $72.4m 0.01% Reduced -274.3k -274,320
27 Man Group plc 0.18% of their portfolio LONDON, X0 539,458539.5k $67.4m $67.4m 0.18% Added +336.6k +336,604
28 GROUP ONE TRADING LLC 2.39% of their portfolio CHICAGO, IL 538,130538.1k $67.3m $67.3m 2.39% New
29 MACQUARIE GROUP LTD 0.07% of their portfolio Sydney, NSW 2000, C3 499,999500.0k $62.5m $62.5m 0.07% Reduced -542.4k -542,404
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 461,438461.4k $57.7m $57.7m 0.00% Added +88.5k +88,460
31 MILLENNIUM MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 424,329424.3k $53.0m $53.0m 0.05% New
32 IMC-Chicago, LLC 1.78% of their portfolio CHICAGO, IL 408,597408.6k $51.1m $51.1m 1.78% New
33 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 387,502387.5k $48.4m $48.4m 0.01% New
34 NOMURA HOLDINGS INC 0.36% of their portfolio TOKYO, M0 357,250357.2k $44.7m $44.7m 0.36% Added +287.1k +287,129
35 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.15% of their portfolio JUPITER, FL 321,092321.1k $40.1m $40.1m 0.15% New
36 BARCLAYS PLC 0.02% of their portfolio LONDON, X0 312,820312.8k $39.1m $39.1m 0.02% Added +231.8k +231,849
37 TIGER GLOBAL MANAGEMENT LLC 0.20% of their portfolio New York, NY 300,000300.0k $37.5m $37.5m 0.20% Unchanged
38 Telemark Asset Management, LLC 3.87% of their portfolio BOSTON, MA 300,000300.0k $37.5m $37.5m 3.87% Reduced -100.0k -100,000
39 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 290,947290.9k $36.4m $36.4m 0.00% Added +14.6k +14,584
40 NEUBERGER BERMAN GROUP LLC 0.03% of their portfolio NEW YORK, NY 280,063280.1k $35.0m $35.0m 0.03% Reduced -148.8k -148,779
41 PEAK6 Investments LLC 1.61% of their portfolio CHICAGO, IL 265,727265.7k $33.2m $33.2m 1.61% New
42 GILDER GAGNON HOWE & CO LLC 0.41% of their portfolio New York, NY 265,436265.4k $33.2m $33.2m 0.41% Added +211.0k +211,016
43 Fullerton Fund Management Co Ltd. 1.55% of their portfolio SINGAPORE, U0 262,281262.3k $32.8m $32.8m 1.55% Reduced -4.4k -4,389
44 Rheos Capital Works Inc. 1.54% of their portfolio Tokyo, M0 256,900256.9k $32.1m $32.1m 1.54% Added +83.4k +83,400
45 Ghisallo Capital Management LLC 3.56% of their portfolio BOSTON, MA 250,000250.0k $31.2m $31.2m 3.56% Reduced -950.0k -950,000
46 STATE OF MICHIGAN RETIREMENT SYSTEM 0.15% of their portfolio EAST LANSING, MI 228,200228.2k $28.5m $28.5m 0.15% New
47 Squarepoint Ops LLC 0.12% of their portfolio NEW YORK, NY 225,250225.2k $28.2m $28.2m 0.12% Unchanged
48 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 215,037215.0k $26.9m $26.9m 0.02% New
49 MARK ASSET MANAGEMENT LP 3.53% of their portfolio New York, NY 208,903208.9k $26.1m $26.1m 3.53% Added +149.0k +148,959
50 ZEVENBERGEN CAPITAL INVESTMENTS LLC 0.50% of their portfolio EDMONDS, WA 189,645189.6k $23.7m $23.7m 0.50% New
51 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 181,688181.7k $22.7m $22.7m 0.02% Added +113.5k +113,478
52 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 179,842179.8k $22.5m $22.5m 0.01% Reduced -130.8k -130,812
53 FengHe Fund Management Pte. Ltd. 2.78% of their portfolio Singapore, U0 176,400176.4k $22.0m $22.0m 2.78% Reduced -250.5k -250,514
54 MARSHALL WACE, LLP 0.04% of their portfolio LONDON, X0 173,518173.5k $21.7m $21.7m 0.04% New
55 NEW YORK STATE COMMON RETIREMENT FUND 0.03% of their portfolio ALBANY, NY 159,725159.7k $20.0m $20.0m 0.03% Reduced -54.2k -54,158
56 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 150,265150.3k $18.8m $18.8m 0.01% Reduced -211.5k -211,509
57 FEDERATED HERMES, INC. 0.04% of their portfolio PITTSBURGH, PA 150,155150.2k $18.8m $18.8m 0.04% Reduced -150.9k -150,943
58 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 138,543138.5k $17.3m $17.3m 0.01% Added +78.3k +78,264
59 Russell Investments Group, Ltd. 0.03% of their portfolio Seattle, WA 135,820135.8k $17.0m $17.0m 0.03% Reduced -383.8k -383,799
60 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 127,848127.8k $16.0m $16.0m 0.02% New
61 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 123,990124.0k $15.5m $15.5m 0.00% Reduced -78.5k -78,522
62 UBS Group AG 0.01% of their portfolio ZURICH, V8 123,206123.2k $15.4m $15.4m 0.01% Reduced -9.2k -9,236
63 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 118,695118.7k $14.8m $14.8m 0.00% Reduced -273.1k -273,145
64 PINEBRIDGE INVESTMENTS, L.P. 0.10% of their portfolio NEW YORK, NY 98,67998.7k $12.3m $12.3m 0.10% New
65 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 98,59198.6k $12.3m $12.3m 0.01% Added +27.1k +27,069
66 Penserra Capital Management LLC 0.15% of their portfolio ORINDA, CA 95,02295.0k $11.9m $11.9m 0.15% New
67 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 88,91588.9k $11.1m $11.1m 0.02% Reduced -185.5k -185,471
68 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 88,16588.2k $11.0m $11.0m 0.00% Reduced -181.6k -181,566
69 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 84,67184.7k $10.6m $10.6m 0.00% Added +3.0k +3,045
70 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 83,60183.6k $10.4m $10.4m 0.02% Added +42.0k +42,035
71 Alyeska Investment Group, L.P. 0.06% of their portfolio CHICAGO, IL 80,20180.2k $10.0m $10.0m 0.06% New
72 Silvant Capital Management LLC 0.48% of their portfolio ATLANTA, GA 79,85779.9k $10.0m $10.0m 0.48% Added +75.5k +75,532
73 PRUDENTIAL PLC 0.08% of their portfolio LONDON, X0 78,66178.7k $9.8m $9.8m 0.08% New
74 KADENSA CAPITAL Ltd 2.64% of their portfolio CENTRAL, K3 77,74577.7k $9.7m $9.7m 2.64% New
75 SEVEN GRAND MANAGERS, LLC 4.59% of their portfolio BRONXVILLE, NY 75,00075.0k $9.4m $9.4m 4.59% Reduced -75.0k -75,000
76 WOLVERINE TRADING, LLC 0.09% of their portfolio CHICAGO, IL 69,05369.1k $8.6m $8.6m 0.09% Added +55.3k +55,256
77 Renaissance Capital LLC 4.38% of their portfolio Stamford, CT 67,58267.6k $8.4m $8.4m 4.38% Added +2.0k +1,964
78 EXCHANGE TRADED CONCEPTS, LLC 0.20% of their portfolio Oklahoma City, OK 61,44661.4k $7.7m $7.7m 0.20% Reduced -66.1k -66,112
79 HIMENSION CAPITAL (SINGAPORE) PTE. LTD. 0.56% of their portfolio SINGAPORE, U0 60,14060.1k $7.5m $7.5m 0.56% New
80 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 59,87859.9k $7.5m $7.5m 0.00% Added +4.6k +4,556
81 BERKSHIRE CAPITAL HOLDINGS INC 2.97% of their portfolio San Jose, CA 59,51059.5k $7.4m $7.4m 2.97% New
82 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 56,17156.2k $7.0m $7.0m 0.03% Added +34.0k +33,961
83 JACKSON SQUARE CAPITAL, LLC 1.79% of their portfolio SAN FRANCISCO, CA 55,69255.7k $7.0m $7.0m 1.79% Reduced -22.9k -22,903
84 Financial Gravity Asset Management, Inc. 0.73% of their portfolio Lakeway, TX 55,12955.1k $5.5m $5.5m 0.73% Added +26.6k +26,582
85 Employees Retirement System of Texas 0.07% of their portfolio AUSTIN, TX 54,09754.1k $6.8m $6.8m 0.07% Reduced -20.0k -19,959
86 CIBC WORLD MARKET INC. 0.02% of their portfolio TORONTO, A6 51,48351.5k $6.4m $6.4m 0.02% Added +5.7k +5,737
87 Virtu Financial LLC 0.49% of their portfolio New York, NY 51,01651.0k $6.4m $6.4m 0.49% Added +33.9k +33,931
88 Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna 2.25% of their portfolio WARSAW, R9 47,56047.6k $5.7m $5.7m 2.25% New
89 Dakota Wealth Management 0.14% of their portfolio PALM BEACH GARDENS, FL 46,32846.3k $5.8m $5.8m 0.14% Added +32.9k +32,913
90 Broadleaf Partners, LLC 1.48% of their portfolio Hudson, OH 46,31246.3k $5.8m $5.8m 1.48% New
91 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 45,24445.2k $5.7m $5.7m 0.01% New
92 CANADA PENSION PLAN INVESTMENT BOARD 0.01% of their portfolio TORONTO ONTARIO, A6 44,71144.7k $5.6m $5.6m 0.01% New
93 Rakuten Securities, Inc. 2.40% of their portfolio TOKYO, M0 43,82543.8k $5.5m $5.5m 2.40% Added +24.6k +24,621
94 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 38,38838.4k $4.8m $4.8m 0.01% New
95 Schonfeld Strategic Advisors LLC 0.04% of their portfolio NEW YORK, NY 36,30036.3k $4.5m $4.5m 0.04% Added +11.8k +11,777
96 Daiwa Securities Group Inc. 0.03% of their portfolio CHIYODA-KU,TOKYO, M0 36,23936.2k $4.5m $4.5m 0.03% Reduced -4.0k -4,046
97 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 34,48534.5k $4.3m $4.3m 0.01% Reduced -14.9k -14,923
98 HOEY INVESTMENTS, INC 0.96% of their portfolio COATESVILLE, PA 34,31434.3k $4.3m $4.3m 0.96% Added +29.2k +29,198
99 Sigma Planning Corp 0.13% of their portfolio ANN ARBOR, MI 32,75232.8k $4.1m $4.1m 0.13% New
100 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 31,59131.6k $3.9m $3.9m 0.00% Reduced -32.5k -32,541