Vault-13

ARIS WATER SOLUTIONS INC ARIS

CLASS A COM · Common Stock · CUSIP 04041L106

94 institutional holders -2 vs Q4 2022
26,403,81126.4m shares reported held*
$205.7mreported value*
17 new 45 added 21 reduced 17 sold out net bought ≈ $8.1m (+1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($103.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $7.79. Options: 3 managers hold calls ($50.1k notional), 3 hold puts ($53.3k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 99Q4 22: 96Q1 23: 9494Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202299
Q4 202296
Q1 202394

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 55 bought or addedQ4 22: 44 cut or sold outQ4 22Q1 23: 62 bought or addedQ1 23: 38 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225544
Q1 20236238

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 22 calls: $252.0kQ3 22 puts: $346.0kQ3 22P/C 1.37Q4 22 calls: $223.0kQ4 22 puts: $30.3kQ4 22P/C 0.14Q1 23 calls: $50.1kQ1 23 puts: $53.3kQ1 23P/C 1.06
Numbers
QuarterCallsPutsP/C
Q3 2022$252.0k$346.0k1.37
Q4 2022$223.0k$30.3k0.14
Q1 2023$50.1k$53.3k1.06

Biggest buyers

Copeland Capital Management, LLC Added +920,918+920.9k
Brandywine Global Investment Management, LLC New +463,400+463.4k
DEPRINCE RACE & ZOLLO INC Added +446,280+446.3k
AMERIPRISE FINANCIAL INC Added +408,949+408.9k
Ranger Investment Management, L.P. Added +251,759+251.8k
WASATCH ADVISORS LP Added +234,481+234.5k
JPMORGAN CHASE & CO Added +141,323+141.3k
STRS OHIO Added +126,000+126.0k
LMR Partners LLP Added +120,000+120.0k
Russell Investments Group, Ltd. Added +104,323+104.3k

Biggest sellers

FEDERATED HERMES, INC. Reduced -1,644,991-1.6m
FIL Ltd Reduced -366,618-366.6k
JACOBS LEVY EQUITY MANAGEMENT, INC Reduced -292,824-292.8k
Waratah Capital Advisors Ltd. Sold out -264,920-264.9k
PUTNAM INVESTMENTS LLC Sold out -217,450-217.4k
Nuveen Asset Management, LLC Reduced -106,011-106.0k
Man Group plc Sold out -54,435-54.4k
MORGAN STANLEY Reduced -46,668-46.7k
EMERALD ADVISERS, LLC Reduced -46,104-46.1k
BlackRock Inc. Reduced -45,140-45.1k

Biggest calls

CITADEL ADVISORS LLC Reduced $49.1k6.3k shares
SIMPLEX TRADING, LLC Reduced $1.0k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $48.3k6.2k shares
SIMPLEX TRADING, LLC New $5.0k700 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Yorktown Energy Partners XI, L.P. 13G · exempt (held before listing) filed 2025-05-15 22.2% 9.3m 2025-05-15
HORIZON KINETICS ASSET MANAGEMENT LLC 13G · institution new · filed 2025-07-23 6.4% new 2.1m 2025-07-23
Artisan Partners Limited Partnership 13G · institution new · filed 2025-05-15 5.6% new 1.7m 2025-05-15

Fell to 5% or below in the last year: First Trust Capital Management L.P. (0.0%, 2026-02-13), GOLDMAN SACHS GROUP INC (0.0%, 2026-02-12)

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 T. Rowe Price Investment Management, Inc. 0.02% of their portfolio BALTIMORE, MD 3,657,6693.7m $28.5m $28.5m 0.02% Added +42.7k +42,727
2 Copeland Capital Management, LLC 0.39% of their portfolio Conshohocken, PA 2,126,0742.1m $16.6m $16.6m 0.39% Added +920.9k +920,918
3 DEPRINCE RACE & ZOLLO INC 0.38% of their portfolio Winter Park, FL 2,099,1762.1m $16.4m $16.4m 0.38% Added +446.3k +446,280
4 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 1,476,1961.5m $11.5m $11.5m 0.00% Added +408.9k +408,949
5 Ranger Investment Management, L.P. 0.71% of their portfolio DALLAS, TX 1,353,9641.4m $10.5m $10.5m 0.71% Added +251.8k +251,759
6 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 1,348,2801.3m $10.5m $10.5m 0.00% Added +57.2k +57,158
7 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,318,6861.3m $10.3m $10.3m 0.00% Added +7.3k +7,288
8 BlackRock Inc. 0.00% of their portfolio New York, NY 1,258,4481.3m $9.8m $9.8m 0.00% Reduced -45.1k -45,140
9 EMERALD ADVISERS, LLC 0.37% of their portfolio LEOLA, PA 987,954988.0k $7.7m $7.7m 0.37% Reduced -46.1k -46,104
10 FEDERATED HERMES, INC. 0.02% of their portfolio PITTSBURGH, PA 943,609943.6k $7.4m $7.4m 0.02% Reduced -1.6m -1,644,991
11 EMERALD MUTUAL FUND ADVISERS TRUST 0.37% of their portfolio LEOLA, PA 808,051808.1k $6.3m $6.3m 0.37% Added +6.2k +6,212
12 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 758,682758.7k $5.9m $5.9m 0.01% Added +104.3k +104,323
13 LMR Partners LLP 0.10% of their portfolio LONDON, X0 700,000700.0k $5.5m $5.5m 0.10% Added +120.0k +120,000
14 KAYNE ANDERSON CAPITAL ADVISORS LP 0.14% of their portfolio LOS ANGELES, CA 617,800617.8k $4.8m $4.8m 0.14% Unchanged
15 Clearbridge Investments, LLC 0.00% of their portfolio NEW YORK, NY 542,682542.7k $4.2m $4.2m 0.00% Unchanged
16 WASATCH ADVISORS LP 0.03% of their portfolio SALT LAKE CITY, UT 539,415539.4k $4.2m $4.2m 0.03% Added +234.5k +234,481
17 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 513,699513.7k $4.0m $4.0m 0.01% Added +56.7k +56,711
18 Brandywine Global Investment Management, LLC 0.01% of their portfolio PHILADELPHIA, PA 463,400463.4k $3.6m $3.6m 0.01% New
19 SCOUT INVESTMENTS, INC. 0.07% of their portfolio KANSAS CITY, MO 455,925455.9k $3.6m $3.6m 0.07% Added +15.5k +15,455
20 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 452,182452.2k $3.5m $3.5m 0.00% Added +22.4k +22,403
21 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 440,989441.0k $3.4m $3.4m 0.00% Added +93.1k +93,148
22 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 398,607398.6k $3.1m $3.1m 0.00% Added +680 +680
23 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 313,424313.4k $2.4m $2.4m 0.00% Added +53.1k +53,079
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 287,523287.5k $2.2m $2.2m 0.00% Added +141.3k +141,323
25 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 208,660208.7k $1.6m $1.6m 0.00% Reduced -1.9k -1,901
26 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 199,120199.1k $1.6m $1.6m 0.00% Added +84.6k +84,604
27 JACOBS LEVY EQUITY MANAGEMENT, INC 0.01% of their portfolio FLORHAM PARK, NJ 178,239178.2k $1.4m $1.4m 0.01% Reduced -292.8k -292,824
28 Knights of Columbus Asset Advisors LLC 0.13% of their portfolio NEW HAVEN, CT 172,989173.0k $1.3m $1.3m 0.13% Added +1.3k +1,333
29 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 164,229164.2k $1.3m $1.3m 0.00% Added +76.7k +76,661
30 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 163,200163.2k $1.3m $1.3m 0.00% Added +126.0k +126,000
31 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 116,300116.3k $906.0k $906.0k 0.00% Reduced -300 -300
32 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 108,727108.7k $847.0k $847.0k 0.00% Added +44.7k +44,669
33 Bridge City Capital, LLC 0.31% of their portfolio LAKE OSWEGO, OR 79,63979.6k $620.4k $620.4k 0.31% New
34 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 66,53066.5k $518.3k $518.3k 0.00% Reduced -24.7k -24,680
35 CAPSTONE INVESTMENT ADVISORS, LLC 0.01% of their portfolio NEW YORK, NY 62,07162.1k $483.5k $483.5k 0.01% New
36 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 60,58060.6k $471.9k $471.9k 0.00% Unchanged
37 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 59,70159.7k $465.1k $465.1k 0.00% Reduced -46.7k -46,668
38 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 58,80758.8k $458.0k $458.0k 0.00% Added +26.9k +26,941
39 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 55,89055.9k $435.0k $435.0k 0.00% Reduced -106.0k -106,011
40 HBK INVESTMENTS L P 0.02% of their portfolio DALLAS, TX 54,79954.8k $426.9k $426.9k 0.02% New
41 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 41,39341.4k $322.5k $322.5k 0.00% Added +26.4k +26,410
42 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 40,17240.2k $312.9k $312.9k 0.00% Added +26.9k +26,875
43 FIL Ltd 0.00% of their portfolio HAMILTON, D0 40,00040.0k $311.6k $311.6k 0.00% Reduced -366.6k -366,618
44 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 36,29336.3k $282.7k $282.7k 0.00% Added +14.3k +14,319
45 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 34,70334.7k $270.3k $270.3k 0.00% Added +12.2k +12,166
46 Olistico Wealth, LLC 0.24% of their portfolio TULSA, OK 32,38532.4k $252.3k $252.3k 0.24% Unchanged
47 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 31,54231.5k $245.7k $245.7k 0.00% Added +50 +50
48 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 29,08129.1k $227.0k $227.0k 0.00% Added +1.3k +1,282
49 Legato Capital Management LLC 0.04% of their portfolio San Francisco, CA 28,29728.3k $220.4k $220.4k 0.04% New
50 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 26,65026.6k $207.6k $207.6k 0.01% Added +1.8k +1,819
51 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 25,29225.3k $197.0k $197.0k 0.00% Reduced -10.7k -10,680
52 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 24,20024.2k $188.5k $188.5k 0.01% Added +8.5k +8,549
53 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 22,99123.0k $179.1k $179.1k 0.00% New
54 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 21,72021.7k $169.2k $169.2k 0.00% New
55 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 20,25120.3k $157.8k $157.8k 0.00% Added +9.0k +9,044
56 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 20,10020.1k $156.6k $156.6k 0.00% New
57 Quantbot Technologies LP 0.01% of their portfolio NEW YORK, NY 19,96520.0k $155.5k $155.5k 0.01% New
58 IQ EQ FUND MANAGEMENT (IRELAND) Ltd 0.03% of their portfolio DUBLIN 2, L2 18,40718.4k $143.4k $143.4k 0.03% Added +3.4k +3,446
59 FNY Investment Advisers, LLC 0.15% of their portfolio NEW YORK, NY 17,00017.0k $132.0k $132.0k 0.15% New
60 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 14,90014.9k $116.1k $116.1k 0.00% New
61 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 14,18014.2k $110.5k $110.5k 0.00% Added +3.3k +3,251
62 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 14,17514.2k $110.4k $110.4k 0.00% Added +3.6k +3,604
63 Virtu Financial LLC 0.01% of their portfolio New York, NY 13,38713.4k $104.0k $104.0k 0.01% New
64 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 12,47512.5k $97.2k $97.2k 0.00% Unchanged
65 PERSONAL CFO SOLUTIONS, LLC 0.02% of their portfolio CHESTER, NJ 12,35412.4k $96.2k $96.2k 0.02% New
66 Prudent Man Advisors, LLC 0.03% of their portfolio NAPERVILLE, IL 11,40711.4k $89.0k $89.0k 0.03% Unchanged
67 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 11,36311.4k $88.5k $88.5k 0.00% Reduced -4.2k -4,218
68 FOX RUN MANAGEMENT, L.L.C. 0.03% of their portfolio GREENWICH, CT 11,21811.2k $87.4k $87.4k 0.03% New
69 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 11,10811.1k $86.5k $86.5k 0.00% Added +5.2k +5,195
70 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,03411.0k $86.0k $86.0k 0.00% New
71 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,89710.9k $84.9k $84.9k 0.00% New
72 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 10,62710.6k $82.8k $82.8k 0.00% Added +211 +211
73 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 10,31710.3k $80.4k $80.4k 0.00% Reduced -22.4k -22,379
74 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 8,1878.2k $63.8k $63.8k 0.00% Reduced -604 -604
75 UBS Group AG 0.00% of their portfolio ZURICH, V8 7,2707.3k $56.6k $56.6k 0.00% Reduced -10.1k -10,143
76 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 6,4366.4k $50.0k $50.0k 0.00% New
77 Legal & General Group Plc 0.00% of their portfolio London, X0 3,1193.1k $24.3k $24.3k 0.00% Unchanged
78 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 3,0813.1k $24.0k $24.0k 0.00% Reduced -462 -462
79 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 2,4492.4k $19.1k $19.1k 0.00% Added +840 +840
80 FMR LLC 0.00% of their portfolio BOSTON, MA 2,4142.4k $18.8k $18.8k 0.00% Added +2.1k +2,139
81 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2,3832.4k $19.0k $19.0k 0.00% Added +2.2k +2,229
82 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 1,7581.8k $13.7k $13.7k 0.00% Added +153 +153
83 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 1,5501.6k $12.0k $12.0k 0.00% Reduced -2 -2
84 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,5041.5k $11.7k $11.7k 0.00% Unchanged
85 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 1,3651.4k $10.6k $10.6k 0.00% Added +313 +313
86 Metropolitan Life Insurance Co/NY 0.00% of their portfolio New York, NY 1,2281.2k $9.6k $9.6k 0.00% Reduced -428 -428
87 OPTIMUM INVESTMENT ADVISORS 0.00% of their portfolio Chicago, IL 600600 $4.7k $4.7k 0.00% Reduced -500 -500
88 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 543543 $4.0k $4.0k 0.00% Added +377 +377
89 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 363363 $2.8k $2.8k 0.00% Reduced -1.8k -1,754
90 Providence Capital Advisors, LLC 0.00% of their portfolio CHARLOTTE, NC 300300 $2.3k $2.3k 0.00% Unchanged
91 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 299299 $2.3k $2.3k 0.00% Added +125 +125
92 RATIONAL ADVISORS, INC. 0.00% of their portfolio San Juan, PR 254254 $2.0k $2.0k 0.00% Unchanged
93 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 123123 $958 $958 0.00% Unchanged
94 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 3636 $280 $280 0.00% Reduced -113 -113