APOLLO TACTICAL INCOME FD IN
COM · CUSIP 037638103
58
institutional holders
-2 vs Q1 2023
6.3m
shares reported held*
$79.7mreported value*
7 new
16 added
17 reduced
10 sold out
net sold ≈ $682.2k (-53.8k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.69.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 50 |
| Q4 2022 | 57 |
| Q1 2023 | 60 |
| Q2 2023 | 58 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 33 | 15 |
| Q1 2023 | 28 | 25 |
| Q2 2023 | 23 | 27 |
Biggest buyers
| Foundations Investment Advisors, LLC | New | +200.7k |
| Invesco Ltd. | Added | +29.3k |
| AQR Arbitrage LLC | Added | +25.7k |
| MORGAN STANLEY | Added | +19.9k |
| GUGGENHEIM CAPITAL LLC | Added | +19.9k |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | New | +16.1k |
| ENVESTNET ASSET MANAGEMENT INC | Added | +12.7k |
| Ironsides Asset Advisors, LLC | New | +10.7k |
| Janney Montgomery Scott LLC | New | +10.3k |
| Kestra Advisory Services, LLC | Added | +9.7k |
Biggest sellers
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Sold out | -96.5k |
| Advisors Asset Management, Inc. | Reduced | -81.8k |
| WELLS FARGO & COMPANY/MN | Reduced | -66.8k |
| COHEN & STEERS, INC. | Reduced | -65.7k |
| Walleye Capital LLC | Sold out | -25.1k |
| WOLVERINE ASSET MANAGEMENT LLC | Sold out | -24.8k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Sold out | -12.3k |
| Accurate Wealth Management, LLC | Sold out | -11.6k |
| BANK OF AMERICA CORP /DE/ | Reduced | -11.5k |
| Saba Capital Management, L.P. | Reduced | -10.7k |
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 2.2m $27.7m | Added +19.9k |
| Saba Capital Management, L.P. 0.45% of their portfolio | 1.1m $13.6m | Reduced -10.7k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 484.9k $6.2m | Reduced -66.8k |
| Foundations Investment Advisors, LLC 0.08% of their portfolio | 200.7k $2.5m | New |
| Invesco Ltd. 0.00% of their portfolio | 174.9k $2.2m | Added +29.3k |
| Shaker Financial Services, LLC 0.84% of their portfolio | 150.9k $1.9m | Reduced -6.1k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 150.4k $1.9m | Reduced -11.5k |
| LPL Financial LLC 0.00% of their portfolio | 130.0k $1.7m | Reduced -537 |
| Hennion & Walsh Asset Management, Inc. 0.10% of their portfolio | 126.6k $1.6m | Reduced -2.2k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.11% of their portfolio | 111.4k $1.4m | Unchanged |
| Bulldog Investors, LLP 0.41% of their portfolio | 97.0k $1.2m | Unchanged |
| GUGGENHEIM CAPITAL LLC 0.01% of their portfolio | 92.4k $1.2m | Added +19.9k |
| Westchester Capital Management, LLC 0.04% of their portfolio | 85.6k $1.1m | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 83.2k $1.1m | Reduced -1.4k |
| Logan Stone Capital, LLC 0.35% of their portfolio | 81.2k $1.0m | Added +917 |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 81.2k $1.0m | Reduced -5.8k |
| Congress Park Capital LLC 0.55% of their portfolio | 77.5k $983.5k | Added +7.5k |
| Matisse Capital 0.54% of their portfolio | 68.8k $873.5k | Unchanged |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 62.4k $791.4k | Unchanged |
| Capital Investment Advisors, LLC 0.02% of their portfolio | 58.6k $743.3k | Reduced -5.7k |
| COHEN & STEERS, INC. 0.00% of their portfolio | 57.1k $724.0k | Reduced -65.7k |
| Advisors Asset Management, Inc. 0.01% of their portfolio | 54.1k $686.1k | Reduced -81.8k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 53.3k $676.4k | Added +6.3k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 48.3k $613.0k | Reduced -2.2k |
| FourThought Financial Partners, LLC 0.07% of their portfolio | 44.2k $561.5k | Added +1.5k |
| AQR Arbitrage LLC 0.02% of their portfolio | 42.7k $541.9k | Added +25.7k |
| STEPHENS INC /AR/ 0.01% of their portfolio | 40.8k $517.5k | Unchanged |
| OPPENHEIMER & CO INC 0.01% of their portfolio | 34.8k $441.6k | Unchanged |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 31.7k $401.7k | Unchanged |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 26.2k $332.5k | Reduced -100 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 24.4k $309.6k | Added +12.7k |
| UBS Group AG 0.00% of their portfolio | 23.2k $293.9k | Reduced -747 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 22.3k $282.5k | Reduced -1.5k |
| Moors & Cabot, Inc. 0.02% of their portfolio | 22.0k $279.5k | Reduced -800 |
| HighTower Advisors, LLC 0.00% of their portfolio | 21.5k $266.0k | Added +4.6k |
| Cetera Advisors LLC 0.00% of their portfolio | 21.3k $270.4k | Reduced -1.8k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 20.2k $255.9k | Added +9.7k |
| JONES ROAD CAPITAL MANAGEMENT, L.P. 0.24% of their portfolio | 20.0k $253.8k | Unchanged |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC 0.10% of their portfolio | 16.1k $204.7k | New |
| NOTTINGHAM ADVISORS, INC. 0.02% of their portfolio | 13.2k $167.0k | Added +1.9k |
| CoreCap Advisors, LLC 0.01% of their portfolio | 11.4k $144.7k | First filing |
| Ironsides Asset Advisors, LLC 0.06% of their portfolio | 10.7k $133.9k | New |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 10.3k $130.0k | New |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 10.1k $128.8k | Added +41 |
| SIT INVESTMENT ASSOCIATES INC 0.00% of their portfolio | 5.4k $69.0k | Unchanged |
| Apollo Management Holdings, L.P. 0.00% of their portfolio | 5.2k $66.4k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 4.8k $60.7k | Added +2.4k |
| GPS Wealth Strategies Group, LLC 0.01% of their portfolio | 4.3k $54.7k | New |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 3.6k $45.9k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 2.3k $29.2k | Added +3 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 800 $10.2k | Unchanged |
| Carmel Capital Partners, LLC 0.00% of their portfolio | 600 $7.6k | Unchanged |
| BESSEMER GROUP INC 0.00% of their portfolio | 465 $6.0k | Added +113 |
| Larson Financial Group LLC 0.00% of their portfolio | 85 $1.1k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 84 $1.0k | New |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 60 $761 | Unchanged |
| FMR LLC 0.00% of their portfolio | 1 $13 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |