ARES CAPITAL CORP ARCC 4.625 03.01.24
NOTE 4.625% 3/0 · US DOMESTIC · CUSIP 04010LAW3
65
institutional holders
32.8m
shares reported held*
$367.5mreported value*
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $11.25. Options: 0 managers hold calls (— notional), 1 hold puts ($339.3k).
Biggest calls
| None |
Biggest puts
| BNP PARIBAS FINANCIAL MARKETS | — | $339.3k201 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q3 2022
| Manager | Shares | Change |
|---|---|---|
| VICTORY CAPITAL MANAGEMENT INC 0.12% of their portfolio | 99.2m $101.3m | — |
| ADVENT CAPITAL MANAGEMENT /DE/ 0.57% of their portfolio | 30.4m $31.2m | — |
| MacKay Shields LLC 0.60% of their portfolio | 23.3m $23.9m | — |
| INCOME RESEARCH & MANAGEMENT 9.58% of their portfolio | 20.0m $20.4m | — |
| Lombard Odier Asset Management (Europe) Ltd 0.98% of their portfolio | 18.3m $18.8m | — |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 16.1m $16.4m | — |
| PIER 88 INVESTMENT PARTNERS LLC 3.71% of their portfolio | 15.3m $15.6m | — |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 12.7m $13.0m | — |
| Invesco Ltd. 0.00% of their portfolio | 11.6m $11.8m | — |
| SSI INVESTMENT MANAGEMENT LLC 0.79% of their portfolio | 11.6m $11.8m | — |
| CREDIT SUISSE AG/ 0.01% of their portfolio | 10.8m $10.8m | — |
| RWC Asset Management LLP 0.34% of their portfolio | 10.0m $10.2m | — |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 9.5m $9.7m | — |
| STATE STREET CORP 0.00% of their portfolio | 9.4m $9.6m | — |
| CONNING INC. 0.27% of their portfolio | 7.5m $7.7m | — |
| Thrivent Financial for Lutherans 0.02% of their portfolio | 6.3m $6.4m | — |
| SHENKMAN CAPITAL MANAGEMENT INC 0.42% of their portfolio | 6.1m $6.3m | — |
| Calamos Advisors LLC 0.03% of their portfolio | 6.1m $6.3m | — |
| ZAZOVE ASSOCIATES LLC 0.54% of their portfolio | 5.8m $5.9m | — |
| Ameritas Investment Partners, Inc. 0.24% of their portfolio | 5.2m $5.3m | — |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio | 4.5m $4.6m | — |
| BlackRock Inc. 0.00% of their portfolio | 3.7m $3.8m | — |
| BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio | 3.5m $3.6m | — |
| EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC 0.36% of their portfolio | 2.0m $2.0m | — |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 1.4m $1.4m | — |
| AEGON USA Investment Management, LLC 0.64% of their portfolio | 1.1m $1.1m | — |
| MORGAN STANLEY 0.00% of their portfolio | 890.0k $897.0k | — |
| Compagnie Lombard Odier SCmA 0.02% of their portfolio | 725.0k $745.0k | — |
| FIRST HAWAIIAN BANK 0.03% of their portfolio | 638.0k $651.0k | — |
| SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio | 500.0k $510.0k | — |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 400.0k $407.8k | — |
| Bank of New York Mellon Corp 0.00% of their portfolio | 400.0k $409.0k | — |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 331.0k $338.0k | — |
| SEI INVESTMENTS CO 0.00% of their portfolio | 235.0k $240.0k | — |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 132.7k $133.0k | — |
| REGIONS FINANCIAL CORP 0.00% of their portfolio | 123.0k $126.0k | — |
| River Wealth Advisors LLC 0.03% of their portfolio | 120.0k $123.0k | — |
| Endurance Wealth Management, Inc. 0.02% of their portfolio | 90.0k $92.0k | — |
| Integrated Advisors Network LLC 0.01% of their portfolio | 85.0k $87.0k | — |
| CITIGROUP INC 0.00% of their portfolio | 83.0k $85.0k | — |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 80.0k $81.0k | — |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 74.2k $1.3m | — |
| Wealthstar Advisors, LLC 0.03% of their portfolio | 60.0k $62.0k | — |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 40.0k $41.0k | — |
| Merit Financial Group, LLC 0.00% of their portfolio | 40.0k $41.0k | — |
| AE Wealth Management LLC 0.00% of their portfolio | 40.0k $41.0k | — |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 32.0k $33.0k | — |
| HOHIMER WEALTH MANAGEMENT, LLC 0.01% of their portfolio | 30.0k $31.0k | — |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 25.0k $26.0k | — |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 25.0k $26.0k | — |
| Realta Investment Advisors 0.01% of their portfolio | 25.0k $26.0k | — |
| LPL Financial LLC 0.00% of their portfolio | 20.0k $20.0k | — |
| PFG Private Wealth Management, LLC 0.01% of their portfolio | 20.0k $20.0k | — |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 16.0k $16.0k | — |
| US BANCORP \DE\ 0.00% of their portfolio | 15.0k $15.0k | — |
| Johnson Midwest Financial, LLC 0.06% of their portfolio | 15.0k $15.0k | — |
| Ayrshire Capital Management LLC 0.01% of their portfolio | 15.0k $15.0k | — |
| Mayflower Financial Advisors, LLC 0.00% of their portfolio | 12.0k $12.0k | — |
| Cetera Investment Advisers 0.00% of their portfolio | 10.0k $10.0k | — |
| Independent Advisor Alliance 0.00% of their portfolio | 10.0k $10.0k | — |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 6.0k $6.0k | — |
| LAFFER TENGLER INVESTMENTS, INC. 1.07% of their portfolio | 2.8k $2.9m | — |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 2.0k $204.0k | — |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.0k $1.0k | — |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | — |