Vault-13

APPTECH PMTS CORP APCX

COM · Common Stock · CUSIP 03834B309

14 institutional holders -1 vs Q1 2023
698,983699.0k shares reported held*
3.8% of all shares outstanding*
$1.4mreported value*
3 new 3 added 2 reduced 3 sold out net sold ≈ $1.3m (-671.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 18.5m as of 2023-08-14, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $1.97.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 13Q4 22: 13Q1 23: 15Q2 23: 1414Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202213
Q4 202213
Q1 202315
Q2 202314

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 8 bought or addedQ4 22: 7 cut or sold outQ4 22Q1 23: 12 bought or addedQ1 23: 5 cut or sold outQ1 23Q2 23: 6 bought or addedQ2 23: 5 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202287
Q1 2023125
Q2 202365

Biggest buyers

BlackRock Inc. New +33,743+33.7k
VANGUARD GROUP INC Added +28,087+28.1k
Gradient Investments LLC New +500+500
New Millennium Group LLC New +500+500
OSAIC HOLDINGS, INC. Added +210+210
WELLS FARGO & COMPANY/MN Added +4+4

Biggest sellers

SABBY MANAGEMENT, LLC Sold out -692,636-692.6k
PRICE T ROWE ASSOCIATES INC /MD/ Sold out -23,100-23.1k
CITADEL ADVISORS LLC Reduced -11,478-11.5k
UBS Group AG Sold out -4,781-4.8k
Tower Research Capital LLC (TRC) Reduced -2,233-2.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
LORD ALBERT L 13D · may seek influence new · filed 2025-07-03
Stated purposeThe Reporting Person acquired the securities of the Issuer for investment purposes. Except as otherwise described herein, the Reporting Person does not currently have any plans or proposals which relate to or would result in any of the actions specified in clauses (a) through (j) of Item 4 of Schedule 13D, including, without limitation, any extraordinary corporate transaction involving the Issuer or any of its subsidiaries, any sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries, any change in the present board of directors or management of the Issuer, any material change in the present capitalization or dividend policy of the Issuer, or any other material change in the Issuer's business or corporate structure. However, the Reporting Person reserves th… Full filing
8.5% new 2.8m 2025-07-03

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 446,911446.9k $880.4k $880.4k 0.00% Added +28.1k +28,087
2 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 105,174105.2k $207.2k $207.2k 0.00% Unchanged
3 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 35,36635.4k $69.7k $69.7k 0.00% Unchanged
4 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 34,63534.6k $68.2k $68.2k 0.00% Reduced -11.5k -11,478
5 BlackRock Inc. 0.00% of their portfolio New York, NY 33,74333.7k $66.5k $66.5k 0.00% New
6 Moss Adams Wealth Advisors LLC 0.01% of their portfolio SEATTLE, WA 15,00015.0k $29.6k $29.6k 0.01% Unchanged
7 INTEGRAL INVESTMENT ADVISORS, INC. 0.02% of their portfolio TURLOCK, CA 14,25014.2k $28.1k $28.1k 0.02% Unchanged
8 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6,7106.7k $13.2k $13.2k 0.00% Added +210 +210
9 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 4,5094.5k $8.9k $8.9k 0.00% Reduced -2.2k -2,233
10 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,6001.6k $3.2k $3.2k 0.00% Unchanged
11 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 500500 $985 $985 0.00% New
12 New Millennium Group LLC 0.00% of their portfolio SANDY, UT 500500 $985 $985 0.00% New
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 8585 $167 $167 0.00% Added +4 +4
14 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged