Vault-13

ARIS WATER SOLUTIONS INC ARIS

CLASS A COM · Common Stock · CUSIP 04041L106

96 institutional holders -3 vs Q3 2022
25,379,66525.4m shares reported held*
$365.7mreported value*
14 new 41 added 25 reduced 19 sold out net bought ≈ $39.0m (+2.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $14.41. Options: 4 managers hold calls ($223.0k notional), 2 hold puts ($30.3k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 99Q4 22: 9696Q3 22Q4 22
Numbers
QuarterHolders
Q3 202299
Q4 202296

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 22 calls: $252.0kQ3 22 puts: $346.0kQ3 22P/C 1.37Q4 22 calls: $223.0kQ4 22 puts: $30.3kQ4 22P/C 0.14
Numbers
QuarterCallsPutsP/C
Q3 2022$252.0k$346.0k1.37
Q4 2022$223.0k$30.3k0.14

Biggest buyers

DEPRINCE RACE & ZOLLO INC New +1,652,896+1.7m
Ranger Investment Management, L.P. New +1,102,205+1.1m
T. Rowe Price Investment Management, Inc. Added +686,500+686.5k
Russell Investments Group, Ltd. Added +584,203+584.2k
AMERIPRISE FINANCIAL INC Added +451,099+451.1k
WASATCH ADVISORS LP New +304,934+304.9k
FIRST TRUST ADVISORS LP Added +224,473+224.5k
Allspring Global Investments Holdings, LLC Added +179,527+179.5k
SCOUT INVESTMENTS, INC. Added +173,268+173.3k
Bank of New York Mellon Corp Added +141,497+141.5k

Biggest sellers

Encompass Capital Advisors LLC Sold out -1,091,720-1.1m
Alyeska Investment Group, L.P. Sold out -717,985-718.0k
ADAGE CAPITAL PARTNERS GP, L.L.C. Sold out -250,000-250.0k
GOLDMAN SACHS GROUP INC Reduced -183,405-183.4k
RK Capital Management, LLC Sold out -158,600-158.6k
Waratah Capital Advisors Ltd. Reduced -135,734-135.7k
Resolute Capital Asset Partners LLC Sold out -126,501-126.5k
CHARTWELL INVESTMENT PARTNERS, LLC Sold out -106,428-106.4k
Nuveen Asset Management, LLC Reduced -68,678-68.7k
MARSHALL WACE, LLP Sold out -67,648-67.6k

Biggest calls

CITADEL ADVISORS LLC New $147.0k10.2k shares
GROUP ONE TRADING LLC New $72.0k5.0k shares
SIMPLEX TRADING, LLC Unchanged $4.0k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $30.3k2.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Yorktown Energy Partners XI, L.P. 13G · exempt (held before listing) filed 2025-05-15 22.2% 9.3m 2025-05-15
HORIZON KINETICS ASSET MANAGEMENT LLC 13G · institution new · filed 2025-07-23 6.4% new 2.1m 2025-07-23
Artisan Partners Limited Partnership 13G · institution new · filed 2025-05-15 5.6% new 1.7m 2025-05-15

Fell to 5% or below in the last year: First Trust Capital Management L.P. (0.0%, 2026-02-13), GOLDMAN SACHS GROUP INC (0.0%, 2026-02-12), AMERIPRISE FINANCIAL INC (0.1%, 2025-11-14)

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 T. Rowe Price Investment Management, Inc. 0.04% of their portfolio BALTIMORE, MD 3,614,9423.6m $52.1m $52.1m 0.04% Added +686.5k +686,500
2 FEDERATED HERMES, INC. 0.10% of their portfolio PITTSBURGH, PA 2,588,6002.6m $37.3m $37.3m 0.10% Added +53.6k +53,600
3 DEPRINCE RACE & ZOLLO INC 0.55% of their portfolio Winter Park, FL 1,652,8961.7m $23.8m $23.8m 0.55% New
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,311,3981.3m $18.9m $18.9m 0.00% Added +13.1k +13,063
5 BlackRock Inc. 0.00% of their portfolio New York, NY 1,303,5881.3m $18.8m $18.8m 0.00% Added +107.9k +107,868
6 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 1,291,1221.3m $18.6m $18.6m 0.00% Reduced -51.8k -51,778
7 Copeland Capital Management, LLC 0.46% of their portfolio Conshohocken, PA 1,205,1561.2m $17.4m $17.4m 0.46% Added +73.3k +73,319
8 Ranger Investment Management, L.P. 1.18% of their portfolio DALLAS, TX 1,102,2051.1m $15.9m $15.9m 1.18% New
9 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,067,2471.1m $15.4m $15.4m 0.01% Added +451.1k +451,099
10 EMERALD ADVISERS, LLC 0.72% of their portfolio LEOLA, PA 1,034,0581.0m $14.9m $14.9m 0.72% Added +25.9k +25,904
11 EMERALD MUTUAL FUND ADVISERS TRUST 0.72% of their portfolio LEOLA, PA 801,839801.8k $11.6m $11.6m 0.72% Reduced -6.7k -6,749
12 Russell Investments Group, Ltd. 0.02% of their portfolio Seattle, WA 654,359654.4k $9.4m $9.4m 0.02% Added +584.2k +584,203
13 KAYNE ANDERSON CAPITAL ADVISORS LP 0.26% of their portfolio LOS ANGELES, CA 617,800617.8k $8.9m $8.9m 0.26% Unchanged
14 LMR Partners LLP 0.16% of their portfolio LONDON, X0 580,000580.0k $8.4m $8.4m 0.16% Added +70.0k +70,000
15 Clearbridge Investments, LLC 0.01% of their portfolio NEW YORK, NY 542,682542.7k $7.8m $7.8m 0.01% Added +1.7k +1,682
16 JACOBS LEVY EQUITY MANAGEMENT, INC 0.05% of their portfolio FLORHAM PARK, NJ 471,063471.1k $6.8m $6.8m 0.05% Added +25.2k +25,175
17 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 456,988457.0k $6.6m $6.6m 0.01% Added +179.5k +179,527
18 SCOUT INVESTMENTS, INC. 0.13% of their portfolio KANSAS CITY, MO 440,470440.5k $6.3m $6.3m 0.13% Added +173.3k +173,268
19 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 429,779429.8k $6.2m $6.2m 0.00% Added +27.2k +27,224
20 FIL Ltd 0.01% of their portfolio HAMILTON, D0 406,618406.6k $5.9m $5.9m 0.01% Reduced -965 -965
21 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 397,927397.9k $5.7m $5.7m 0.00% Added +28.1k +28,087
22 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 347,841347.8k $5.0m $5.0m 0.01% Added +224.5k +224,473
23 WASATCH ADVISORS LP 0.03% of their portfolio SALT LAKE CITY, UT 304,934304.9k $4.4m $4.4m 0.03% New
24 Waratah Capital Advisors Ltd. 0.24% of their portfolio TORONTO, A6 264,920264.9k $3.8m $3.8m 0.24% Reduced -135.7k -135,734
25 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 260,345260.3k $3.8m $3.8m 0.00% Added +17.4k +17,366
26 PUTNAM INVESTMENTS LLC 0.01% of their portfolio BOSTON, MA 217,450217.4k $3.1m $3.1m 0.01% Reduced -15.0k -15,002
27 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 210,561210.6k $3.0m $3.0m 0.00% Added +141.5k +141,497
28 Knights of Columbus Asset Advisors LLC 0.26% of their portfolio NEW HAVEN, CT 171,656171.7k $2.5m $2.5m 0.26% Reduced -1.9k -1,858
29 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 161,901161.9k $2.3m $2.3m 0.00% Reduced -68.7k -68,678
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 146,200146.2k $2.1m $2.1m 0.00% Added +2.8k +2,817
31 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 116,600116.6k $1.7m $1.7m 0.00% Reduced -39.2k -39,194
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 114,516114.5k $1.7m $1.7m 0.00% Reduced -5.4k -5,389
33 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 106,369106.4k $1.5m $1.5m 0.00% Reduced -22.6k -22,650
34 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 91,21091.2k $1.3m $1.3m 0.00% Reduced -183.4k -183,405
35 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 87,56887.6k $1.3m $1.3m 0.00% Reduced -10.6k -10,590
36 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 64,05864.1k $923.1k $923.1k 0.00% Added +9.8k +9,778
37 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 60,58060.6k $873.0k $873.0k 0.00% Added +1.2k +1,191
38 Man Group plc 0.00% of their portfolio LONDON, X0 54,43554.4k $784.4k $784.4k 0.00% Reduced -300 -300
39 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 41,41841.4k $596.8k $596.8k 0.01% New
40 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 37,20037.2k $536.0k $536.0k 0.00% Added +19.1k +19,100
41 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 35,97236.0k $518.4k $518.4k 0.01% Added +5.4k +5,372
42 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 32,69632.7k $471.1k $471.1k 0.00% Reduced -5.0k -5,024
43 Olistico Wealth, LLC 0.51% of their portfolio TULSA, OK 32,38532.4k $466.7k $466.7k 0.51% First filing
44 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 31,86631.9k $458.0k $458.0k 0.00% Added +3.0k +3,009
45 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 31,49231.5k $453.8k $453.8k 0.00% Reduced -3.9k -3,895
46 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 27,79927.8k $401.0k $401.0k 0.00% Added +901 +901
47 U.S. Capital Wealth Advisors, LLC 0.02% of their portfolio AUSTIN, TX 24,83124.8k $357.8k $357.8k 0.02% Added +14.8k +14,800
48 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 22,53722.5k $324.7k $324.7k 0.00% Added +1.4k +1,420
49 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 21,97422.0k $317.0k $317.0k 0.00% Reduced -2.0k -2,000
50 UBS Group AG 0.00% of their portfolio ZURICH, V8 17,41317.4k $250.9k $250.9k 0.00% Added +12.8k +12,850
51 BOULDER HILL CAPITAL MANAGEMENT LP 0.20% of their portfolio NEW YORK, NY 16,50016.5k $237.8k $237.8k 0.20% New
52 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 16,40316.4k $236.4k $236.4k 0.00% New
53 Mesirow Financial Investment Management, Inc. 0.98% of their portfolio CHICAGO, IL 16,14416.1k $232.6k $232.6k 0.98% Unchanged
54 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 15,65115.7k $225.5k $225.5k 0.01% Added +1.1k +1,124
55 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 15,58115.6k $224.5k $224.5k 0.00% Added +1.4k +1,382
56 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 14,98315.0k $215.9k $215.9k 0.00% Added +1 +1
57 IQ EQ FUND MANAGEMENT (IRELAND) Ltd 0.04% of their portfolio DUBLIN 2, L2 14,96115.0k $215.6k $215.6k 0.04% New
58 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 13,29713.3k $191.6k $191.6k 0.00% Reduced -9.2k -9,154
59 AJ WEALTH STRATEGIES, LLC 0.01% of their portfolio NEW YORK, NY 13,14213.1k $189.0k $189.0k 0.01% Added +75 +75
60 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 12,47512.5k $179.8k $179.8k 0.00% Unchanged
61 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 11,60011.6k $167.2k $167.2k 0.00% New
62 Prudent Man Advisors, LLC 0.07% of their portfolio NAPERVILLE, IL 11,40711.4k $164.0k $164.0k 0.07% Added +1.2k +1,201
63 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 11,20711.2k $161.5k $161.5k 0.00% Reduced -1.3k -1,306
64 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 10,92910.9k $157.5k $157.5k 0.00% Added +10.5k +10,509
65 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 10,57110.6k $152.3k $152.3k 0.00% Added +146 +146
66 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 10,41610.4k $150.1k $150.1k 0.00% Reduced -38 -38
67 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 10,32310.3k $148.8k $148.8k 0.00% New
68 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 8,7918.8k $126.7k $126.7k 0.00% Added +99 +99
69 TOTH FINANCIAL ADVISORY CORP 0.01% of their portfolio LEESBURG, VA 5,9506.0k $85.7k $85.7k 0.01% Reduced -7.8k -7,765
70 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 5,9135.9k $85.2k $85.2k 0.00% First filing
71 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 3,5433.5k $51.0k $51.0k 0.00% Unchanged
72 Legal & General Group Plc 0.00% of their portfolio London, X0 3,1193.1k $44.9k $44.9k 0.00% Unchanged
73 Sutton Wealth Advisors Inc. 0.01% of their portfolio TAMPA, FL 2,3002.3k $33.1k $33.1k 0.01% New
74 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 2,1172.1k $30.5k $30.5k 0.00% Reduced -43.6k -43,595
75 Metropolitan Life Insurance Co/NY 0.00% of their portfolio New York, NY 1,6561.7k $23.9k $23.9k 0.00% Unchanged
76 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,6091.6k $23.2k $23.2k 0.00% Added +75 +75
77 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 1,6051.6k $23.1k $23.1k 0.00% Unchanged
78 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 1,5521.6k $22.0k $22.0k 0.00% Added +2 +2
79 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,5041.5k $24.9k $24.9k 0.00% Unchanged
80 OPTIMUM INVESTMENT ADVISORS 0.01% of their portfolio Chicago, IL 1,1001.1k $15.9k $15.9k 0.01% Added +100 +100
81 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 1,0521.1k $15.2k $15.2k 0.00% New
82 TRUSTCORE FINANCIAL SERVICES, LLC 0.00% of their portfolio BRENTWOOD, TN 500500 $7.2k $7.2k 0.00% Unchanged
83 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 455455 $6.6k $6.6k 0.00% Unchanged
84 COMERICA SECURITIES,INC. 0.00% of their portfolio DETROIT, MI 349349 $5.0k $5.0k 0.00% New
85 Providence Capital Advisors, LLC 0.00% of their portfolio CHARLOTTE, NC 300300 $4.3k $4.3k 0.00% Unchanged
86 FMR LLC 0.00% of their portfolio BOSTON, MA 275275 $4.0k $4.0k 0.00% Added +22 +22
87 RATIONAL ADVISORS, INC. 0.00% of their portfolio San Juan, PR 254254 $3.7k $3.7k 0.00% Unchanged
88 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 200200 $2.9k $2.9k 0.00% New
89 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 174174 $2.5k $2.5k 0.00% Added +58 +58
90 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 172172 $3.0k $3.0k 0.00% Reduced -26 -26
91 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 166166 $2.0k $2.0k 0.00% New
92 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 154154 $2.0k $2.0k 0.00% Reduced -1.4k -1,352
93 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 149149 $2.1k $2.1k 0.00% Reduced -189 -189
94 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 123123 $1.8k $1.8k 0.00% Unchanged
95 Cornerstone Planning Group LLC 0.00% of their portfolio FAIRFIELD, NJ 116116 $1.8k $1.8k 0.00% First filing
96 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 11 $14 $14 0.00% Reduced -123 -123