Vault-13

APPLIED THERAPEUTICS INC APLT

COM · Common Stock · CUSIP 03828A101

41 institutional holders +4 vs Q1 2023
31,465,89431.5m shares reported held*
$40.3mreported value*
7 new 14 added 9 reduced 3 sold out net bought ≈ $11.8m (+9.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.28. Options: 5 managers hold calls ($9.7m notional), 3 hold puts ($5.8k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 45Q4 22: 39Q1 23: 37Q2 23: 4141Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202245
Q4 202239
Q1 202337
Q2 202341

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 11 bought or addedQ4 22: 29 cut or sold outQ4 22Q1 23: 19 bought or addedQ1 23: 18 cut or sold outQ1 23Q2 23: 21 bought or addedQ2 23: 12 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221129
Q1 20231918
Q2 20232112

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $4.1mQ3 22 puts: $2.0kQ3 22P/C 0.00Q4 22 calls: $84.6kQ4 22 puts: $76Q4 22P/C 0.00Q1 23 calls: $3.5mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $9.7mQ2 23 puts: $5.8kQ2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$4.1m$2.0k0.00
Q4 2022$84.6k$760.00
Q1 2023$3.5m$00.00
Q2 2023$9.7m$5.8k0.00

Biggest buyers

Venrock Adviser, LLC New +5,658,034+5.7m
Alyeska Investment Group, L.P. Added +3,632,304+3.6m
FRANKLIN RESOURCES INC Added +3,171,248+3.2m
CM Management, LLC New +300,000+300.0k
RENAISSANCE TECHNOLOGIES LLC Added +187,578+187.6k
VANGUARD GROUP INC Added +141,847+141.8k
BlackRock Inc. Added +125,015+125.0k
GEODE CAPITAL MANAGEMENT, LLC Added +79,427+79.4k
NORTHERN TRUST CORP Added +58,261+58.3k
MORGAN STANLEY Added +54,528+54.5k

Biggest sellers

FMR LLC Reduced -3,305,206-3.3m
CITIGROUP INC Sold out -353,138-353.1k
Point72 Asset Management, L.P. Reduced -245,009-245.0k
MILLENNIUM MANAGEMENT LLC Reduced -134,066-134.1k
TWO SIGMA INVESTMENTS, LP Reduced -64,595-64.6k
JPMORGAN CHASE & CO Reduced -48,643-48.6k
ACADIAN ASSET MANAGEMENT LLC Sold out -47,495-47.5k
TWO SIGMA ADVISERS, LP Reduced -43,116-43.1k
STATE STREET CORP Reduced -31,685-31.7k
Virtu Financial LLC Sold out -14,497-14.5k

Biggest calls

Alyeska Investment Group, L.P. Added $9.6m7.5m shares
SIMPLEX TRADING, LLC Added $38.0k29.9k shares
CITADEL ADVISORS LLC New $17.2k13.4k shares
Belvedere Trading LLC New $13.1k10.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SIMPLEX TRADING, LLC New $5.0k4.0k shares
CITADEL ADVISORS LLC New $768600 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
T. Rowe Price Investment Management, Inc. 13G · institution +1.7 pts · filed 2025-11-14 14.9% +1.7 pts 21.4m 2025-11-14
Alyeska Investment Group, L.P. 13G · institution new · filed 2025-02-14 5.8% new 6.7m 2025-02-14

Fell to 5% or below in the last year: Venrock Healthcare Capital Partners III, L.P. (0.0%, 2026-08-14), Vestal Point Capital, LP (0.0%, 2026-02-17), Propel Bio Management, LLC (4.2%, 2025-12-31), ALEXANDRIA REAL ESTATE EQUITIES, INC. (4.3%, 2025-12-15)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 7,946,7327.9m $10.2m $10.2m 0.00% Added +3.2m +3,171,248
2 Venrock Adviser, LLC 1.16% of their portfolio NEW YORK, NY 5,658,0345.7m $7.2m $7.2m 1.16% New
3 Alyeska Investment Group, L.P. 0.04% of their portfolio CHICAGO, IL 4,431,4064.4m $5.7m $5.7m 0.04% Added +3.6m +3,632,304
4 Knoll Capital Management, LLC 5.41% of their portfolio MIAMI, FL 3,450,0003.5m $4.4m $4.4m 5.41% Unchanged
5 FMR LLC 0.00% of their portfolio BOSTON, MA 2,639,5362.6m $3.4m $3.4m 0.00% Reduced -3.3m -3,305,206
6 Simplify Asset Management Inc. 0.55% of their portfolio Las Vegas, NV 2,382,6212.4m $3.0m $3.0m 0.55% Unchanged
7 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 997,002997.0k $1.3m $1.3m 0.00% Added +141.8k +141,847
8 Rock Springs Capital Management LP 0.02% of their portfolio Baltimore, MD 780,791780.8k $999.4k $999.4k 0.02% Unchanged
9 Point72 Asset Management, L.P. 0.00% of their portfolio STAMFORD, CT 474,929474.9k $607.9k $607.9k 0.00% Reduced -245.0k -245,009
10 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 440,505440.5k $563.8k $563.8k 0.00% Added +79.4k +79,427
11 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 407,378407.4k $521.0k $521.0k 0.00% Added +187.6k +187,578
12 BlackRock Inc. 0.00% of their portfolio New York, NY 398,026398.0k $509.5k $509.5k 0.00% Added +125.0k +125,015
13 Laurion Capital Management LP 0.02% of their portfolio NEW YORK, NY 345,900345.9k $442.8k $442.8k 0.02% Unchanged
14 CM Management, LLC 0.37% of their portfolio GULF BREEZE, FL 300,000300.0k $384.0k $384.0k 0.37% New
15 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 118,800118.8k $152.1k $152.1k 0.00% Unchanged
16 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 109,221109.2k $139.8k $139.8k 0.00% Added +58.3k +58,261
17 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 106,671106.7k $136.5k $136.5k 0.00% Reduced -43.1k -43,116
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 106,643106.6k $136.5k $136.5k 0.00% Added +32.9k +32,942
19 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 62,73062.7k $80.3k $80.3k 0.00% Reduced -31.7k -31,685
20 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 54,72454.7k $70.0k $70.0k 0.00% Added +54.5k +54,528
21 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 47,76047.8k $61.1k $61.1k 0.00% Reduced -134.1k -134,066
22 WealthTrust Axiom LLC 0.02% of their portfolio WAYNE, PA 43,00043.0k $55.0k $55.0k 0.02% Unchanged
23 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 27,10327.1k $34.7k $34.7k 0.00% Reduced -48.6k -48,643
24 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 24,55424.6k $31.4k $31.4k 0.00% Reduced -64.6k -64,595
25 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 24,50424.5k $31.4k $31.4k 0.00% New
26 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 18,09118.1k $23.2k $23.2k 0.00% Unchanged
27 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 14,30414.3k $18.3k $18.3k 0.00% New
28 Perennial Investment Advisors, LLC 0.00% of their portfolio Los Angeles, CA 11,60011.6k $14.8k $14.8k 0.00% Unchanged
29 Essex Financial Services, Inc. 0.00% of their portfolio ESSEX, CT 10,00010.0k $12.8k $12.8k 0.00% Unchanged
30 Belvedere Trading LLC 0.00% of their portfolio CHICAGO, IL 8,6028.6k $11.0k $11.0k 0.00% New
31 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 8,5318.5k $10.9k $10.9k 0.00% New
32 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 7,4807.5k $9.6k $9.6k 0.00% Added +672 +672
33 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 3,5013.5k $4.5k $4.5k 0.00% Added +3.0k +3,000
34 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 2,3792.4k $3.0k $3.0k 0.00% Added +2.2k +2,243
35 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 1,6331.6k $2.1k $2.1k 0.00% Reduced -37 -37
36 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 544544 $696 $696 0.00% New
37 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 342342 $438 $438 0.00% Added +69 +69
38 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 232232 $297 $297 0.00% Added +221 +221
39 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 8484 $108 $108 0.00% Unchanged
40 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 11 $1 $1 0.00% Reduced -364 -364
41 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged