Vault-13

APOLLO GLOBAL MGMT INC APO 6.75 07.31.26

SER A MAND CNV · PUBLIC · CUSIP 03769M304

60 institutional holders +0 vs Q3 2023
33,780,52833.8m shares reported held*
$1.9bnreported value*
13 new 16 added 20 reduced 13 sold out net sold ≈ $26.5m (-4.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($222.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $55.10.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 23: 60Q4 23: 6060Q3 23Q4 23
Numbers
QuarterHolders
Q3 202360
Q4 202360

Biggest buyers

SONA ASSET MANAGEMENT (US) LLC New +5,000,000+5.0m
Russell Investments Group, Ltd. Added +949,800+949.8k
Thrivent Financial for Lutherans New +428,615+428.6k
VICTORY CAPITAL MANAGEMENT INC Added +391,077+391.1k
ADVENT CAPITAL MANAGEMENT /DE/ Added +379,329+379.3k
CAMDEN ASSET MANAGEMENT L P /CA Added +280,000+280.0k
BARCLAYS PLC New +192,602+192.6k
BlackRock Inc. Added +170,687+170.7k
Mirae Asset Global Investments Co., Ltd. New +128,524+128.5k
LORD, ABBETT & CO. LLC Added +119,142+119.1k

Biggest sellers

SONA ASSET MANAGEMENT (US) LLC Sold out -5,000,000-5.0m
Weiss Asset Management LP Sold out -675,000-675.0k
MacKay Shields LLC Reduced -352,471-352.5k
BlueCrest Capital Management Ltd Reduced -292,035-292.0k
D. E. Shaw & Co., Inc. Sold out -290,000-290.0k
CITADEL ADVISORS LLC Sold out -190,000-190.0k
JANE STREET GROUP, LLC Reduced -151,349-151.3k
HIGHBRIDGE CAPITAL MANAGEMENT LLC Sold out -136,427-136.4k
STATE STREET CORP Reduced -135,000-135.0k
Skaana Management L.P. Sold out -132,602-132.6k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 5,813,8005.8m $6.6m $6.6m 0.01% Added +949.8k +949,800
2 SONA ASSET MANAGEMENT (US) LLC 25.67% of their portfolio NEW YORK, NY 5,000,0005.0m $278.4m $278.4m 25.67% New
3 VOYA INVESTMENT MANAGEMENT LLC 0.28% of their portfolio ATLANTA, GA 4,750,0004.8m $267.9m $267.9m 0.28% Reduced -50.0k -50,000
4 BlackRock Inc. 0.00% of their portfolio New York, NY 2,642,8182.6m $149.0m $149.0m 0.00% Added +170.7k +170,687
5 FRANKLIN RESOURCES INC 0.06% of their portfolio San Mateo, CA 2,400,4502.4m $135.4m $135.4m 0.06% Added +350 +350
6 Calamos Advisors LLC 0.45% of their portfolio NAPERVILLE, IL 1,556,8841.6m $87.8m $87.8m 0.45% Reduced -3.9k -3,945
7 JANE STREET GROUP, LLC 0.10% of their portfolio NEW YORK, NY 1,450,8001.5m $81.8m $81.8m 0.10% Reduced -151.3k -151,349
8 VICTORY CAPITAL MANAGEMENT INC 0.08% of their portfolio San Antonio, TX 1,366,1281.4m $77.0m $77.0m 0.08% Added +391.1k +391,077
9 CAMDEN ASSET MANAGEMENT L P /CA 2.15% of their portfolio Los Angeles, CA 1,237,5001.2m $69.5m $69.5m 2.15% Added +280.0k +280,000
10 NORGES BANK 0.01% of their portfolio OSLO, Q8 1,200,0001.2m $67.7m $67.7m 0.01% Unchanged
11 ADVENT CAPITAL MANAGEMENT /DE/ 1.54% of their portfolio NEW YORK, NY 1,186,8291.2m $66.9m $66.9m 1.54% Added +379.3k +379,329
12 LORD, ABBETT & CO. LLC 0.10% of their portfolio JERSEY CITY, NJ 1,010,7241.0m $57.0m $57.0m 0.10% Added +119.1k +119,142
13 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 977,125977.1k $55.1m $55.1m 0.02% Reduced -92.9k -92,875
14 Capital International Investors 0.01% of their portfolio Los Angeles, CA 970,400970.4k $54.7m $54.7m 0.01% Unchanged
15 Third Point LLC 0.76% of their portfolio NEW YORK, NY 900,000900.0k $50.8m $50.8m 0.76% Unchanged
16 MacKay Shields LLC 1.23% of their portfolio New York, NY 750,028750.0k $42.3m $42.3m 1.23% Reduced -352.5k -352,471
17 Clearbridge Investments, LLC 0.03% of their portfolio NEW YORK, NY 703,625703.6k $39.7m $39.7m 0.03% Reduced -1.1k -1,070
18 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 494,000494.0k $27.7m $27.7m 0.00% Reduced -135.0k -135,000
19 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 428,615428.6k $24.1m $24.1m 0.05% New
20 PUTNAM INVESTMENTS LLC 0.03% of their portfolio BOSTON, MA 387,666387.7k $21.8m $21.8m 0.03% Added +75.4k +75,396
21 FMR LLC 0.00% of their portfolio BOSTON, MA 359,800359.8k $20.3m $20.3m 0.00% Reduced -46.2k -46,200
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 352,358352.4k $19.9m $19.9m 0.03% Reduced -82.8k -82,838
23 PIER 88 INVESTMENT PARTNERS LLC 4.85% of their portfolio SAN FRANCISCO, CA 342,100342.1k $19.3m $19.3m 4.85% Added +89.5k +89,520
24 SSI INVESTMENT MANAGEMENT LLC 1.40% of their portfolio Los Angeles, CA 329,025329.0k $18.5m $18.5m 1.40% Added +43.5k +43,520
25 BlueCrest Capital Management Ltd 2.98% of their portfolio ST HELIER, Y9 315,895315.9k $17.8m $17.8m 2.98% Reduced -292.0k -292,035
26 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 219,188219.2k $12.4m $12.4m 0.00% Reduced -96.9k -96,885
27 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 192,602192.6k $10.9m $10.9m 0.01% New
28 Alberta Investment Management Corp 0.09% of their portfolio EDMONTON, A0 175,000175.0k $9.9m $9.9m 0.09% Unchanged
29 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 164,150164.2k $9.3m $9.3m 0.00% Reduced -49.9k -49,850
30 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 128,524128.5k $7.2m $7.2m 0.01% New
31 RATIONAL ADVISORS, INC. 0.63% of their portfolio San Juan, PR 109,800109.8k $6.2m $6.2m 0.63% Added +26.0k +26,000
32 Alpine Global Management, LLC 0.83% of their portfolio NEW YORK, NY 100,000100.0k $5.6m $5.6m 0.83% New
33 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 79,75079.8k $4.5m $4.5m 0.00% Added +26.3k +26,307
34 AEGON USA Investment Management, LLC 2.84% of their portfolio CEDAR RAPIDS, IA 70,29370.3k $4.0m $4.0m 2.84% New
35 LAFFER TENGLER INVESTMENTS, INC. 1.01% of their portfolio Scottsdale, AZ 67,60067.6k $3.8m $3.8m 1.01% Reduced -6.5k -6,470
36 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 66,92566.9k $3.8m $3.8m 0.00% New
37 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 66,24266.2k $3.7m $3.7m 0.00% Reduced -83.3k -83,337
38 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 60,56760.6k $3.4m $3.4m 0.00% Reduced -3.8k -3,821
39 FEDERATED HERMES, INC. 0.01% of their portfolio PITTSBURGH, PA 60,00060.0k $3.4m $3.4m 0.01% Unchanged
40 Morse Asset Management, Inc 0.74% of their portfolio DARIEN, CT 44,62544.6k $2.5m $2.5m 0.74% Added +21.6k +21,640
41 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 40,00040.0k $2.3m $2.3m 0.01% Unchanged
42 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 35,20635.2k $2.0m $2.0m 0.00% Reduced -39.1k -39,102
43 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 31,93031.9k $1.8m $1.8m 0.00% Reduced -53.1k -53,070
44 PALISADE CAPITAL MANAGEMENT, LP 0.05% of their portfolio FORT LEE, NJ 31,50031.5k $1.8m $1.8m 0.05% Unchanged
45 WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio CHICAGO, IL 22,45022.4k $1.3m $1.3m 0.02% Reduced -32.0k -32,033
46 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 15,00015.0k $845.9k $845.9k 0.00% Unchanged
47 Penserra Capital Management LLC 0.01% of their portfolio ORINDA, CA 13,43713.4k $757.0k $757.0k 0.01% New
48 Paloma Partners Management Co 0.12% of their portfolio GREENWICH, CT 13,00013.0k $733.2k $733.2k 0.12% New
49 Calamos Wealth Management LLC 0.04% of their portfolio NAPERVILLE, IL 11,55011.6k $651.3k $651.3k 0.04% Reduced -350 -350
50 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 11,33111.3k $639.0k $639.0k 0.00% New
51 FIRST HAWAIIAN BANK 0.01% of their portfolio HONOLULU, HI 7,6857.7k $433.4k $433.4k 0.01% New
52 Capital International, Inc./CA/ 0.01% of their portfolio Los Angeles, CA 6,9006.9k $389.1k $389.1k 0.01% New
53 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 5,1505.2k $290.4k $290.4k 0.00% Added +1.1k +1,100
54 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 3,9493.9k $222.7k $222.7k 0.00% New
55 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 1,7001.7k $95.0k $95.0k 0.00% Unchanged
56 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 765765 $43.0k $43.0k 0.00% Unchanged
57 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 700700 $39.5k $39.5k 0.00% Added +100 +100
58 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 299299 $16.9k $16.9k 0.00% Added +206 +206
59 COMERICA BANK 0.00% of their portfolio DALLAS, TX 8989 $5.0k $5.0k 0.00% Reduced -215 -215
60 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged