APOLLO ENDOSURGERY INC
COM · Common Stock · CUSIP 03767D108
53
institutional holders
31.3m
shares reported held*
$172.7mreported value*
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $5.51. Options: 6 managers hold calls ($11.5m notional), 3 hold puts ($136.0k).
Biggest calls
| Nantahala Capital Management, LLC | — | $11.0m2.0m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | — | $192.0k34.9k shares |
| CITADEL ADVISORS LLC | — | $115.0k20.8k shares |
| SIMPLEX TRADING, LLC | — | $99.0k18.0k shares |
| GROUP ONE TRADING LLC | — | $71.0k12.9k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | — | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | — | $83.0k15.1k shares |
| WOLVERINE TRADING, LLC | — | $53.0k10.0k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | — | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q3 2022
| Manager | Shares | Change |
|---|---|---|
| Nantahala Capital Management, LLC 2.15% of their portfolio | 4.0m $21.9m | — |
| CPMG Inc 4.28% of their portfolio | 4.0m $21.8m | — |
| Stonepine Capital Management, LLC 7.02% of their portfolio | 2.8m $15.6m | — |
| CITIGROUP INC 0.02% of their portfolio | 2.0m $11.1m | — |
| Archon Capital Management LLC 4.19% of their portfolio | 1.8m $10.2m | — |
| GAGNON SECURITIES LLC 2.16% of their portfolio | 1.8m $9.8m | — |
| DEERFIELD MANAGEMENT COMPANY, L.P. 0.19% of their portfolio | 1.8m $9.6m | — |
| VANGUARD GROUP INC 0.00% of their portfolio | 1.4m $7.5m | — |
| Gagnon Advisors, LLC 4.74% of their portfolio | 1.3m $7.3m | — |
| Soleus Capital Management, L.P. 0.85% of their portfolio | 1.1m $6.3m | — |
| SILVERARC CAPITAL MANAGEMENT, LLC 2.65% of their portfolio | 1.1m $6.3m | — |
| Russell Investments Group, Ltd. 0.01% of their portfolio | 952.7k $5.2m | — |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 896.2k $4.9m | — |
| AWM Investment Company, Inc. 0.70% of their portfolio | 830.1k $4.6m | — |
| Parkman Healthcare Partners LLC 1.03% of their portfolio | 657.7k $3.6m | — |
| BlackRock Inc. 0.00% of their portfolio | 572.3k $3.2m | — |
| Parian Global Management LP 9.44% of their portfolio | 527.1k $2.9m | — |
| AIGH Capital Management LLC 1.10% of their portfolio | 508.5k $2.8m | — |
| GILDER GAGNON HOWE & CO LLC 0.04% of their portfolio | 461.6k $2.5m | — |
| PURA VIDA INVESTMENTS, LLC 0.35% of their portfolio | 427.1k $2.4m | — |
| ESSEX INVESTMENT MANAGEMENT CO LLC 0.35% of their portfolio | 400.6k $2.2m | — |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 343.5k $1.9m | — |
| Assenagon Asset Management S.A. 0.00% of their portfolio | 207.8k $1.1m | — |
| NORTHERN TRUST CORP 0.00% of their portfolio | 193.0k $1.1m | — |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.03% of their portfolio | 175.2k $965.0k | — |
| Boston Partners 0.00% of their portfolio | 168.5k $929.0k | — |
| Apis Capital Advisors, LLC 1.16% of their portfolio | 140.0k $771.0k | — |
| NJ State Employees Deferred Compensation Plan 0.12% of their portfolio | 130.0k $716.0k | — |
| Worth Venture Partners, LLC 0.44% of their portfolio | 126.5k $697.0k | — |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 95.3k $525.0k | — |
| STATE STREET CORP 0.00% of their portfolio | 89.4k $492.0k | — |
| 1492 Capital Management LLC 0.29% of their portfolio | 74.3k $409.0k | — |
| THOMPSON DAVIS & CO., INC. 0.55% of their portfolio | 74.1k $408.0k | — |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 66.4k $366.0k | — |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 66.0k $363.0k | — |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 50.9k $281.0k | — |
| NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio | 50.0k $276.0k | — |
| Bank of New York Mellon Corp 0.00% of their portfolio | 48.3k $267.0k | — |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 39.2k $216.0k | — |
| UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO 0.06% of their portfolio | 31.2k $172.0k | — |
| Atom Investors LP 0.06% of their portfolio | 30.8k $170.0k | — |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 22.0k $121.0k | — |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 17.2k $95.0k | — |
| Engineers Gate Manager LP 0.01% of their portfolio | 15.4k $85.0k | — |
| Jump Financial, LLC 0.00% of their portfolio | 11.2k $62.0k | — |
| LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio | 10.9k $60.0k | — |
| UBS Group AG 0.00% of their portfolio | 3.6k $20.0k | — |
| MORGAN STANLEY 0.00% of their portfolio | 2.0k $11.0k | — |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 500 $2.8k | — |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 264 $1.0k | — |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 252 $1.0k | — |
| Sugarloaf Wealth Management, LLC 0.00% of their portfolio | 65 $1.0k | — |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | — |