APPHARVEST INC APPH
COM · Common Stock · CUSIP 03783T103 · ISIN US03783T1034
140
institutional holders
-10 vs Q3 2022
31.8m
shares reported held*
$18.5mreported value*
26 new
43 added
42 reduced
36 sold out
net sold ≈ $3.7m (-6.5m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.58. Options: 13 managers hold calls ($1.2m notional), 10 hold puts ($698.0k).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 150 |
| Q4 2022 | 140 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $4.9m | $2.5m | 0.50 |
| Q4 2022 | $1.2m | $698.0k | 0.61 |
Biggest buyers
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | Added | +1.4m |
| JANE STREET GROUP, LLC | Added | +1.2m |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | New | +394.0k |
| Meridian Wealth Management, LLC | Added | +346.7k |
| DekaBank Deutsche Girozentrale | New | +310.0k |
| NATIONAL BANK OF CANADA /FI/ | Added | +251.7k |
| Cubist Systematic Strategies, LLC | New | +210.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +200.6k |
| Mirae Asset Global Investments Co., Ltd. | Added | +200.0k |
| Alpine Global Management, LLC | New | +141.8k |
Biggest sellers
| NORGES BANK | Reduced | -2.2m |
| Vident Investment Advisory, LLC | Reduced | -1.9m |
| Legal & General Group Plc | Reduced | -1.3m |
| AXA S.A. | Sold out | -1.2m |
| GMT Capital Corp | Sold out | -1.2m |
| DEUTSCHE BANK AG\ | Reduced | -953.4k |
| Amundi | Sold out | -577.1k |
| STATE STREET CORP | Reduced | -518.8k |
| MORGAN STANLEY | Reduced | -388.7k |
| Nuveen Asset Management, LLC | Sold out | -296.8k |
Biggest calls
| GROUP ONE TRADING LLC | Reduced | $346.6k610.8k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $267.3k468.9k shares |
| CITADEL ADVISORS LLC | Added | $201.7k355.5k shares |
| SIMPLEX TRADING, LLC | Reduced | $131.0k231.5k shares |
| JANE STREET GROUP, LLC | Reduced | $91.4k161.1k shares |
| D. E. Shaw & Co., Inc. | Unchanged | $56.7k100.0k shares |
| NATIONAL BANK OF CANADA /FI/ | Reduced | $36.5k643 shares |
| CSS LLC/IL | Reduced | $11.3k20.0k shares |
| Parallax Volatility Advisers, L.P. | New | $7.0k12.3k shares |
| Skaana Management L.P. | New | $2.3k4.0k shares |
Biggest puts
| Sculptor Capital LP | Unchanged | $204.0k359.5k shares |
| NATIONAL BANK OF CANADA /FI/ | Reduced | $198.5k3.5k shares |
| SIMPLEX TRADING, LLC | Added | $80.0k141.8k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $78.6k137.9k shares |
| GROUP ONE TRADING LLC | Added | $55.2k97.3k shares |
| CITADEL ADVISORS LLC | Added | $44.5k78.4k shares |
| BANK OF MONTREAL /CAN/ | Unchanged | $31.6k49.3k shares |
| Walleye Trading LLC | Added | $5.7k10.0k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| Cutler Group LLC / CA | Reduced | $0100 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.02% of their portfolio | 8.2m $4.7m | Added +1.4m |
| BlackRock Inc. 0.00% of their portfolio | 4.8m $2.7m | Reduced -93.1k |
| VANGUARD GROUP INC 0.00% of their portfolio | 3.7m $2.1m | Added +48.3k |
| STATE STREET CORP 0.00% of their portfolio | 2.5m $1.4m | Reduced -518.8k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 1.4m $772.0k | Added +50.5k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 1.2m $707.7k | Added +1.2m |
| Alyeska Investment Group, L.P. 0.01% of their portfolio | 1.1m $599.6k | Unchanged |
| NORGES BANK 0.00% of their portfolio | 1.0m $580.9k | Reduced -2.2m |
| NORTHERN TRUST CORP 0.00% of their portfolio | 587.1k $333.1k | Reduced -58.7k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 542.8k $308.0k | Added +44.2k |
| Meridian Wealth Management, LLC 0.03% of their portfolio | 471.6k $267.6k | Added +346.7k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 394.0k $223.6k | New |
| Sculptor Capital LP 0.00% of their portfolio | 359.5k $204.0k | Unchanged |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 350.5k $198.9k | Added +251.7k |
| DekaBank Deutsche Girozentrale 0.00% of their portfolio | 310.0k $172.0k | New |
| Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio | 273.2k $155.0k | Added +200.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 251.2k $142.5k | Added +200.6k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 222.2k $126.1k | Added +1.5k |
| Cubist Systematic Strategies, LLC 0.00% of their portfolio | 210.5k $119.4k | New |
| MORGAN STANLEY 0.00% of their portfolio | 209.3k $118.7k | Reduced -388.7k |
| Annandale Capital, LLC 0.04% of their portfolio | 200.0k $113.0k | Unchanged |
| Jaffetilchin Investment Partners, LLC 0.01% of their portfolio | 172.8k $98.1k | Added +100.8k |
| Prosperity Wealth Management, Inc. 0.08% of their portfolio | 145.2k $82.4k | First filing |
| Alpine Global Management, LLC 0.03% of their portfolio | 141.8k $80.0k | New |
| Verition Fund Management LLC 0.00% of their portfolio | 120.0k $68.1k | Added +95.5k |
| Orion Porfolio Solutions, LLC 0.00% of their portfolio | 108.4k $61.5k | New |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 107.6k $61.0k | Added +1.5k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 107.3k $61.0k | Added +6.8k |
| 180 WEALTH ADVISORS, LLC 0.06% of their portfolio | 101.6k $236.8k | Added +12.1k |
| COOKSON PEIRCE & CO INC 0.00% of their portfolio | 100.0k $57.0k | Added +85.0k |
| Vontobel Holding Ltd. 0.00% of their portfolio | 100.0k $56.7k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 95.0k $53.9k | Added +65.7k |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 81.3k $46.1k | New |
| UBS Group AG 0.00% of their portfolio | 79.7k $45.4k | Reduced -135.8k |
| HSBC HOLDINGS PLC 0.00% of their portfolio | 77.4k $44.0k | Unchanged |
| Penserra Capital Management LLC 0.00% of their portfolio | 74.0k $41.0k | Added +68.3k |
| Lido Advisors, LLC 0.00% of their portfolio | 73.0k $41.4k | Unchanged |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 65.3k $37.0k | Reduced -7.2k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 55.1k $31.3k | Added +14.8k |
| Alpha Financial Partners LLC 0.04% of their portfolio | 51.2k $29.0k | First filing |
| WMG Financial Advisors, LLC 0.02% of their portfolio | 50.8k $28.8k | Added +6.5k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 49.3k $31.6k | Reduced -40 |
| CIM INVESTMENT MANAGEMENT INC 0.01% of their portfolio | 47.8k $27.1k | Unchanged |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 46.1k $26.0k | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 42.7k $25.0k | Added +31.9k |
| AE Wealth Management LLC 0.00% of their portfolio | 41.8k $23.7k | Added +30.2k |
| NATIXIS 0.00% of their portfolio | 41.1k $23.3k | Added +16.3k |
| Y-Intercept (Hong Kong) Ltd 0.00% of their portfolio | 40.1k $22.8k | New |
| SeaCrest Wealth Management, LLC 0.00% of their portfolio | 40.0k $22.7k | Added +20.0k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 38.8k $22.0k | Unchanged |
| Archford Capital Strategies, LLC 0.00% of their portfolio | 36.2k $20.5k | New |
| LPL Financial LLC 0.00% of their portfolio | 35.9k $20.4k | Reduced -2.7k |
| AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio | 35.8k $20.3k | Added +541 |
| ICA Group Wealth Management, LLC 0.00% of their portfolio | 35.7k $20.3k | Unchanged |
| Vident Investment Advisory, LLC 0.00% of their portfolio | 35.1k $20.0k | Reduced -1.9m |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 34.8k $20.0k | Reduced -495 |
| VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 33.7k $19.1k | Unchanged |
| Ballew Advisors, Inc 0.03% of their portfolio | 31.3k $45.7k | New |
| SG Americas Securities, LLC 0.00% of their portfolio | 31.3k $18.0k | Reduced -4.7k |
| Hall Private Wealth Advisors 0.01% of their portfolio | 31.1k $17.6k | Reduced -1.2k |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 31.1k $17.6k | Added +3.8k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 30.7k $17.9k | Reduced -6.1k |
| Keystone Financial Group 0.00% of their portfolio | 30.5k $17.3k | Reduced -14.0k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 30.2k $17.2k | Reduced -60.4k |
| VAN ECK ASSOCIATES CORP 0.00% of their portfolio | 29.6k $17.0k | Reduced -9.3k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 29.4k $16.7k | Reduced -953.4k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio | 28.4k $16.1k | Reduced -1.6k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 27.7k $15.7k | Reduced -5.1k |
| Balyasny Asset Management L.P. 0.00% of their portfolio | 26.9k $15.3k | New |
| Faithward Advisors, LLC 0.00% of their portfolio | 26.0k $14.8k | New |
| Point72 Middle East FZE 0.00% of their portfolio | 24.7k $14.0k | First filing |
| LINCOLN NATIONAL CORP 0.00% of their portfolio | 23.0k $13.0k | New |
| IHT Wealth Management, LLC 0.00% of their portfolio | 21.4k $12.2k | Added +800 |
| Invesco Ltd. 0.00% of their portfolio | 21.3k $12.1k | Reduced -3.3k |
| Game Plan Financial Advisors, LLC 0.01% of their portfolio | 20.7k $11.7k | Added +10.0k |
| BARCLAYS PLC 0.00% of their portfolio | 20.3k $11.5k | First filing |
| CALTON & ASSOCIATES, INC. 0.00% of their portfolio | 17.7k $10.0k | Added +800 |
| RDA Financial Network 0.00% of their portfolio | 17.0k $9.6k | Added +6.0k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 16.1k $9.0k | Reduced -13.9k |
| Archer Investment Corp 0.00% of their portfolio | 15.6k $8.8k | Added +8.3k |
| Financial Advisors, LLC 0.00% of their portfolio | 15.0k $8.5k | Unchanged |
| Cerity Partners OCIO LLC 0.00% of their portfolio | 14.9k $8.0k | Added +2.5k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 14.3k $8.0k | Reduced -16.8k |
| MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio | 14.2k $8.0k | Reduced -103.6k |
| Stonegate Investment Group, LLC 0.00% of their portfolio | 13.5k $7.7k | New |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 12.6k $7.1k | Added +150 |
| Ballast, Inc. 0.00% of their portfolio | 12.5k $7.1k | Added +1.8k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 12.2k $7.0k | Unchanged |
| Squarepoint Ops LLC 0.00% of their portfolio | 12.1k $6.8k | New |
| Sigma Planning Corp 0.00% of their portfolio | 12.0k $6.8k | New |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 11.8k $6.7k | Reduced -4.5k |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio | 11.2k $6.4k | New |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 11.2k $6.0k | Reduced -5.6k |
| Johnson Midwest Financial, LLC 0.02% of their portfolio | 10.8k $6.0k | Added +5.4k |
| Snowden Capital Advisors LLC 0.00% of their portfolio | 10.6k $6.0k | New |
| Oxler Private Wealth LLC 0.00% of their portfolio | 10.4k $5.9k | New |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 10.3k $6.0k | Reduced -252 |
| Vanguard Personalized Indexing Management, LLC 0.00% of their portfolio | 10.1k $5.7k | New |
| Regent Investment Management LLC 0.00% of their portfolio | 10.0k $6.0k | Unchanged |
| AMALGAMATED BANK 0.00% of their portfolio | 9.0k $5.0k | Unchanged |