Vault-13

APPLIED DIGITAL CORP APLD

COM NEW · Common Stock · CUSIP 038169207 · ISIN US0381692070

67 institutional holders +4 vs Q3 2022
31,525,39931.5m shares reported held*
33.4% of all shares outstanding*
$58.0mreported value*
13 new 33 added 10 reduced 10 sold out net bought ≈ $14.6m (+7.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 94.5m as of 2023-01-10, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $1.84.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 63Q4 22: 6767Q3 22Q4 22
Numbers
QuarterHolders
Q3 202263
Q4 202267

Biggest buyers

BlackRock Inc. Added +2,215,739+2.2m
VANGUARD GROUP INC Added +2,157,314+2.2m
Mirae Asset Global Investments Co., Ltd. Added +1,216,617+1.2m
Nokomis Capital, L.L.C. Added +1,076,604+1.1m
EXCHANGE TRADED CONCEPTS, LLC New +934,150+934.1k
272 Capital LP Added +555,000+555.0k
GEODE CAPITAL MANAGEMENT, LLC Added +424,349+424.3k
NORTHERN TRUST CORP Added +389,202+389.2k
BOOTHBAY FUND MANAGEMENT, LLC New +386,470+386.5k
Hood River Capital Management LLC Added +368,078+368.1k

Biggest sellers

Verition Fund Management LLC Sold out -1,183,108-1.2m
Harvey Partners, LLC Reduced -903,332-903.3k
Deep Field Asset Management LLC Reduced -695,468-695.5k
Alta Fundamental Advisers LLC Sold out -393,621-393.6k
EQUITEC PROPRIETARY MARKETS, LLC Reduced -162,851-162.9k
Rock Creek Group LLC Reduced -59,800-59.8k
Voss Capital, LP Reduced -59,800-59.8k
MILLENNIUM MANAGEMENT LLC Sold out -26,583-26.6k
JANE STREET GROUP, LLC Sold out -24,606-24.6k
Virtu Financial LLC Sold out -20,516-20.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Hood River Capital Management LLC 13G · institution +0.7 pts · filed 2026-02-17 7.9% +0.7 pts 22.0m≈ $822.0m 2026-02-17
Cummins Wes 13D · may seek influence no change · filed 2026-07-08 7.6% no change 22.0m≈ $822.2m 2026-07-08
JANE STREET GROUP, LLC 13G · passive investor +0.1 pts · filed 2026-05-12 7.1% +0.1 pts 20.9m≈ $779.1m 2026-05-12

Fell to 5% or below in the last year: VANGUARD PORTFOLIO MANAGEMENT LLC (4.8%, 2026-07-31), BlackRock, Inc. (4.3%, 2026-07-27), VANGUARD GROUP INC (0.0%, 2026-03-26)

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q1 21: 0 buyingQ1 21: 0 sellingQ2 21: 0 buyingQ2 21: 0 sellingQ2 21Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 0 buyingQ4 21: 0 sellingQ4 21Q1 22: 0 buyingQ1 22: 0 sellingQ2 22: 4 buyingQ2 22: 0 sellingQ2 22Q3 22: 3 buyingQ3 22: 0 sellingQ4 22: 1 buyingQ4 22: 2 sellingQ4 22
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20210—0——
Q2 20210—0——
Q3 20210—0——
Q4 20210—0——
Q1 20220—0——
Q2 20224$2.6m0——
Q3 20223$243.1k0——
Q4 20221$1.2m2$80.0k—
DateInsiderTradeSharesPrice ValueTheir holding
2022-11-30 Cummins Wes CEO; Chairman, director · See Footnote Bought 75,000 $1.95 $146.2k75.0k shares +6%
2022-11-29 Cummins Wes CEO; Chairman, director · See Footnote Bought 30,000 $2.02 $60.6k30.0k shares +2%
2022-11-28 Cummins Wes CEO; Chairman, director · See Footnote Bought 30,000 $1.98 $59.4k30.0k shares +2%
2022-11-28 RENCH DAVID Chief Financial Officer Sold 25,000 $1.96 $49.0k25.0k shares -15%
2022-11-25 Cummins Wes CEO; Chairman, director · See Footnote Bought 50,000 $2.24 $112.0k50.0k shares +4%
2022-11-23 Cummins Wes CEO; Chairman, director · See Footnote Bought 50,000 $2.23 $111.5k50.0k shares +4%
2022-11-11 Cummins Wes CEO; Chairman, director · See Footnote Bought 40,000 $2.23 $89.2k40.0k shares +4%
2022-11-10 Cummins Wes CEO; Chairman, director · See Footnote Bought 50,000 $2.10 $105.0k50.0k shares +4%
2022-11-10 INGEL REGINA CMO Sold 14,500 $2.14 $31.0k14.5k shares -59%
2022-11-09 Cummins Wes CEO; Chairman, director · See Footnote Bought 30,000 $2.14 $64.2k30.0k shares +3%
2022-11-08 Cummins Wes CEO; Chairman, director · See Footnote Bought 50,000 $2.42 $121.0k50.0k shares +5%
2022-11-07 Cummins Wes CEO; Chairman, director · See Footnote Bought 30,000 $2.52 $75.6k30.0k shares +3%
2022-10-31 Cummins Wes CEO; Chairman, director · See Footnote Bought 20,000 $2.24 $44.8k20.0k shares +2%
2022-10-28 Cummins Wes CEO; Chairman, director · See Footnote Bought 20,000 $2.22 $44.4k20.0k shares +2%
2022-10-27 Cummins Wes CEO; Chairman, director · See Footnote Bought 20,000 $2.22 $44.4k20.0k shares +2%
2022-10-26 Cummins Wes CEO; Chairman, director · See Footnote Bought 20,000 $2.23 $44.6k20.0k shares +2%
2022-10-25 Cummins Wes CEO; Chairman, director · See Footnote Bought 20,000 $2.21 $44.2k20.0k shares +2%
2022-10-24 Cummins Wes CEO; Chairman, director · See Footnote Bought 20,000 $2.04 $40.8k20.0k shares +2%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Oasis Management Co Ltd. 1.74% of their portfolio GRAND CAYMAN, E9 4,402,9094.4m $8.1m $8.1m 1.74% Added +62.7k +62,678
2 Hood River Capital Management LLC 0.24% of their portfolio PALM BEACH GARDENS, FL 3,593,5283.6m $6.6m $6.6m 0.24% Added +368.1k +368,078
3 Nokomis Capital, L.L.C. 2.38% of their portfolio DALLAS, TX 3,061,0253.1m $5.6m $5.6m 2.38% Added +1.1m +1,076,604
4 BlackRock Inc. 0.00% of their portfolio New York, NY 2,869,5032.9m $5.3m $5.3m 0.00% Added +2.2m +2,215,739
5 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,193,4262.2m $4.0m $4.0m 0.00% Added +2.2m +2,157,314
6 Deep Field Asset Management LLC 5.33% of their portfolio Beverly Hills, CA 1,671,2761.7m $3.1m $3.1m 5.33% Reduced -695.5k -695,468
7 Granite Point Capital Management, L.P. 3.26% of their portfolio Boston, MA 1,469,7341.5m $2.7m $2.7m 3.26% Unchanged
8 272 Capital LP 1.17% of their portfolio DALLAS, TX 1,425,6861.4m $2.6m $2.6m 1.17% Added +555.0k +555,000
9 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 1,335,7981.3m $2.5m $2.5m 0.01% Added +1.2m +1,216,617
10 EQUITEC PROPRIETARY MARKETS, LLC 1.26% of their portfolio CHICAGO, IL 1,169,7001.2m $2.2m $2.2m 1.26% Reduced -162.9k -162,851
11 Harvey Partners, LLC 0.24% of their portfolio Tarrytown, NY 994,000994.0k $1.8m $1.8m 0.24% Reduced -903.3k -903,332
12 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 980,371980.4k $1.8m $1.8m 0.00% Added +282.1k +282,118
13 EXCHANGE TRADED CONCEPTS, LLC 0.05% of their portfolio Oklahoma City, OK 934,150934.1k $1.7m $1.7m 0.05% New
14 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 852,712852.7k $1.6m $1.6m 0.00% Added +424.3k +424,349
15 FULLER & THALER ASSET MANAGEMENT, INC. 0.01% of their portfolio SAN MATEO, CA 560,225560.2k $1.0m $1.0m 0.01% Added +7.0k +7,000
16 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 497,950497.9k $916.2k $916.2k 0.00% Added +157.2k +157,167
17 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 438,361438.4k $806.6k $806.6k 0.00% Added +389.2k +389,202
18 BOOTHBAY FUND MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 386,470386.5k $711.1k $711.1k 0.02% New
19 Vident Investment Advisory, LLC 0.02% of their portfolio Alpharetta, GA 342,701342.7k $630.6k $630.6k 0.02% Reduced -2.8k -2,800
20 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio HOUSTON, TX 250,000250.0k $460.0k $460.0k 0.01% Unchanged
21 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 205,000205.0k $377.2k $377.2k 0.01% New
22 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 163,200163.2k $300.3k $300.3k 0.00% New
23 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 161,904161.9k $297.9k $297.9k 0.00% Added +145.7k +145,652
24 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 158,600158.6k $291.8k $291.8k 0.00% Added +5.8k +5,800
25 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 151,326151.3k $278.4k $278.4k 0.00% Added +133.6k +133,605
26 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 115,758115.8k $213.0k $213.0k 0.00% Added +9.1k +9,104
27 UBS Group AG 0.00% of their portfolio ZURICH, V8 105,945105.9k $194.9k $194.9k 0.00% Added +84.8k +84,825
28 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 92,39992.4k $170.0k $170.0k 0.00% Added +81.1k +81,132
29 Rock Creek Group LLC 0.02% of their portfolio Washington, DC 90,20090.2k $166.0k $166.0k 0.02% Reduced -59.8k -59,800
30 Voss Capital, LP 0.03% of their portfolio HOUSTON, TX 90,20090.2k $166.0k $166.0k 0.03% Reduced -59.8k -59,800
31 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 83,72883.7k $154.0k $154.0k 0.00% Reduced -13.4k -13,355
32 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 80,90080.9k $149.0k $149.0k 0.00% Added +58.5k +58,500
33 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 60,26060.3k $111.0k $111.0k 0.00% Added +47.4k +47,367
34 Penserra Capital Management LLC 0.00% of their portfolio ORINDA, CA 60,11960.1k $110.0k $110.0k 0.00% Added +15.2k +15,165
35 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 51,14851.1k $94.1k $94.1k 0.00% Added +49.8k +49,823
36 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 39,93939.9k $73.5k $73.5k 0.00% New
37 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 38,08638.1k $70.0k $70.0k 0.00% Added +33.8k +33,773
38 Ergoteles LLC 0.00% of their portfolio NEW YORK, NY 34,95035.0k $64.3k $64.3k 0.00% New
39 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 34,16634.2k $62.9k $62.9k 0.00% Unchanged
40 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 31,95532.0k $58.8k $58.8k 0.00% Added +28.1k +28,126
41 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 29,11629.1k $53.6k $53.6k 0.00% Added +25.8k +25,825
42 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 27,49627.5k $50.6k $50.6k 0.00% New
43 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 26,96927.0k $49.6k $49.6k 0.00% Added +23.8k +23,785
44 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 18,14018.1k $33.4k $33.4k 0.00% First filing
45 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 16,69316.7k $30.7k $30.7k 0.00% New
46 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 16,00016.0k $29.0k $29.0k 0.00% Unchanged
47 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 14,46414.5k $27.0k $27.0k 0.00% Added +5.7k +5,694
48 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 14,41414.4k $27.0k $27.0k 0.00% Added +5.7k +5,697
49 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 13,23013.2k $24.3k $24.3k 0.00% Added +12.6k +12,582
50 HORIZON KINETICS ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 11,57611.6k $21.3k $21.3k 0.00% Unchanged
51 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 10,90810.9k $20.0k $20.0k 0.00% Added +5.4k +5,408
52 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 10,87310.9k $20.0k $20.0k 0.00% New
53 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 9,2839.3k $17.1k $17.1k 0.00% Reduced -203 -203
54 Legal & General Group Plc 0.00% of their portfolio London, X0 7,0857.1k $13.0k $13.0k 0.00% New
55 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 5,2055.2k $12.2k $12.2k 0.00% Added +4.6k +4,600
56 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 4,6844.7k $9.0k $9.0k 0.00% Reduced -1.8k -1,834
57 FMR LLC 0.00% of their portfolio BOSTON, MA 4,5324.5k $8.3k $8.3k 0.00% Added +1.2k +1,227
58 Lindbrook Capital, LLC 0.00% of their portfolio CALABASAS, CA 2,9993.0k $5.5k $5.5k 0.00% Unchanged
59 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 841841 $1.5k $1.5k 0.00% New
60 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 527527 $970 $970 0.00% Added +403 +403
61 CWM, LLC 0.00% of their portfolio OMAHA, NE 503503 $1.0k $1.0k 0.00% Unchanged
62 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 200200 $368 $368 0.00% Unchanged
63 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 181181 $0 $0 0.00% New
64 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 166166 $305 $305 0.00% New
65 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 33 $6 $6 0.00% Reduced -40 -40
66 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 33 $0 $0 0.00% Unchanged
67 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged