Vault-13

APOLLO COML REAL ESTATE FIN ARI 5.375 10.15.23

NOTE 5.375%10/1 · US DOMESTIC · CUSIP 03762UAC9

0 institutional holders -33 vs Q3 2023
—reported value*
0 new 0 added 0 reduced 33 sold out net sold ≈ $80.0m (-4.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 45Q4 22: 43Q1 23: 32Q2 23: 30Q3 23: 33Q4 23: 00Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202245
Q4 202243
Q1 202332
Q2 202330
Q3 202333
Q4 20230

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 19 bought or addedQ4 22: 14 cut or sold outQ4 22Q1 23: 11 bought or addedQ1 23: 19 cut or sold outQ1 23Q2 23: 6 bought or addedQ2 23: 12 cut or sold outQ2 23Q3 23: 7 bought or addedQ3 23: 7 cut or sold outQ3 23Q4 23: 0 bought or addedQ4 23: 33 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221914
Q1 20231119
Q2 2023612
Q3 202377
Q4 2023033

Biggest buyers

None

Biggest sellers

Linden Advisors LP Sold out -24,335,000-24.3m
PIPER SANDLER & CO. Sold out -9,993,000-10.0m
SSI INVESTMENT MANAGEMENT LLC Sold out -7,750,000-7.8m
Kohlberg Kravis Roberts & Co. L.P. Sold out -6,115,000-6.1m
Parallax Volatility Advisers, L.P. Sold out -6,000,000-6.0m
Thrivent Financial for Lutherans Sold out -4,200,000-4.2m
JPMORGAN CHASE & CO Sold out -4,000,000-4.0m
Western Asset Management Company, LLC Sold out -3,385,000-3.4m
OAKTREE CAPITAL MANAGEMENT LP Sold out -3,217,000-3.2m
WESTWOOD HOLDINGS GROUP INC Sold out -3,000,000-3.0m

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change