Vault-13

APOLLO ENDOSURGERY INC

COM · Common Stock · CUSIP 03767D108

0 institutional holders -91 vs Q1 2023
—reported value*
0 new 0 added 0 reduced 89 sold out net sold ≈ $427.2m (-42.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 53Q4 22: 82Q1 23: 91Q2 23: 00Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202253
Q4 202282
Q1 202391
Q2 20230

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 54 bought or addedQ4 22: 25 cut or sold outQ4 22Q1 23: 61 bought or addedQ1 23: 41 cut or sold outQ1 23Q2 23: 0 bought or addedQ2 23: 89 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225425
Q1 20236141
Q2 2023089

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 22 calls: $11.5mQ3 22 puts: $136.0kQ3 22P/C 0.01Q4 22 calls: $33.7mQ4 22 puts: $41.2kQ4 22P/C 0.00Q1 23 calls: $21.2mQ1 23 puts: $29.5kQ1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$11.5m$136.0k0.01
Q4 2022$33.7m$41.2k0.00
Q1 2023$21.2m$29.5k0.00
Q2 2023$0$0—

Biggest buyers

None

Biggest sellers

CPMG Inc Sold out -6,183,603-6.2m
Nantahala Capital Management, LLC Sold out -4,575,021-4.6m
NEXPOINT ASSET MANAGEMENT, L.P. Sold out -3,613,419-3.6m
CITIGROUP INC Sold out -2,000,000-2.0m
MILLENNIUM MANAGEMENT LLC Sold out -1,851,473-1.9m
Woodline Partners LP Sold out -1,809,001-1.8m
VANGUARD GROUP INC Sold out -1,794,761-1.8m
Schonfeld Strategic Advisors LLC Sold out -1,739,807-1.7m
GARDNER LEWIS ASSET MANAGEMENT L P Sold out -1,428,884-1.4m
Ergoteles LLC Sold out -1,414,792-1.4m

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change