Vault-13

ARK 21SHARES BITCOIN ETF ARKB

SHS BEN INT · ETP · CUSIP 040919102

144 institutional holders +37 vs Q3 2024
14,776,78114.8m shares reported held*
$1.4bnreported value*
32 new 38 added 34 reduced 9 sold out net sold ≈ $390.5m (-4.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $93.15. Options: 9 managers hold calls ($27.7m notional), 6 hold puts ($6.7m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q1 24: 79Q2 24: 106Q3 24: 107Q4 24: 144144Q1 24Q2 24Q3 24Q4 24
Numbers
QuarterHolders
Q1 202479
Q2 2024106
Q3 2024107
Q4 2024144

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 24: 67 bought or addedQ2 24: 24 cut or sold outQ2 24Q3 24: 58 bought or addedQ3 24: 40 cut or sold outQ3 24Q4 24: 70 bought or addedQ4 24: 43 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q2 20246724
Q3 20245840
Q4 20247043

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $27.7mQ4 24 puts: $6.7mQ4 24P/C 0.24
Numbers
QuarterCallsPutsP/C
Q1 2024$0$0—
Q2 2024$0$0—
Q3 2024$0$0—
Q4 2024$27.7m$6.7m0.24

Biggest buyers

HBK INVESTMENTS L P Added +1,002,034+1.0m
MILLENNIUM MANAGEMENT LLC Added +191,389+191.4k
Vestmark Advisory Solutions, Inc. Added +88,480+88.5k
Verition Fund Management LLC New +75,050+75.0k
SIMPLEX TRADING, LLC New +60,632+60.6k
Impact Partnership Wealth, LLC New +48,064+48.1k
Schonfeld Strategic Advisors LLC New +46,770+46.8k
MADDEN SECURITIES Corp Added +43,880+43.9k
Elequin Capital, LP Added +42,669+42.7k
Castle Rock Wealth Management, LLC New +30,974+31.0k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -2,659,394-2.7m
Bracebridge Capital, LLC Sold out -1,870,151-1.9m
JANE STREET GROUP, LLC Reduced -1,171,063-1.2m
GOLDMAN SACHS GROUP INC Sold out -50,000-50.0k
BANK OF MONTREAL /CAN/ Reduced -47,610-47.6k
ARK Investment Management LLC Reduced -42,898-42.9k
OSAIC HOLDINGS, INC. Reduced -34,081-34.1k
Dakota Wealth Management Reduced -32,962-33.0k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -25,388-25.4k
Cresset Asset Management, LLC Reduced -24,035-24.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $14.1m151.5k shares
CITADEL ADVISORS LLC New $7.0m75.2k shares
IMC-Chicago, LLC New $3.5m38.0k shares
JANE STREET GROUP, LLC New $914.0k9.8k shares
SIMPLEX TRADING, LLC New $774.0k8.3k shares
WOLVERINE TRADING, LLC New $621.1k6.6k shares
Belvedere Trading LLC New $503.7k5.4k shares
GROUP ONE TRADING LLC New $186.5k2.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $3.2m34.7k shares
CITADEL ADVISORS LLC New $1.7m18.6k shares
IMC-Chicago, LLC New $1.5m16.6k shares
SIMPLEX TRADING, LLC New $186.0k2.0k shares
Belvedere Trading LLC New $18.7k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2024.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JANE STREET GROUP, LLC 0.49% of their portfolio NEW YORK, NY 3,299,2343.3m $307.7m $307.7m 0.49% Reduced -1.2m -1,171,063
2 ARK Investment Management LLC 2.41% of their portfolio ST. PETERSBURG, FL 3,100,2323.1m $289.2m $289.2m 2.41% Reduced -42.9k -42,898
3 Galaxy Group Investments LLC 31.52% of their portfolio NEW YORK, NY 2,433,8502.4m $227.0m $227.0m 31.52% First filing
4 HBK INVESTMENTS L P 2.48% of their portfolio DALLAS, TX 1,398,6421.4m $130.5m $130.5m 2.48% Added +1.0m +1,002,034
5 MILLENNIUM MANAGEMENT LLC 0.09% of their portfolio NEW YORK, NY 1,125,5571.1m $105.0m $105.0m 0.09% Added +191.4k +191,389
6 Apollo Management Holdings, L.P. 2.15% of their portfolio New York, NY 1,120,0001.1m $104.5m $104.5m 2.15% Unchanged
7 TITLEIST ASSET MANAGEMENT, LLC 1.94% of their portfolio SAN ANTONIO, TX 180,435180.4k $16.8m $16.8m 1.94% Reduced -6.5k -6,485
8 Elequin Capital, LP 1.69% of their portfolio NEW YORK, NY 156,121156.1k $14.6m $14.6m 1.69% Added +42.7k +42,669
9 Cyndeo Wealth Partners, LLC 0.88% of their portfolio ST. PETERSBURG, FL 139,595139.6k $13.0m $13.0m 0.88% Added +18.5k +18,513
10 STATE OF MICHIGAN RETIREMENT SYSTEM 0.05% of their portfolio EAST LANSING, MI 100,000100.0k $9.3m $9.3m 0.05% Reduced -10.0k -10,000
11 Vestmark Advisory Solutions, Inc. 0.23% of their portfolio Wakefield, MA 92,63592.6k $6.6m $6.6m 0.23% Added +88.5k +88,480
12 Verition Fund Management LLC 0.04% of their portfolio GREENWICH, CT 75,05075.0k $7.0m $7.0m 0.04% New
13 Kedalion Capital Management LLP 0.25% of their portfolio LONDON, X0 65,65065.7k $6.1m $6.1m 0.25% First filing
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 64,22464.2k $6.0m $6.0m 0.00% Reduced -15.2k -15,188
15 SIMPLEX TRADING, LLC 0.16% of their portfolio CHICAGO, IL 60,63260.6k $5.7m $5.7m 0.16% New
16 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 60,00060.0k $5.6m $5.6m 0.00% Unchanged
17 Dakota Wealth Management 0.13% of their portfolio PALM BEACH GARDENS, FL 58,72358.7k $5.5m $5.5m 0.13% Reduced -33.0k -32,962
18 Aristides Capital LLC 1.66% of their portfolio LOUISVILLE, KY 57,01057.0k $5.3m $5.3m 1.66% Added +28.0k +28,010
19 KALEIDOSCOPE CAPITAL LP 5.14% of their portfolio BOSTON, MA 56,18256.2k $5.2m $5.2m 5.14% First filing
20 MADDEN SECURITIES Corp 2.06% of their portfolio DALLAS, TX 55,14055.1k $5.1m $5.1m 2.06% Added +43.9k +43,880
21 BENJAMIN EDWARDS INC 0.07% of their portfolio Clayton, MO 53,99754.0k $5.0m $5.0m 0.07% Reduced -10.4k -10,399
22 Impact Partnership Wealth, LLC 0.90% of their portfolio MARIETTA, GA 48,06448.1k $4.5m $4.5m 0.90% New
23 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 47,85047.9k $4.5m $4.5m 0.00% Reduced -47.6k -47,610
24 Schonfeld Strategic Advisors LLC 0.03% of their portfolio NEW YORK, NY 46,77046.8k $4.4m $4.4m 0.03% New
25 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 43,02543.0k $4.0m $4.0m 0.01% Added +213 +213
26 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 36,31836.3k $3.4m $3.4m 0.02% Reduced -24.0k -24,035
27 Castle Rock Wealth Management, LLC 0.72% of their portfolio WALNUT CREEK, CA 30,97431.0k $3.0m $3.0m 0.72% New
28 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 30,04430.0k $2.8m $2.8m 0.02% Added +1.4k +1,391
29 One Charles Private Wealth Services, LLC 0.93% of their portfolio HINGHAM, MA 29,79129.8k $2.8m $2.8m 0.93% Added +1.7k +1,673
30 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 29,51429.5k $2.8m $2.8m 0.00% Added +667 +667
31 Virtu Financial LLC 0.14% of their portfolio New York, NY 27,39127.4k $2.6m $2.6m 0.14% Reduced -21.2k -21,178
32 FLOW TRADERS U.S. LLC 0.10% of their portfolio NEW YORK, NY 26,08026.1k $2.4m $2.4m 0.10% Reduced -13.3k -13,270
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 24,89924.9k $2.3m $2.3m 0.00% Reduced -2.7m -2,659,394
34 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 24,51724.5k $2.3m $2.3m 0.00% Reduced -1.1k -1,141
35 Strategic Blueprint, LLC 0.13% of their portfolio ATLANTA, GA 23,07823.1k $2.2m $2.2m 0.13% Added +8.7k +8,657
36 Wealthcare Advisory Partners LLC 0.06% of their portfolio WEST CHESTER, PA 22,87922.9k $2.1m $2.1m 0.06% Added +3.7k +3,684
37 Farringdon Capital, Ltd. 0.87% of their portfolio LONDON, X0 22,48722.5k $2.1m $2.1m 0.87% First filing
38 Blue Trust, Inc. 0.03% of their portfolio BRENTWOOD, TN 22,24622.2k $2.1m $2.1m 0.03% Added +19.5k +19,516
39 Jump Financial, LLC 0.04% of their portfolio Chicago, IL 21,20221.2k $2.0m $2.0m 0.04% New
40 Mariner, LLC 0.00% of their portfolio Overland Park, KS 19,18819.2k $1.8m $1.8m 0.00% Added +11 +11
41 RPO LLC 2.26% of their portfolio Stamford, CT 18,54018.5k $1.7m $1.7m 2.26% Unchanged
42 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 17,82017.8k $1.7m $1.7m 0.00% Added +25 +25
43 Belvedere Trading LLC 0.12% of their portfolio CHICAGO, IL 17,34517.3k $1.6m $1.6m 0.12% New
44 Freedom Financial Partners LLC 0.77% of their portfolio OAKDALE, MN 17,22617.2k $1.6m $1.6m 0.77% First filing
45 DEBUSSY CAPITAL MANAGEMENT LP 0.24% of their portfolio CHICAGO, IL 15,77515.8k $1.6m $1.6m 0.24% New
46 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 15,64915.6k $1.5m $1.5m 0.00% Added +4.1k +4,063
47 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 15,50015.5k $1.4m $1.4m 0.00% New
48 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 15,46315.5k $1.4m $1.4m 0.00% Reduced -4.6k -4,648
49 Kerrisdale Advisers, LLC 0.49% of their portfolio Miami, FL 15,45715.5k $1.4m $1.4m 0.49% Unchanged
50 NKCFO LLC 0.62% of their portfolio GENEVA, IL 15,00015.0k $1.4m $1.4m 0.62% Reduced -10.0k -10,000
51 CHASE INVESTMENT COUNSEL CORP 0.45% of their portfolio CHARLOTTESVILLE, VA 14,89214.9k $1.4m $1.4m 0.45% New
52 Venture Visionary Partners LLC 0.06% of their portfolio Sylvania, OH 14,36314.4k $1.3m $1.3m 0.06% Added +2.8k +2,830
53 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 13,23913.2k $1.2m $1.2m 0.01% Added +3.8k +3,780
54 Mustard Seed Financial, LLC 1.00% of their portfolio Magnolia, AR 13,18313.2k $1.2m $1.2m 1.00% Added +192 +192
55 Interchange Capital Partners, LLC 0.42% of their portfolio PITTSBURGH, PA 12,29312.3k $1.1m $1.1m 0.42% Reduced -1.8k -1,829
56 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,21412.2k $1.1m $1.1m 0.00% New
57 Wisconsin Wealth Advisors, LLC 1.64% of their portfolio SUN PRAIRIE, WI 11,89811.9k $1.1m $1.1m 1.64% First filing
58 AdvisorNet Financial, Inc 0.09% of their portfolio MINNETONKA, MN 11,76611.8k $1.1m $1.1m 0.09% Added +4.6k +4,621
59 HBW ADVISORY SERVICES LLC 0.11% of their portfolio SIMI VALLEY, CA 11,69811.7k $1.1m $1.1m 0.11% Added +4.1k +4,068
60 Advyzon Investment Management, LLC 0.39% of their portfolio LISLE, IL 10,81910.8k $1.0m $1.0m 0.39% First filing
61 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 10,44410.4k $974.1k $974.1k 0.02% Reduced -19.6k -19,557
62 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 10,17510.2k $949.0k $949.0k 0.00% Unchanged
63 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 9,7859.8k $912.6k $912.6k 0.00% New
64 NewEdge Wealth, LLC 0.02% of their portfolio STAMFORD, CT 9,3619.4k $873.1k $873.1k 0.02% Added +1.5k +1,465
65 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 9,3489.3k $871.9k $871.9k 0.02% Reduced -128 -128
66 SURIENCE PRIVATE WEALTH LLC 1.01% of their portfolio YAKIMA, WA 8,4118.4k $784.5k $784.5k 1.01% Added +4.3k +4,251
67 OxenFree Capital LLC 0.58% of their portfolio MELBOURNE, FL 8,3308.3k $776.9k $776.9k 0.58% Unchanged
68 Campion Asset Management 0.58% of their portfolio Fairfax, VA 8,1658.2k $761.5k $761.5k 0.58% Unchanged
69 Q Fund Management (Hong Kong) Ltd 0.78% of their portfolio HONG KONG, K3 8,0008.0k $746.2k $746.2k 0.78% First filing
70 RAINEY & RANDALL WEALTH ADVISORS INC. 0.14% of their portfolio Celebration, FL 7,3587.4k $686.3k $686.3k 0.14% Added +1.1k +1,078
71 MERITAGE PORTFOLIO MANAGEMENT 0.04% of their portfolio OVERLAND PARK, KS 6,9106.9k $644.5k $644.5k 0.04% Reduced -11.1k -11,124
72 CANTOR FITZGERALD, L. P. 0.02% of their portfolio NEW YORK, NY 6,7956.8k $633.8k $633.8k 0.02% Added +147 +147
73 Paragon Private Wealth Management, LLC 0.27% of their portfolio LEXINGTON, KY 6,1696.2k $575.4k $575.4k 0.27% New
74 Arete Wealth Advisors, LLC 0.04% of their portfolio CHICAGO, IL 6,1456.1k $574.0k $574.0k 0.04% Added +32 +32
75 Optivise Advisory Services LLC 0.30% of their portfolio FRANKLIN, TN 5,9846.0k $558.1k $558.1k 0.30% New
76 CERTIOR FINANCIAL GROUP, LLC 0.43% of their portfolio KING OF PRUSSIA, PA 5,2205.2k $486.9k $486.9k 0.43% First filing
77 Beacon Financial Advisory LLC 0.16% of their portfolio CLEVELAND, OH 5,1335.1k $478.8k $478.8k 0.16% Added +1.3k +1,349
78 Empower Advisory Group, LLC 0.00% of their portfolio Greenwood Village, CO 4,9064.9k $457.6k $457.6k 0.00% Reduced -814 -814
79 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 4,9014.9k $457.1k $457.1k 0.01% Reduced -919 -919
80 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 4,6944.7k $437.8k $437.8k 0.00% Unchanged
81 SignalPoint Asset Management, LLC 0.10% of their portfolio SPRINGFIELD, MO 4,5454.5k $423.9k $423.9k 0.10% Added +334 +334
82 EverSource Wealth Advisors, LLC 0.02% of their portfolio BIRMINGHAM, AL 4,5424.5k $423.6k $423.6k 0.02% Added +4.2k +4,150
83 First Heartland Consultants, Inc. 0.04% of their portfolio LAKE ST. LOUIS, MO 4,5054.5k $420.2k $420.2k 0.04% New
84 GR FINANCIAL GROUP, LLC 0.07% of their portfolio TUCSON, AZ 4,4134.4k $411.6k $411.6k 0.07% New
85 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 4,2204.2k $393.6k $393.6k 0.01% Added +771 +771
86 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 4,0004.0k $373.1k $373.1k 0.02% Reduced -500 -500
87 NorthRock Partners, LLC 0.01% of their portfolio MINNEAPOLIS, MN 3,8703.9k $361.0k $361.0k 0.01% New
88 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 3,7503.8k $349.8k $349.8k 0.00% Added +100 +100
89 Avidian Wealth Enterprises, LLC 0.02% of their portfolio Houston, TX 3,6793.7k $343.1k $343.1k 0.02% Unchanged
90 Atlas Legacy Advisors, LLC 0.08% of their portfolio LOS ANGELES, CA 3,6443.6k $339.9k $339.9k 0.08% First filing
91 Perigon Wealth Management, LLC 0.01% of their portfolio SAN FRANCISCO, CA 3,5323.5k $354.1k $354.1k 0.01% Unchanged
92 United Asset Strategies, Inc. 0.03% of their portfolio GARDEN CITY, NY 3,5053.5k $326.9k $326.9k 0.03% Reduced -335 -335
93 Pallas Capital Advisors LLC 0.01% of their portfolio BRAINTREE, MA 3,4143.4k $318.4k $318.4k 0.01% New
94 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 3,2483.2k $302.9k $302.9k 0.01% New
95 Avondale Wealth Management 0.18% of their portfolio WEST LAKE HILLS, TX 3,0303.0k $282.6k $282.6k 0.18% Unchanged
96 Element Wealth, LLC 0.15% of their portfolio RIDGELAND, MS 3,0223.0k $281.9k $281.9k 0.15% New
97 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 3,0003.0k $279.8k $279.8k 0.00% New
98 First Horizon Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 2,6052.6k $243.0k $243.0k 0.01% Reduced -504 -504
99 Richardson Capital Management LLC 0.15% of their portfolio MENOMONEE FALLS, WI 2,5292.5k $235.9k $235.9k 0.15% New
100 Sanctuary Wealth Management, L.L.C. 0.15% of their portfolio POCATELLO, ID 2,4432.4k $227.9k $227.9k 0.15% Added +2.0k +2,009