Vault-13

AQUA METALS INC

COM NEW · CUSIP 03837J200

2 institutional holders -31 vs Q2 2025
190190 shares reported held*
$252reported value*
1 new 0 added 1 reduced 31 sold out net sold ≈ $339.0k (-880.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.33.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

02040Q3 24: 1Q4 24: 33Q1 25: 29Q2 25: 33Q3 25: 22Q3 24Q4 24Q1 25Q2 25Q3 25
Numbers
QuarterHolders
Q3 20241
Q4 202433
Q1 202529
Q2 202533
Q3 20252

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 24: 31 bought or addedQ4 24: 1 cut or sold outQ4 24Q1 25: 4 bought or addedQ1 25: 13 cut or sold outQ1 25Q2 25: 11 bought or addedQ2 25: 11 cut or sold outQ2 25Q3 25: 1 bought or addedQ3 25: 32 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 2024311
Q1 2025413
Q2 20251111
Q3 2025132

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60kQ4 24 calls: $47.6kQ4 24 puts: $17.6kQ4 24P/C 0.37Q1 25 calls: $4.9kQ1 25 puts: $31.1kQ1 25P/C 6.31Q2 25 calls: $0Q2 25 puts: $0Q2 25P/C —Q3 25 calls: $0Q3 25 puts: $0Q3 25P/C —
Numbers
QuarterCallsPutsP/C
Q4 2024$47.6k$17.6k0.37
Q1 2025$4.9k$31.1k6.31
Q2 2025$0$0—
Q3 2025$0$0—

Biggest buyers

Advisory Services Network, LLC New +30+30

Biggest sellers

Baird Financial Group, Inc. Sold out -321,228-321.2k
IEQ CAPITAL, LLC Sold out -174,058-174.1k
UBS Group AG Sold out -78,291-78.3k
GEODE CAPITAL MANAGEMENT, LLC Sold out -66,591-66.6k
VANGUARD GROUP INC Sold out -53,301-53.3k
BlackRock, Inc. Sold out -48,502-48.5k
JANE STREET GROUP, LLC Sold out -30,905-30.9k
Cardinal Point Capital Management ULC Sold out -22,800-22.8k
HRT FINANCIAL LP Sold out -22,588-22.6k
Cambridge Investment Research Advisors, Inc. Sold out -15,712-15.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BAIRD ROBERT W & CO INC /WI/ 13G · institution new · filed 2025-02-11 5.2% new 371.1k 2025-02-11

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 160160 $60 $60 0.00% Reduced -88 -88
2 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 3030 $192 $192 0.00% New