Vault-13

APOLLO GLOBAL MGMT INC APO 6.75 07.31.26

SER A MAND CNV · PUBLIC · CUSIP 03769M304

77 institutional holders +8 vs Q2 2024
31,654,73831.7m shares reported held*
$1.9bnreported value*
9 new 22 added 26 reduced 2 sold out net sold ≈ $34.2m (-550.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $58.30.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 23: 60Q4 23: 60Q1 24: 62Q2 24: 69Q3 24: 7777Q3 23Q4 23Q1 24Q2 24Q3 24
Numbers
QuarterHolders
Q3 202360
Q4 202360
Q1 202462
Q2 202469
Q3 202477

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 23: 29 bought or addedQ4 23: 33 cut or sold outQ4 23Q1 24: 25 bought or addedQ1 24: 32 cut or sold outQ1 24Q2 24: 25 bought or addedQ2 24: 31 cut or sold outQ2 24Q3 24: 31 bought or addedQ3 24: 28 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20232933
Q1 20242532
Q2 20242531
Q3 20243128

Biggest buyers

Sculptor Capital LP Added +773,816+773.8k
TWO SIGMA INVESTMENTS, LP New +700,000+700.0k
ADVENT CAPITAL MANAGEMENT /DE/ Added +338,026+338.0k
FMR LLC Added +228,300+228.3k
MORGAN STANLEY Added +153,277+153.3k
WELLS FARGO & COMPANY/MN Added +115,994+116.0k
CSS LLC/IL New +100,567+100.6k
D. E. Shaw & Co., Inc. New +100,000+100.0k
FRANKLIN RESOURCES INC Added +61,585+61.6k
Penserra Capital Management LLC Added +60,632+60.6k

Biggest sellers

VOYA INVESTMENT MANAGEMENT LLC Reduced -1,010,000-1.0m
LORD, ABBETT & CO. LLC Reduced -853,712-853.7k
CAMDEN ASSET MANAGEMENT L P /CA Reduced -311,500-311.5k
VICTORY CAPITAL MANAGEMENT INC Reduced -221,948-221.9k
JANE STREET GROUP, LLC Reduced -198,880-198.9k
BARCLAYS PLC Reduced -140,049-140.0k
BANK OF MONTREAL /CAN/ Sold out -124,550-124.5k
LOOMIS SAYLES & CO L P Reduced -88,931-88.9k
Calamos Advisors LLC Reduced -77,943-77.9k
JPMORGAN CHASE & CO Reduced -74,054-74.1k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 5,311,4005.3m $7.2m $7.2m 0.01% Reduced -32.2k -32,250
2 VOYA INVESTMENT MANAGEMENT LLC 0.28% of their portfolio ATLANTA, GA 3,990,0004.0m $271.3m $271.3m 0.28% Reduced -1.0m -1,010,000
3 BlackRock, Inc. 0.00% of their portfolio New York, NY 2,744,0512.7m $186.6m $186.6m 0.00% First filing
4 FRANKLIN RESOURCES INC 0.05% of their portfolio San Mateo, CA 2,404,3122.4m $183.4m $183.4m 0.05% Added +61.6k +61,585
5 Calamos Advisors LLC 0.55% of their portfolio NAPERVILLE, IL 1,739,0681.7m $118.2m $118.2m 0.55% Reduced -77.9k -77,943
6 ADVENT CAPITAL MANAGEMENT /DE/ 2.47% of their portfolio NEW YORK, NY 1,461,1171.5m $99.0m $99.0m 2.47% Added +338.0k +338,026
7 VICTORY CAPITAL MANAGEMENT INC 0.08% of their portfolio San Antonio, TX 1,242,1381.2m $84.5m $84.5m 0.08% Reduced -221.9k -221,948
8 NORGES BANK 0.01% of their portfolio OSLO, Q8 1,200,0001.2m $81.6m $81.6m 0.01% Unchanged
9 Capital International Investors 0.01% of their portfolio Los Angeles, CA 970,400970.4k $66.0m $66.0m 0.01% Unchanged
10 Sculptor Capital LP 1.25% of their portfolio New York, NY 924,616924.6k $62.9m $62.9m 1.25% Added +773.8k +773,816
11 Third Point LLC 0.82% of their portfolio NEW YORK, NY 900,000900.0k $61.2m $61.2m 0.82% Unchanged
12 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 820,330820.3k $56.0m $56.0m 0.01% Reduced -7.0k -6,999
13 JANE STREET GROUP, LLC 0.09% of their portfolio NEW YORK, NY 813,593813.6k $55.3m $55.3m 0.09% Reduced -198.9k -198,880
14 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.11% of their portfolio CAUSEWAY BAY, K3 750,738750.7k $51.0m $51.0m 0.11% Added +54.8k +54,819
15 MacKay Shields LLC 1.39% of their portfolio New York, NY 740,081740.1k $50.6m $50.6m 1.39% Added +509 +509
16 Clearbridge Investments, LLC 0.04% of their portfolio NEW YORK, NY 736,857736.9k $50.1m $50.1m 0.04% Added +46.8k +46,825
17 TWO SIGMA INVESTMENTS, LP 0.11% of their portfolio NEW YORK, NY 700,000700.0k $47.6m $47.6m 0.11% New
18 FMR LLC 0.00% of their portfolio BOSTON, MA 686,800686.8k $46.9m $46.9m 0.00% Added +228.3k +228,300
19 SONA ASSET MANAGEMENT (US) LLC 2.33% of their portfolio NEW YORK, NY 650,000650.0k $44.2m $44.2m 2.33% Reduced -25.0k -25,000
20 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 417,300417.3k $28.5m $28.5m 0.00% Reduced -700 -700
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 378,648378.6k $25.7m $25.7m 0.00% Reduced -58.7k -58,679
22 SSI INVESTMENT MANAGEMENT LLC 1.70% of their portfolio Los Angeles, CA 337,430337.4k $23.0m $23.0m 1.70% Added +26.9k +26,910
23 PIER 88 INVESTMENT PARTNERS LLC 4.86% of their portfolio SAN FRANCISCO, CA 324,200324.2k $22.0m $22.0m 4.86% Reduced -7.7k -7,700
24 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 315,217315.2k $21.4m $21.4m 0.01% Reduced -140.0k -140,049
25 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 252,568252.6k $17.3m $17.3m 0.03% Reduced -56.4k -56,352
26 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 244,754244.8k $16.6m $16.6m 0.00% Added +153.3k +153,277
27 Alberta Investment Management Corp 0.10% of their portfolio EDMONTON, A0 175,000175.0k $11.9m $11.9m 0.10% Unchanged
28 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 149,951150.0k $10.2m $10.2m 0.00% Added +116.0k +115,994
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 133,424133.4k $9.1m $9.1m 0.00% Reduced -74.1k -74,054
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 125,000125.0k $8.5m $8.5m 0.01% Added +25.0k +25,000
31 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 121,650121.7k $8.3m $8.3m 0.00% Unchanged
32 LOOMIS SAYLES & CO L P 0.02% of their portfolio BOSTON, MA 116,105116.1k $14.5m $14.5m 0.02% Reduced -88.9k -88,931
33 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 104,224104.2k $7.1m $7.1m 0.01% Unchanged
34 CSS LLC/IL 0.40% of their portfolio CHICAGO, IL 100,567100.6k $6.9m $6.9m 0.40% New
35 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 100,000100.0k $6.8m $6.8m 0.01% New
36 LORD, ABBETT & CO. LLC 0.02% of their portfolio JERSEY CITY, NJ 93,43093.4k $6.4m $6.4m 0.02% Reduced -853.7k -853,712
37 RATIONAL ADVISORS, INC. 0.60% of their portfolio San Juan, PR 91,90091.9k $6.2m $6.2m 0.60% Reduced -7.7k -7,700
38 BlueCrest Capital Management Ltd 1.24% of their portfolio ST HELIER, Y9 79,79079.8k $5.4m $5.4m 1.24% Reduced -54.2k -54,234
39 Penserra Capital Management LLC 0.11% of their portfolio ORINDA, CA 74,43174.4k $5.1m $5.1m 0.11% Added +60.6k +60,632
40 MACQUARIE GROUP LTD 0.01% of their portfolio Sydney, NSW 2000, C3 72,22572.2k $4.9m $4.9m 0.01% Added +15.4k +15,400
41 LAFFER TENGLER INVESTMENTS, INC. 0.85% of their portfolio Scottsdale, AZ 61,11061.1k $4.2m $4.2m 0.85% Added +350 +350
42 FEDERATED HERMES, INC. 0.01% of their portfolio PITTSBURGH, PA 60,00060.0k $4.1m $4.1m 0.01% Unchanged
43 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 58,92658.9k $4.0m $4.0m 0.00% Reduced -1.7k -1,727
44 Morse Asset Management, Inc 0.69% of their portfolio DARIEN, CT 48,29548.3k $3.2m $3.2m 0.69% Added +2.3k +2,345
45 AGF MANAGEMENT LTD 0.02% of their portfolio TORONTO, A6 48,00048.0k $3.3m $3.3m 0.02% Added +4.0k +4,000
46 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 41,08841.1k $2.8m $2.8m 0.00% Added +10.9k +10,870
47 WOLVERINE ASSET MANAGEMENT LLC 0.05% of their portfolio CHICAGO, IL 39,14739.1k $2.7m $2.7m 0.05% Reduced -27.8k -27,790
48 Paloma Partners Management Co 0.12% of their portfolio GREENWICH, CT 32,50032.5k $2.2m $2.2m 0.12% Reduced -8.0k -8,000
49 CAMDEN ASSET MANAGEMENT L P /CA 0.06% of their portfolio Los Angeles, CA 31,00031.0k $2.1m $2.1m 0.06% Reduced -311.5k -311,500
50 AEGON USA Investment Management, LLC 1.48% of their portfolio CEDAR RAPIDS, IA 28,91328.9k $2.0m $2.0m 1.48% Reduced -3.5k -3,550
51 INFRASTRUCTURE CAPITAL ADVISORS, LLC 0.23% of their portfolio New York, NY 23,51923.5k $1.6m $1.6m 0.23% Added +14.8k +14,817
52 Alken Asset Management Ltd 38.21% of their portfolio LONDON, X0 20,60020.6k $1.4m $1.4m 38.21% Unchanged
53 PALISADE CAPITAL MANAGEMENT, LP 0.04% of their portfolio FORT LEE, NJ 19,82019.8k $1.4m $1.4m 0.04% Unchanged
54 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 15,00015.0k $1.0m $1.0m 0.00% Unchanged
55 Central Pacific Bank - Trust Division 0.12% of their portfolio HONOLULU, HI 14,12014.1k $960.0k $960.0k 0.12% Added +1.4k +1,375
56 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 12,38012.4k $841.7k $841.7k 0.01% Reduced -1.7k -1,725
57 FIRST HAWAIIAN BANK 0.02% of their portfolio HONOLULU, HI 10,74510.7k $730.6k $730.6k 0.02% Added +1.3k +1,335
58 Calamos Wealth Management LLC 0.04% of their portfolio NAPERVILLE, IL 10,44310.4k $710.0k $710.0k 0.04% Reduced -56 -56
59 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 9,2569.3k $629.3k $629.3k 0.00% Unchanged
60 FINANCIAL MANAGEMENT NETWORK INC 0.21% of their portfolio MISSION VIEJO, CA 7,3037.3k $988.3k $988.3k 0.21% New
61 Capital International, Inc./CA/ 0.01% of their portfolio Los Angeles, CA 6,9006.9k $469.1k $469.1k 0.01% Unchanged
62 Skaana Management L.P. 0.10% of their portfolio BROOKLYN, NY 5,1725.2k $351.6k $351.6k 0.10% New
63 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 5,1505.2k $350.1k $350.1k 0.00% Unchanged
64 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 4,6824.7k $332.0k $332.0k 0.00% New
65 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 4,3354.3k $294.7k $294.7k 0.01% New
66 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 3,8003.8k $258.4k $258.4k 0.01% Not comparable
67 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 3,1983.2k $217.4k $217.4k 0.00% Reduced -183 -183
68 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 2,6522.7k $180.0k $180.0k 0.00% Unchanged
69 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 890890 $60.5k $60.5k 0.00% New
70 Colonial Trust Advisors 0.00% of their portfolio SPARTANBURG, SC 696696 $47.3k $47.3k 0.00% Unchanged
71 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 546546 $37.0k $37.0k 0.00% Reduced -297 -297
72 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 375375 $25.0k $25.0k 0.00% Unchanged
73 UBS Group AG 0.00% of their portfolio ZURICH, V8 213213 $14.5k $14.5k 0.00% Added +120 +120
74 COMERICA BANK 0.00% of their portfolio DALLAS, TX 9191 $6.2k $6.2k 0.00% Added +49 +49
75 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 8585 $5.8k $5.8k 0.00% New
76 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 5959 $4.0k $4.0k 0.00% Unchanged
77 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged