Vault-13

AQUA METALS INC

COM · CUSIP 03837J101

1 institutional holders -54 vs Q3 2024
15,00015.0k shares reported held*
$1.9kreported value*
0 new 0 added 0 reduced 54 sold out net sold ≈ $2.2m (-17.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.12.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 56Q4 22: 58Q1 23: 60Q2 23: 58Q3 23: 72Q4 23: 74Q1 24: 66Q2 24: 63Q3 24: 55Q4 24: 11Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202256
Q4 202258
Q1 202360
Q2 202358
Q3 202372
Q4 202374
Q1 202466
Q2 202463
Q3 202455
Q4 20241

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 19 bought or addedQ1 23: 17 cut or sold outQ2 23: 18 bought or addedQ2 23: 19 cut or sold outQ2 23Q3 23: 35 bought or addedQ3 23: 15 cut or sold outQ4 23: 26 bought or addedQ4 23: 17 cut or sold outQ4 23Q1 24: 27 bought or addedQ1 24: 28 cut or sold outQ2 24: 23 bought or addedQ2 24: 29 cut or sold outQ2 24Q3 24: 18 bought or addedQ3 24: 24 cut or sold outQ4 24: 0 bought or addedQ4 24: 54 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20231917
Q2 20231819
Q3 20233515
Q4 20232617
Q1 20242728
Q2 20242329
Q3 20241824
Q4 2024054

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1k$2k$3kQ1 24 calls: $915Q1 24 puts: $1.0kQ1 24P/C 1.12Q2 24 calls: $3.0kQ2 24 puts: $224Q2 24P/C 0.08Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —
Numbers
QuarterCallsPutsP/C
Q1 2024$915$1.0k1.12
Q2 2024$3.0k$2240.08
Q3 2024$0$0—
Q4 2024$0$0—

Biggest buyers

None

Biggest sellers

Baird Financial Group, Inc. Sold out -5,360,801-5.4m
VANGUARD GROUP INC Sold out -4,207,046-4.2m
IEQ CAPITAL, LLC Sold out -3,481,196-3.5m
GEODE CAPITAL MANAGEMENT, LLC Sold out -1,341,382-1.3m
BlackRock, Inc. Sold out -970,082-970.1k
Cambridge Investment Research Advisors, Inc. Sold out -370,890-370.9k
STATE STREET CORP Sold out -264,434-264.4k
UBS Group AG Sold out -232,513-232.5k
NORTHERN TRUST CORP Sold out -197,572-197.6k
GOLDMAN SACHS GROUP INC Sold out -100,000-100.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Cushner Alex Scott 13G · institution filed 2025-02-14 11.7% 834.0k 2025-02-14

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 15,00015.0k $1.9k $1.9k 0.00% Unchanged