Vault-13

APOLLO TACTICAL INCOME FD IN

COM · CUSIP 037638103

48 institutional holders +3 vs Q1 2024
3,239,2333.2m shares reported held*
$47.4mreported value*
8 new 19 added 12 reduced 6 sold out net sold ≈ $16.5m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.64.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 50Q4 22: 57Q1 23: 60Q2 23: 58Q3 23: 52Q4 23: 50Q1 24: 45Q2 24: 4848Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202250
Q4 202257
Q1 202360
Q2 202358
Q3 202352
Q4 202350
Q1 202445
Q2 202448

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 33 bought or addedQ4 22: 15 cut or sold outQ4 22Q1 23: 28 bought or addedQ1 23: 25 cut or sold outQ2 23: 23 bought or addedQ2 23: 27 cut or sold outQ2 23Q3 23: 19 bought or addedQ3 23: 33 cut or sold outQ4 23: 25 bought or addedQ4 23: 28 cut or sold outQ4 23Q1 24: 29 bought or addedQ1 24: 25 cut or sold outQ2 24: 27 bought or addedQ2 24: 18 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223315
Q1 20232825
Q2 20232327
Q3 20231933
Q4 20232528
Q1 20242925
Q2 20242718

Biggest buyers

GUGGENHEIM CAPITAL LLC Added +61,079+61.1k
Foundations Investment Advisors, LLC Added +23,331+23.3k
Tyche Wealth Partners LLC New +22,487+22.5k
ROYAL BANK OF CANADA Added +17,068+17.1k
Alpine Global Management, LLC New +17,000+17.0k
Virtu Financial LLC New +13,968+14.0k
WELLS FARGO & COMPANY/MN Added +11,166+11.2k
PFG Investments, LLC New +10,481+10.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +10,347+10.3k
Cetera Investment Advisers Added +6,865+6.9k

Biggest sellers

MORGAN STANLEY Reduced -810,463-810.5k
Pathstone Holdings, LLC Reduced -273,372-273.4k
Citizens Business Bank Sold out -80,000-80.0k
Qube Research & Technologies Ltd Sold out -42,634-42.6k
LPL Financial LLC Reduced -40,525-40.5k
OSAIC HOLDINGS, INC. Reduced -18,751-18.8k
Moors & Cabot, Inc. Sold out -17,825-17.8k
HARTLINE INVESTMENT CORP/ Sold out -13,496-13.5k
Congress Park Capital LLC Sold out -12,500-12.5k
Invesco Ltd. Reduced -11,493-11.5k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Pathstone Holdings, LLC 0.04% of their portfolio ENGLEWOOD, NJ 621,557621.6k $9.1m $9.1m 0.04% Reduced -273.4k -273,372
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 324,609324.6k $4.8m $4.8m 0.00% Added +11.2k +11,166
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 320,189320.2k $4.7m $4.7m 0.00% Reduced -810.5k -810,463
4 Foundations Investment Advisors, LLC 0.10% of their portfolio PHOENIX, AZ 282,552282.6k $4.1m $4.1m 0.10% Added +23.3k +23,331
5 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 240,525240.5k $3.5m $3.5m 0.03% Added +61.1k +61,079
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 217,662217.7k $3.2m $3.2m 0.00% Reduced -11.5k -11,493
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 175,288175.3k $2.6m $2.6m 0.00% Reduced -40.5k -40,525
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 134,109134.1k $2.0m $2.0m 0.00% Added +1.2k +1,231
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 122,205122.2k $1.8m $1.8m 0.00% Added +17.1k +17,068
10 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 121,518121.5k $1.8m $1.8m 0.00% Added +6.9k +6,865
11 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 87,51487.5k $1.3m $1.3m 0.02% Added +2.1k +2,100
12 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 52,81052.8k $773.0k $773.0k 0.00% Reduced -269 -269
13 Capital Investment Advisors, LLC 0.02% of their portfolio ATLANTA, GA 52,64052.6k $770.6k $770.6k 0.02% Added +16 +16
14 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 38,10038.1k $557.8k $557.8k 0.02% Unchanged
15 NOTTINGHAM ADVISORS, INC. 0.05% of their portfolio AMHERST, NY 31,02131.0k $454.1k $454.1k 0.05% Added +2.9k +2,866
16 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 30,26530.3k $443.1k $443.1k 0.00% Added +315 +315
17 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 29,06729.1k $425.5k $425.5k 0.00% Reduced -4.8k -4,846
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 28,01828.0k $410.2k $410.2k 0.00% Reduced -18.8k -18,751
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 25,75925.8k $377.1k $377.1k 0.00% Added +3.2k +3,177
20 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 25,57525.6k $374.4k $374.4k 0.01% Added +2.8k +2,817
21 WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC 0.14% of their portfolio HIGHLAND PARK, IL 23,59023.6k $345.4k $345.4k 0.14% Unchanged
22 Tyche Wealth Partners LLC 0.08% of their portfolio PLANO, TX 22,48722.5k $329.2k $329.2k 0.08% New
23 Capital Market Strategies LLC 0.20% of their portfolio PALM BEACH GARDENS, FL 21,56321.6k $315.7k $315.7k 0.20% Added +16 +16
24 UBS Group AG 0.00% of their portfolio ZURICH, V8 21,45321.5k $314.1k $314.1k 0.00% Reduced -5.2k -5,244
25 REGIONS FINANCIAL CORP 0.00% of their portfolio BIRMINGHAM, AL 20,00020.0k $292.8k $292.8k 0.00% Added +5.0k +5,000
26 Ausdal Financial Partners, Inc. 0.03% of their portfolio Davenport, IA 19,22619.2k $281.5k $281.5k 0.03% Added +2.9k +2,941
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 18,38818.4k $269.2k $269.2k 0.00% Added +154 +154
28 Alpine Global Management, LLC 0.04% of their portfolio NEW YORK, NY 17,00017.0k $248.9k $248.9k 0.04% New
29 Virtu Financial LLC 0.01% of their portfolio New York, NY 13,96814.0k $204.0k $204.0k 0.01% New
30 REDMONT WEALTH ADVISORS LLC 0.32% of their portfolio CHICAGO, IL 13,82813.8k $202.4k $202.4k 0.32% Reduced -2.2k -2,212
31 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.03% of their portfolio CONCORD, MA 13,76813.8k $201.6k $201.6k 0.03% Added +272 +272
32 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 12,74312.7k $181.2k $181.2k 0.00% First filing
33 PFG Investments, LLC 0.01% of their portfolio WOODBURY, NY 10,48110.5k $153.4k $153.4k 0.01% New
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,34710.3k $151.5k $151.5k 0.00% New
35 Sovereign Financial Group, Inc. 0.04% of their portfolio STAMFORD, CT 10,30510.3k $150.9k $150.9k 0.04% Added +12 +12
36 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 7,3607.4k $107.8k $107.8k 0.00% Reduced -2.9k -2,871
37 Apollo Management Holdings, L.P. 0.00% of their portfolio New York, NY 5,2365.2k $76.7k $76.7k 0.00% Unchanged
38 Anfield Capital Management, LLC 0.03% of their portfolio IRVINE, CA 4,3804.4k $64.1k $64.1k 0.03% Added +175 +175
39 FinTrust Capital Advisors, LLC 0.01% of their portfolio Greenville, SC 2,6352.6k $38.6k $38.6k 0.01% Unchanged
40 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 2,4152.4k $35.4k $35.4k 0.01% Reduced -607 -607
41 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,2992.3k $33.7k $33.7k 0.00% Unchanged
42 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,2122.2k $32.4k $32.4k 0.00% New
43 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 1,9592.0k $28.7k $28.7k 0.00% New
44 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 417417 $6.1k $6.1k 0.00% Unchanged
45 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 115115 $1.7k $1.7k 0.00% New
46 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5252 $767 $767 0.00% Reduced -22 -22
47 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 2323 $337 $337 0.00% Unchanged
48 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged