Vault-13

APPLIED THERAPEUTICS INC APLT

COM · Common Stock · CUSIP 03828A101

39 institutional holders -6 vs Q3 2022
19,680,04919.7m shares reported held*
$15.1mreported value*
5 new 6 added 18 reduced 11 sold out net sold ≈ $2.3m (-3.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.77. Options: 4 managers hold calls ($84.6k notional), 2 hold puts ($76).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 45Q4 22: 3939Q3 22Q4 22
Numbers
QuarterHolders
Q3 202245
Q4 202239

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $4.1mQ3 22 puts: $2.0kQ3 22P/C 0.00Q4 22 calls: $84.6kQ4 22 puts: $76Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$4.1m$2.0k0.00
Q4 2022$84.6k$760.00

Biggest buyers

Knoll Capital Management, LLC Added +1,367,877+1.4m
VANGUARD GROUP INC Added +343,299+343.3k
BANK OF MONTREAL /CAN/ New +323,100+323.1k
PURA VIDA INVESTMENTS, LLC New +101,654+101.7k
GEODE CAPITAL MANAGEMENT, LLC Added +29,012+29.0k
JANE STREET GROUP, LLC New +17,707+17.7k
TWO SIGMA SECURITIES, LLC New +10,933+10.9k
BNP PARIBAS FINANCIAL MARKETS Added +2,481+2.5k
TWO SIGMA ADVISERS, LP Added +700+700
CITADEL ADVISORS LLC New +374+374

Biggest sellers

Alyeska Investment Group, L.P. Reduced -1,945,161-1.9m
ORBIMED ADVISORS LLC Reduced -1,199,079-1.2m
Point72 Asset Management, L.P. Reduced -1,000,000-1.0m
BlackRock Inc. Reduced -234,265-234.3k
FMR LLC Reduced -231,600-231.6k
Rock Springs Capital Management LP Reduced -105,000-105.0k
CITIGROUP INC Reduced -101,652-101.7k
FIRST MANHATTAN CO. LLC. Sold out -73,783-73.8k
BRIDGEWAY CAPITAL MANAGEMENT, LLC Reduced -50,000-50.0k
Maven Securities LTD Sold out -50,000-50.0k

Biggest calls

SIMPLEX TRADING, LLC Reduced $55.0k72.7k shares
CITADEL ADVISORS LLC Added $27.1k35.7k shares
GROUP ONE TRADING LLC Reduced $2.4k3.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $76100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
T. Rowe Price Investment Management, Inc. 13G · institution +1.7 pts · filed 2025-11-14 14.9% +1.7 pts 21.4m 2025-11-14
Alyeska Investment Group, L.P. 13G · institution new · filed 2025-02-14 5.8% new 6.7m 2025-02-14

Fell to 5% or below in the last year: Venrock Healthcare Capital Partners III, L.P. (0.0%, 2026-08-14), Vestal Point Capital, LP (0.0%, 2026-02-17), Propel Bio Management, LLC (4.2%, 2025-12-31), ALEXANDRIA REAL ESTATE EQUITIES, INC. (4.3%, 2025-12-15)

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 4,775,4844.8m $3.6m $3.6m 0.00% Unchanged
2 ORBIMED ADVISORS LLC 0.04% of their portfolio New York, NY 3,050,9213.1m $2.3m $2.3m 0.04% Reduced -1.2m -1,199,079
3 FMR LLC 0.00% of their portfolio BOSTON, MA 2,972,3713.0m $2.3m $2.3m 0.00% Reduced -231.6k -231,600
4 Knoll Capital Management, LLC 4.20% of their portfolio MIAMI, FL 2,450,0002.5m $1.9m $1.9m 4.20% Added +1.4m +1,367,877
5 Alyeska Investment Group, L.P. 0.01% of their portfolio CHICAGO, IL 1,268,0521.3m $963.7k $963.7k 0.01% Reduced -1.9m -1,945,161
6 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 796,562796.6k $605.4k $605.4k 0.00% Added +343.3k +343,299
7 Point72 Asset Management, L.P. 0.00% of their portfolio STAMFORD, CT 719,938719.9k $547.2k $547.2k 0.00% Reduced -1.0m -1,000,000
8 Rock Springs Capital Management LP 0.01% of their portfolio Baltimore, MD 596,680596.7k $453.5k $453.5k 0.01% Reduced -105.0k -105,000
9 Artal Group S.A. 0.02% of their portfolio LUXEMBOURG, N4 400,000400.0k $304.0k $304.0k 0.02% Unchanged
10 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 361,078361.1k $274.0k $274.0k 0.00% Added +29.0k +29,012
11 Laurion Capital Management LP 0.01% of their portfolio NEW YORK, NY 345,900345.9k $262.9k $262.9k 0.01% Unchanged
12 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 323,100323.1k $355.4k $355.4k 0.00% New
13 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 317,978318.0k $242.0k $242.0k 0.00% Reduced -16.3k -16,311
14 BlackRock Inc. 0.00% of their portfolio New York, NY 293,781293.8k $223.3k $223.3k 0.00% Reduced -234.3k -234,265
15 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 249,900249.9k $189.9k $189.9k 0.00% Added +700 +700
16 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 177,773177.8k $135.1k $135.1k 0.00% Reduced -3.8k -3,828
17 PURA VIDA INVESTMENTS, LLC 0.01% of their portfolio NEW YORK, NY 101,654101.7k $77.3k $77.3k 0.01% New
18 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 94,41594.4k $71.8k $71.8k 0.00% Unchanged
19 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 87,39587.4k $65.0k $65.0k 0.00% Unchanged
20 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 61,94361.9k $47.0k $47.0k 0.00% Reduced -37.5k -37,538
21 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 58,80058.8k $44.7k $44.7k 0.00% Reduced -50.0k -50,000
22 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 50,96051.0k $38.7k $38.7k 0.00% Unchanged
23 Ergoteles LLC 0.00% of their portfolio NEW YORK, NY 36,52436.5k $27.8k $27.8k 0.00% Reduced -15.2k -15,161
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 21,93121.9k $16.7k $16.7k 0.00% Reduced -809 -809
25 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 17,70717.7k $13.5k $13.5k 0.00% New
26 Perennial Investment Advisors, LLC 0.00% of their portfolio Los Angeles, CA 11,60011.6k $8.8k $8.8k 0.00% Unchanged
27 UBS Group AG 0.00% of their portfolio ZURICH, V8 11,36811.4k $8.6k $8.6k 0.00% Reduced -15.8k -15,781
28 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 10,93310.9k $8.3k $8.3k 0.00% New
29 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 5,0785.1k $4.0k $4.0k 0.00% Reduced -5.4k -5,368
30 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,4804.5k $3.4k $3.4k 0.00% Reduced -15.6k -15,597
31 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 3,1213.1k $2.4k $2.4k 0.00% Added +2.5k +2,481
32 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 1,0861.1k $825 $825 0.00% Unchanged
33 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 388388 $0 $0 0.00% Reduced -1.6k -1,646
34 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 374374 $284 $284 0.00% New
35 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 293293 $223 $223 0.00% Reduced -101.7k -101,652
36 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 268268 $204 $204 0.00% Added +7 +7
37 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 129129 $98 $98 0.00% Reduced -329 -329
38 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 8484 $64 $64 0.00% Unchanged
39 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged