APOLLO ENDOSURGERY INC
COM · Common Stock · CUSIP 03767D108
82
institutional holders
+29 vs Q3 2022
36.9m
shares reported held*
$368.2mreported value*
36 new
18 added
14 reduced
11 sold out
net bought ≈ $47.7m (+4.8m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($774.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $9.97. Options: 12 managers hold calls ($33.7m notional), 7 hold puts ($41.2k).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 53 |
| Q4 2022 | 82 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $11.5m | $136.0k | 0.01 |
| Q4 2022 | $33.7m | $41.2k | 0.00 |
Biggest buyers
| CPMG Inc | Added | +2.2m |
| JPMORGAN CHASE & CO | New | +1.1m |
| Stonepine Capital Management, LLC | Added | +894.0k |
| Woodline Partners LP | New | +762.8k |
| Berry Street Capital Management LLP | New | +625.0k |
| First Trust Capital Management L.P. | New | +474.7k |
| WATER ISLAND CAPITAL LLC | New | +449.6k |
| Magnetar Financial LLC | New | +415.2k |
| MILLENNIUM MANAGEMENT LLC | Added | +389.0k |
| CITIGROUP INC | Added | +376.1k |
Biggest sellers
| Soleus Capital Management, L.P. | Sold out | -1.1m |
| SILVERARC CAPITAL MANAGEMENT, LLC | Sold out | -1.1m |
| GOLDMAN SACHS GROUP INC | Reduced | -747.0k |
| Parkman Healthcare Partners LLC | Sold out | -657.7k |
| PURA VIDA INVESTMENTS, LLC | Sold out | -427.1k |
| ESSEX INVESTMENT MANAGEMENT CO LLC | Sold out | -400.6k |
| Russell Investments Group, Ltd. | Reduced | -358.9k |
| Assenagon Asset Management S.A. | Sold out | -207.8k |
| Archon Capital Management LLC | Reduced | -196.6k |
| AIGH Capital Management LLC | Reduced | -192.1k |
Biggest calls
| Nantahala Capital Management, LLC | Unchanged | $19.9m2.0m shares |
| Antara Capital LP | New | $5.0m500.0k shares |
| WATER ISLAND CAPITAL LLC | New | $3.6m359.0k shares |
| MILLENNIUM MANAGEMENT LLC | New | $2.2m217.6k shares |
| CITIGROUP INC | New | $986.0k98.9k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $890.3k89.3k shares |
| SIMPLEX TRADING, LLC | Added | $567.0k56.9k shares |
| GROUP ONE TRADING LLC | Added | $446.7k44.8k shares |
| Utah Peaks Capital Inc | First filing | $105.7k10.6k shares |
| CITADEL ADVISORS LLC | Reduced | $73.8k7.4k shares |
Biggest puts
| CSS LLC/IL | New | $16.0k1.6k shares |
| GROUP ONE TRADING LLC | New | $11.0k1.1k shares |
| CITADEL ADVISORS LLC | Reduced | $7.0k700 shares |
| SIMPLEX TRADING, LLC | New | $4.0k500 shares |
| RAMIUS ADVISORS LLC | New | $3.3k14.8k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| Cutler Group LLC / CA | New | $0400 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| CPMG Inc 15.48% of their portfolio | 6.2m $61.7m | Added +2.2m |
| Nantahala Capital Management, LLC 3.65% of their portfolio | 4.1m $40.4m | Added +82.7k |
| Stonepine Capital Management, LLC 15.63% of their portfolio | 3.7m $37.2m | Added +894.0k |
| CITIGROUP INC 0.03% of their portfolio | 2.4m $23.8m | Added +376.1k |
| DEERFIELD MANAGEMENT COMPANY, L.P. 0.36% of their portfolio | 1.8m $17.4m | Unchanged |
| GAGNON SECURITIES LLC 3.75% of their portfolio | 1.7m $17.0m | Reduced -83.3k |
| Archon Capital Management LLC 6.31% of their portfolio | 1.6m $16.4m | Reduced -196.6k |
| VANGUARD GROUP INC 0.00% of their portfolio | 1.5m $14.6m | Added +105.6k |
| Gagnon Advisors, LLC 8.95% of their portfolio | 1.3m $13.3m | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 1.1m $10.7m | New |
| AWM Investment Company, Inc. 1.13% of their portfolio | 786.8k $7.8m | Reduced -43.3k |
| Woodline Partners LP 0.10% of their portfolio | 762.8k $7.6m | New |
| BOONE CAPITAL MANAGEMENT LLC 3.68% of their portfolio | 718.4k $7.2m | First filing |
| Berry Street Capital Management LLP 3.26% of their portfolio | 625.0k $6.2m | New |
| Russell Investments Group, Ltd. 0.01% of their portfolio | 593.8k $5.9m | Reduced -358.9k |
| BlackRock Inc. 0.00% of their portfolio | 512.7k $5.1m | Reduced -59.6k |
| First Trust Capital Management L.P. 0.25% of their portfolio | 474.7k $4.7m | New |
| WATER ISLAND CAPITAL LLC 0.38% of their portfolio | 449.6k $4.5m | New |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 439.9k $4.4m | Added +389.0k |
| Magnetar Financial LLC 0.07% of their portfolio | 415.2k $4.1m | New |
| GILDER GAGNON HOWE & CO LLC 0.07% of their portfolio | 373.0k $3.7m | Reduced -88.6k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 372.3k $3.7m | Added +28.9k |
| MORGAN STANLEY 0.00% of their portfolio | 342.6k $3.4m | Added +340.7k |
| AIGH Capital Management LLC 1.04% of their portfolio | 316.4k $3.2m | Reduced -192.1k |
| FEDERATED HERMES, INC. 0.01% of their portfolio | 308.0k $3.1m | Not comparable |
| Qube Research & Technologies Ltd 0.02% of their portfolio | 286.0k $2.9m | New |
| GABELLI FUNDS LLC 0.02% of their portfolio | 277.3k $2.8m | New |
| BARDIN HILL MANAGEMENT PARTNERS LP 0.56% of their portfolio | 257.3k $2.6m | New |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 209.6k $2.1m | Added +114.3k |
| TIG Advisors, LLC 0.13% of their portfolio | 196.7k $2.0m | New |
| NORTHERN TRUST CORP 0.00% of their portfolio | 196.6k $2.0m | Added +3.6k |
| GABELLI & Co INVESTMENT ADVISERS, INC. 0.41% of their portfolio | 191.8k $1.9m | New |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.05% of their portfolio | 175.2k $1.7m | Unchanged |
| Apis Capital Advisors, LLC 1.96% of their portfolio | 170.0k $1.7m | Added +30.0k |
| MIRIA Asset Management Ltd 9.83% of their portfolio | 165.7k $1.7m | New |
| GLAZER CAPITAL, LLC 0.04% of their portfolio | 162.9k $1.6m | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 162.5k $1.6m | New |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 149.2k $1.5m | Reduced -747.0k |
| BCK CAPITAL MANAGEMENT LP 1.43% of their portfolio | 139.0k $1.4m | New |
| Boston Partners 0.00% of their portfolio | 136.3k $1.4m | Reduced -32.2k |
| NJ State Employees Deferred Compensation Plan 0.21% of their portfolio | 130.0k $1.3m | Unchanged |
| STATE STREET CORP 0.00% of their portfolio | 118.0k $1.2m | Added +28.6k |
| HRT FINANCIAL LP 0.01% of their portfolio | 80.6k $803.0k | New |
| Worth Venture Partners, LLC 0.46% of their portfolio | 77.7k $774.6k | Reduced -48.8k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 61.2k $611.0k | Reduced -5.1k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 55.9k $557.7k | Added +7.6k |
| CSS LLC/IL 0.03% of their portfolio | 50.2k $500.6k | New |
| HARVEST MANAGEMENT LLC 0.57% of their portfolio | 50.0k $498.5k | New |
| NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio | 50.0k $498.5k | Unchanged |
| Trexquant Investment LP 0.01% of their portfolio | 49.0k $488.3k | New |
| GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio | 44.0k $438.8k | New |
| Maven Securities LTD 0.09% of their portfolio | 43.8k $436.2k | New |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 41.6k $414.3k | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 41.0k $408.4k | Added +1.8k |
| Crystalline Management Inc. 0.19% of their portfolio | 37.3k $372.1k | First filing |
| Jump Financial, LLC 0.02% of their portfolio | 35.6k $354.8k | Added +24.4k |
| UBS Group AG 0.00% of their portfolio | 35.3k $352.2k | Added +31.8k |
| Trium Capital LLP 0.15% of their portfolio | 32.5k $324.0k | First filing |
| UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO 0.12% of their portfolio | 31.2k $311.0k | Unchanged |
| THOMPSON DAVIS & CO., INC. 0.38% of their portfolio | 27.0k $269.2k | Reduced -47.1k |
| Schonfeld Strategic Advisors LLC 0.00% of their portfolio | 26.9k $268.5k | New |
| Quantbot Technologies LP 0.02% of their portfolio | 24.1k $240.5k | New |
| Cubist Systematic Strategies, LLC 0.00% of their portfolio | 19.6k $195.6k | New |
| BARCLAYS PLC 0.00% of their portfolio | 17.8k $177.1k | First filing |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 17.2k $171.5k | Unchanged |
| Lighthouse Investment Partners, LLC 0.03% of their portfolio | 16.1k $160.2k | New |
| NEXPOINT ASSET MANAGEMENT, L.P. 0.01% of their portfolio | 13.9k $138.6k | New |
| Verition Fund Management LLC 0.00% of their portfolio | 13.0k $129.6k | New |
| Balyasny Asset Management L.P. 0.00% of their portfolio | 12.7k $126.7k | New |
| Squarepoint Ops LLC 0.00% of their portfolio | 12.7k $126.2k | New |
| MIRABELLA FINANCIAL SERVICES LLP 0.01% of their portfolio | 12.1k $120.8k | New |
| MORRIS FINANCIAL CONCEPTS, INC. 0.09% of their portfolio | 11.1k $111.2k | New |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 10.4k $103.9k | Reduced -55.6k |
| WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio | 6.7k $67.0k | New |
| LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio | 5.7k $56.0k | Reduced -5.2k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 3.5k $35.0k | Added +3.2k |
| Cutler Group LLC / CA 0.00% of their portfolio | 1.3k $12.0k | New |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 360 $3.6k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 264 $2.6k | Added +12 |
| FMR LLC 0.00% of their portfolio | 155 $1.5k | New |
| Sugarloaf Wealth Management, LLC 0.00% of their portfolio | 65 $648 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |