Vault-13

APOLLO GLOBAL MGMT INC APO 6.75 07.31.26

SER A MAND CNV · PUBLIC · CUSIP 03769M304

69 institutional holders +7 vs Q1 2024
33,659,16633.7m shares reported held*
$1.9bnreported value*
11 new 14 added 27 reduced 4 sold out net sold ≈ $21.2m (-208.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $55.97.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 23: 60Q4 23: 60Q1 24: 62Q2 24: 6969Q3 23Q4 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202360
Q4 202360
Q1 202462
Q2 202469

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 23: 29 bought or addedQ4 23: 33 cut or sold outQ4 23Q1 24: 25 bought or addedQ1 24: 32 cut or sold outQ1 24Q2 24: 25 bought or addedQ2 24: 31 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20232933
Q1 20242532
Q2 20242531

Biggest buyers

LOOMIS SAYLES & CO L P New +205,036+205.0k
BANK OF AMERICA CORP /DE/ Added +198,274+198.3k
Sculptor Capital LP New +150,800+150.8k
JPMORGAN CHASE & CO Added +142,620+142.6k
BANK OF MONTREAL /CAN/ Added +124,419+124.4k
BARCLAYS PLC Added +121,325+121.3k
FMR LLC Added +98,700+98.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +93,325+93.3k
CITIGROUP INC Added +56,671+56.7k
ADVENT CAPITAL MANAGEMENT /DE/ Added +26,586+26.6k

Biggest sellers

MORGAN STANLEY Reduced -338,009-338.0k
PRICE T ROWE ASSOCIATES INC /MD/ Sold out -256,676-256.7k
CAMDEN ASSET MANAGEMENT L P /CA Reduced -235,000-235.0k
JANE STREET GROUP, LLC Reduced -194,605-194.6k
Russell Investments Group, Ltd. Reduced -150,000-150.0k
FRANKLIN RESOURCES INC Reduced -116,467-116.5k
Thrivent Financial for Lutherans Reduced -113,270-113.3k
AMERIPRISE FINANCIAL INC Reduced -75,536-75.5k
VICTORY CAPITAL MANAGEMENT INC Reduced -69,344-69.3k
STATE STREET CORP Reduced -53,000-53.0k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 5,343,6505.3m $7.0m $7.0m 0.01% Reduced -150.0k -150,000
2 VOYA INVESTMENT MANAGEMENT LLC 0.32% of their portfolio ATLANTA, GA 5,000,0005.0m $328.1m $328.1m 0.32% Unchanged
3 BlackRock Inc. 0.00% of their portfolio New York, NY 2,745,5272.7m $180.1m $180.1m 0.00% Reduced -33.1k -33,112
4 FRANKLIN RESOURCES INC 0.05% of their portfolio San Mateo, CA 2,342,7272.3m $153.7m $153.7m 0.05% Reduced -116.5k -116,467
5 Calamos Advisors LLC 0.58% of their portfolio NAPERVILLE, IL 1,817,0111.8m $119.2m $119.2m 0.58% Reduced -920 -920
6 VICTORY CAPITAL MANAGEMENT INC 0.10% of their portfolio San Antonio, TX 1,464,0861.5m $96.1m $96.1m 0.10% Reduced -69.3k -69,344
7 NORGES BANK 0.01% of their portfolio OSLO, Q8 1,200,0001.2m $78.7m $78.7m 0.01% Unchanged
8 ADVENT CAPITAL MANAGEMENT /DE/ 1.87% of their portfolio NEW YORK, NY 1,123,0911.1m $77.3m $77.3m 1.87% Added +26.6k +26,586
9 JANE STREET GROUP, LLC 0.07% of their portfolio NEW YORK, NY 1,012,4731.0m $66.4m $66.4m 0.07% Reduced -194.6k -194,605
10 Capital International Investors 0.01% of their portfolio Los Angeles, CA 970,400970.4k $63.7m $63.7m 0.01% Unchanged
11 LORD, ABBETT & CO. LLC 0.10% of their portfolio JERSEY CITY, NJ 947,142947.1k $62.2m $62.2m 0.10% Reduced -1.1k -1,146
12 Third Point LLC 0.68% of their portfolio NEW YORK, NY 900,000900.0k $59.0m $59.0m 0.68% Unchanged
13 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 827,329827.3k $54.5m $54.5m 0.01% Reduced -75.5k -75,536
14 MacKay Shields LLC 1.48% of their portfolio New York, NY 739,572739.6k $48.6m $48.6m 1.48% Reduced -8.6k -8,574
15 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.11% of their portfolio CAUSEWAY BAY, K3 695,919695.9k $45.7m $45.7m 0.11% First filing
16 Clearbridge Investments, LLC 0.04% of their portfolio NEW YORK, NY 690,032690.0k $45.3m $45.3m 0.04% Reduced -12.5k -12,493
17 SONA ASSET MANAGEMENT (US) LLC 3.61% of their portfolio NEW YORK, NY 675,000675.0k $44.3m $44.3m 3.61% Unchanged
18 FMR LLC 0.00% of their portfolio BOSTON, MA 458,500458.5k $30.1m $30.1m 0.00% Added +98.7k +98,700
19 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 455,266455.3k $29.9m $29.9m 0.01% Added +121.3k +121,325
20 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 437,327437.3k $28.7m $28.7m 0.00% Added +198.3k +198,274
21 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 418,000418.0k $27.5m $27.5m 0.00% Reduced -53.0k -53,000
22 CAMDEN ASSET MANAGEMENT L P /CA 0.68% of their portfolio Los Angeles, CA 342,500342.5k $22.5m $22.5m 0.68% Reduced -235.0k -235,000
23 PIER 88 INVESTMENT PARTNERS LLC 4.88% of their portfolio SAN FRANCISCO, CA 331,900331.9k $21.8m $21.8m 4.88% Unchanged
24 SSI INVESTMENT MANAGEMENT LLC 1.57% of their portfolio Los Angeles, CA 310,520310.5k $20.4m $20.4m 1.57% Reduced -10.5k -10,460
25 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 308,920308.9k $20.3m $20.3m 0.04% Reduced -113.3k -113,270
26 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 207,478207.5k $13.6m $13.6m 0.00% Added +142.6k +142,620
27 LOOMIS SAYLES & CO L P 0.03% of their portfolio BOSTON, MA 205,036205.0k $24.2m $24.2m 0.03% New
28 Alberta Investment Management Corp 0.12% of their portfolio EDMONTON, A0 175,000175.0k $11.5m $11.5m 0.12% Unchanged
29 Sculptor Capital LP 0.20% of their portfolio New York, NY 150,800150.8k $9.9m $9.9m 0.20% New
30 BlueCrest Capital Management Ltd 1.54% of their portfolio ST HELIER, Y9 134,024134.0k $8.8m $8.8m 1.54% Reduced -16.5k -16,466
31 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 124,550124.5k $8.2m $8.2m 0.00% Added +124.4k +124,419
32 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 121,650121.7k $8.0m $8.0m 0.00% Reduced -22.5k -22,500
33 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 104,224104.2k $6.8m $6.8m 0.01% Added +56.7k +56,671
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 100,000100.0k $6.6m $6.6m 0.01% Added +93.3k +93,325
35 RATIONAL ADVISORS, INC. 0.64% of their portfolio San Juan, PR 99,60099.6k $6.5m $6.5m 0.64% Unchanged
36 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 91,47791.5k $6.0m $6.0m 0.00% Reduced -338.0k -338,009
37 WOLVERINE ASSET MANAGEMENT LLC 0.08% of their portfolio CHICAGO, IL 66,93766.9k $4.4m $4.4m 0.08% Added +11.5k +11,478
38 LAFFER TENGLER INVESTMENTS, INC. 0.86% of their portfolio Scottsdale, AZ 60,76060.8k $4.0m $4.0m 0.86% Reduced -4.3k -4,295
39 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 60,65360.7k $4.0m $4.0m 0.00% Added +241 +241
40 FEDERATED HERMES, INC. 0.01% of their portfolio PITTSBURGH, PA 60,00060.0k $3.9m $3.9m 0.01% Unchanged
41 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 56,82556.8k $3.7m $3.7m 0.00% Reduced -4.9k -4,900
42 Morse Asset Management, Inc 0.73% of their portfolio DARIEN, CT 45,95046.0k $3.0m $3.0m 0.73% Reduced -50 -50
43 AGF MANAGEMENT LTD 0.02% of their portfolio TORONTO, A6 44,00044.0k $2.9m $2.9m 0.02% Added +4.0k +4,000
44 Paloma Partners Management Co 0.23% of their portfolio GREENWICH, CT 40,50040.5k $2.7m $2.7m 0.23% Unchanged
45 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 33,95734.0k $2.2m $2.2m 0.00% Reduced -1.9k -1,860
46 AEGON USA Investment Management, LLC 1.71% of their portfolio CEDAR RAPIDS, IA 32,46332.5k $2.1m $2.1m 1.71% Reduced -29.5k -29,537
47 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 30,21830.2k $2.0m $2.0m 0.00% Added +19.6k +19,634
48 Alken Asset Management Ltd 21.29% of their portfolio LONDON, X0 20,60020.6k $1.4m $1.4m 21.29% New
49 PALISADE CAPITAL MANAGEMENT, LP 0.04% of their portfolio FORT LEE, NJ 19,82019.8k $1.3m $1.3m 0.04% Reduced -5.0k -5,000
50 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 15,00015.0k $984.1k $984.1k 0.00% New
51 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 14,10514.1k $925.4k $925.4k 0.01% Added +1.9k +1,875
52 Penserra Capital Management LLC 0.01% of their portfolio ORINDA, CA 13,79913.8k $905.0k $905.0k 0.01% Reduced -2.7k -2,652
53 Central Pacific Bank - Trust Division 0.10% of their portfolio HONOLULU, HI 12,74512.7k $836.2k $836.2k 0.10% Unchanged
54 Calamos Wealth Management LLC 0.04% of their portfolio NAPERVILLE, IL 10,49910.5k $688.8k $688.8k 0.04% Reduced -1.1k -1,121
55 FIRST HAWAIIAN BANK 0.02% of their portfolio HONOLULU, HI 9,4109.4k $617.4k $617.4k 0.02% Added +100 +100
56 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 9,2569.3k $607.3k $607.3k 0.00% New
57 INFRASTRUCTURE CAPITAL ADVISORS, LLC 0.08% of their portfolio New York, NY 8,7028.7k $570.9k $570.9k 0.08% New
58 Capital International, Inc./CA/ 0.01% of their portfolio Los Angeles, CA 6,9006.9k $452.7k $452.7k 0.01% Unchanged
59 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 5,1505.2k $337.9k $337.9k 0.00% Unchanged
60 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 3,3813.4k $221.8k $221.8k 0.00% New
61 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 2,6522.7k $173.0k $173.0k 0.00% New
62 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 843843 $55.0k $55.0k 0.00% Reduced -983 -983
63 Colonial Trust Advisors 0.00% of their portfolio SPARTANBURG, SC 696696 $45.7k $45.7k 0.00% Unchanged
64 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 375375 $24.0k $24.0k 0.00% Unchanged
65 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 213213 $14.0k $14.0k 0.00% New
66 UBS Group AG 0.00% of their portfolio ZURICH, V8 9393 $6.1k $6.1k 0.00% New
67 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 5959 $3.9k $3.9k 0.00% New
68 COMERICA BANK 0.00% of their portfolio DALLAS, TX 4242 $2.8k $2.8k 0.00% Reduced -8 -8
69 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged